Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2015/10/23?limit=200®isters=between&mode=atom2024-12-11T01:37:43-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2015/10/23/2015-26917.htmlNotice - Investment Company Act Release No. 31870; File No. 812-14536 Advisors Asset Management, Inc. and AAM ETF Trust; Notice of Application2015-10-23T00:00:00-07:002015-10-23T00:00:00-07:002015-26917Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-10-23/pdf/2015-26917.pdfhttps://regulations.justia.com/regulations/fedreg/2015/10/23/2015-26916.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule2015-10-23T00:00:00-07:002015-10-23T00:00:00-07:002015-26916Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-10-23/pdf/2015-26916.pdfhttps://regulations.justia.com/regulations/fedreg/2015/10/23/2015-26915.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Mini Options2015-10-23T00:00:00-07:002015-10-23T00:00:00-07:002015-26915Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-10-23/pdf/2015-26915.pdfhttps://regulations.justia.com/regulations/fedreg/2015/10/23/2015-26914.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Series 28 Examination Program2015-10-23T00:00:00-07:002015-10-23T00:00:00-07:002015-26914Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-10-23/pdf/2015-26914.pdfhttps://regulations.justia.com/regulations/fedreg/2015/10/23/2015-26913.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Series 27 Examination Program2015-10-23T00:00:00-07:002015-10-23T00:00:00-07:002015-26913Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-10-23/pdf/2015-26913.pdfhttps://regulations.justia.com/regulations/fedreg/2015/10/23/2015-26912.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the New Securities Trader Qualification Examination (Series 57)2015-10-23T00:00:00-07:002015-10-23T00:00:00-07:002015-26912Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-10-23/pdf/2015-26912.pdfhttps://regulations.justia.com/regulations/fedreg/2015/10/23/2015-26911.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Options Floor Broker Management System2015-10-23T00:00:00-07:002015-10-23T00:00:00-07:002015-26911Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-10-23/pdf/2015-26911.pdfhttps://regulations.justia.com/regulations/fedreg/2015/10/23/2015-26910.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Withdrawal of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend NYSE Arca Equities Rule 8.600 To Adopt Generic Listing Standards for Managed Fund Shares2015-10-23T00:00:00-07:002015-10-23T00:00:00-07:002015-26910Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-10-23/pdf/2015-26910.pdf