Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2015/10/27?limit=200&registers=between&mode=atom 2024-11-24T00:49:26-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2015/10/27/2015-27394.html Notice - Sunshine Act Meeting 2015-10-27T00:00:00-07:00 2015-10-27T00:00:00-07:00 2015-27394 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-10-27/pdf/2015-27394.pdf https://regulations.justia.com/regulations/fedreg/2015/10/27/2015-27225.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Reporting of OTC Transactions in Exchange-Traded Managed Fund Shares (NextShares) to FINRA 2015-10-27T00:00:00-07:00 2015-10-27T00:00:00-07:00 2015-27225 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-10-27/pdf/2015-27225.pdf https://regulations.justia.com/regulations/fedreg/2015/10/27/2015-27224.html Notice - Self-Regulatory Organizations; ISE Gemini, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees 2015-10-27T00:00:00-07:00 2015-10-27T00:00:00-07:00 2015-27224 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-10-27/pdf/2015-27224.pdf https://regulations.justia.com/regulations/fedreg/2015/10/27/2015-27223.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the NYSE Amex Options Fee Schedule 2015-10-27T00:00:00-07:00 2015-10-27T00:00:00-07:00 2015-27223 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-10-27/pdf/2015-27223.pdf https://regulations.justia.com/regulations/fedreg/2015/10/27/2015-27222.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend Rules 1.5(r), 11.1(a), 11.23, 14.6, 14.11, and 14.12 and Adopt Rule 11.1(a)(1) 2015-10-27T00:00:00-07:00 2015-10-27T00:00:00-07:00 2015-27222 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-10-27/pdf/2015-27222.pdf https://regulations.justia.com/regulations/fedreg/2015/10/27/2015-27221.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.25, Retail Order Attribution Program 2015-10-27T00:00:00-07:00 2015-10-27T00:00:00-07:00 2015-27221 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-10-27/pdf/2015-27221.pdf https://regulations.justia.com/regulations/fedreg/2015/10/27/2015-27220.html Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend Rules 1.5(r) and 11.1 and Adopt New Rule 11.1(a)(1) 2015-10-27T00:00:00-07:00 2015-10-27T00:00:00-07:00 2015-27220 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-10-27/pdf/2015-27220.pdf https://regulations.justia.com/regulations/fedreg/2015/10/27/2015-27219.html Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.24, Retail Price Improvement Program 2015-10-27T00:00:00-07:00 2015-10-27T00:00:00-07:00 2015-27219 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-10-27/pdf/2015-27219.pdf https://regulations.justia.com/regulations/fedreg/2015/10/27/2015-27218.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the NYSE Amex Options Fee Schedule Related to the Amex Customer Engagement Program 2015-10-27T00:00:00-07:00 2015-10-27T00:00:00-07:00 2015-27218 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-10-27/pdf/2015-27218.pdf https://regulations.justia.com/regulations/fedreg/2015/10/27/2015-27217.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule 2015-10-27T00:00:00-07:00 2015-10-27T00:00:00-07:00 2015-27217 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-10-27/pdf/2015-27217.pdf https://regulations.justia.com/regulations/fedreg/2015/10/27/2015-27216.html Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend Rules 1.5(s), 11.1(a)(1), 11.6 and 11.8 2015-10-27T00:00:00-07:00 2015-10-27T00:00:00-07:00 2015-27216 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-10-27/pdf/2015-27216.pdf https://regulations.justia.com/regulations/fedreg/2015/10/27/2015-27215.html Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend Rules 1.5(s), 11.1(a)(1), 11.6 and 11.8 2015-10-27T00:00:00-07:00 2015-10-27T00:00:00-07:00 2015-27215 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-10-27/pdf/2015-27215.pdf https://regulations.justia.com/regulations/fedreg/2015/10/27/2015-27214.html Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.11, Routing to Away Trading Centers 2015-10-27T00:00:00-07:00 2015-10-27T00:00:00-07:00 2015-27214 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-10-27/pdf/2015-27214.pdf