Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2015/10/23?limit=200&registers=between&mode=atom 2024-11-24T01:45:49-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2015/10/23/2015-26917.html Notice - Investment Company Act Release No. 31870; File No. 812-14536 Advisors Asset Management, Inc. and AAM ETF Trust; Notice of Application 2015-10-23T00:00:00-07:00 2015-10-23T00:00:00-07:00 2015-26917 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-10-23/pdf/2015-26917.pdf https://regulations.justia.com/regulations/fedreg/2015/10/23/2015-26916.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule 2015-10-23T00:00:00-07:00 2015-10-23T00:00:00-07:00 2015-26916 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-10-23/pdf/2015-26916.pdf https://regulations.justia.com/regulations/fedreg/2015/10/23/2015-26915.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Mini Options 2015-10-23T00:00:00-07:00 2015-10-23T00:00:00-07:00 2015-26915 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-10-23/pdf/2015-26915.pdf https://regulations.justia.com/regulations/fedreg/2015/10/23/2015-26914.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Series 28 Examination Program 2015-10-23T00:00:00-07:00 2015-10-23T00:00:00-07:00 2015-26914 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-10-23/pdf/2015-26914.pdf https://regulations.justia.com/regulations/fedreg/2015/10/23/2015-26913.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Series 27 Examination Program 2015-10-23T00:00:00-07:00 2015-10-23T00:00:00-07:00 2015-26913 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-10-23/pdf/2015-26913.pdf https://regulations.justia.com/regulations/fedreg/2015/10/23/2015-26912.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the New Securities Trader Qualification Examination (Series 57) 2015-10-23T00:00:00-07:00 2015-10-23T00:00:00-07:00 2015-26912 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-10-23/pdf/2015-26912.pdf https://regulations.justia.com/regulations/fedreg/2015/10/23/2015-26911.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Options Floor Broker Management System 2015-10-23T00:00:00-07:00 2015-10-23T00:00:00-07:00 2015-26911 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-10-23/pdf/2015-26911.pdf https://regulations.justia.com/regulations/fedreg/2015/10/23/2015-26910.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Withdrawal of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend NYSE Arca Equities Rule 8.600 To Adopt Generic Listing Standards for Managed Fund Shares 2015-10-23T00:00:00-07:00 2015-10-23T00:00:00-07:00 2015-26910 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-10-23/pdf/2015-26910.pdf