Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2015/09?limit=200®isters=between&min-day=1&max-day=30&mode=atom2024-05-02T01:12:03-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2015/09/30/2015-24717.htmlNotice - Joint Industry Plan; Order Approving Amendment No. 2 to the National Market System Plan Governing the Process of Selecting a Plan Processor and Developing a Plan for the Consolidated Audit Trail by BATS Exchange, Inc., BATS-Y Exchange, Inc., BOX Options Exchange LLC, C2 Options Exchange, Incorporated, Chicago Board Options Exchange, Incorporated, Chicago Stock Exchange, Inc., EDGA Exchange, Inc., EDGX Exchange, Inc., Financial Industry Regulatory Authority, Inc., International Securities Exchange, LLC, ISE Gemini, LLC, Miami International Securities Exchange LLC, NASDAQ OMX BX, Inc., NASDAQ OMX PHLX LLC, The NASDAQ Stock Market LLC, National Stock Exchange, Inc., New York Stock Exchange LLC, NYSE MKT LLC, and NYSE Arca, Inc.2015-09-30T00:00:00-07:002015-09-30T00:00:00-07:002015-24717Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-30/pdf/2015-24717.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/30/2015-24716.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Change to the Secondary Benchmark Index Applicable to Shares of the PIMCO Global Advantage® Inflation-Linked Bond Active Exchange-Traded Fund2015-09-30T00:00:00-07:002015-09-30T00:00:00-07:002015-24716Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-30/pdf/2015-24716.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/30/2015-24715.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund2015-09-30T00:00:00-07:002015-09-30T00:00:00-07:002015-24715Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-30/pdf/2015-24715.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/30/2015-24714.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Approval of Proposed Rule Change Relating to the Listing and Trading of the 1-3 Month Enhanced Short Duration ETF, a Series of Plus Trust2015-09-30T00:00:00-07:002015-09-30T00:00:00-07:002015-24714Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-30/pdf/2015-24714.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/29/2015-24732.htmlNotice - Sunshine Act Meeting2015-09-29T00:00:00-07:002015-09-29T00:00:00-07:002015-24732Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-29/pdf/2015-24732.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/29/2015-24634.htmlNotice - Advisory Committee on Small and Emerging Companies2015-09-29T00:00:00-07:002015-09-29T00:00:00-07:002015-24634Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-29/pdf/2015-24634.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/29/2015-24599.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Adopt New Rule 8.17 To Provide a Process for an Expedited Suspension Proceeding and Rule 12.15 To Prohibit Layering and Spoofing on BATS Exchange, Inc.2015-09-29T00:00:00-07:002015-09-29T00:00:00-07:002015-24599Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-29/pdf/2015-24599.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/28/2015-24517.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Supplementary Material .20 to Rule 103 To Permit Member Organizations That Operate as Designated Market Maker Units on the Exchange and Also Operate DMM Units on the NYSE MKT LLC To Make an Adjustment to Excess Net Capital2015-09-28T00:00:00-07:002015-09-28T00:00:00-07:002015-24517Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-28/pdf/2015-24517.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/28/2015-24516.htmlNotice - Self-Regulatory Organizations: Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 5032015-09-28T00:00:00-07:002015-09-28T00:00:00-07:002015-24516Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-28/pdf/2015-24516.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/28/2015-24515.htmlNotice - Self-Regulatory Organizations; ISE Gemini, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees2015-09-28T00:00:00-07:002015-09-28T00:00:00-07:002015-24515Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-28/pdf/2015-24515.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/28/2015-24514.htmlNotice - Investor Advisory Committee Meeting2015-09-28T00:00:00-07:002015-09-28T00:00:00-07:002015-24514Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-28/pdf/2015-24514.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/25/2015-24547.htmlNotice - Sunshine Act Meeting2015-09-25T00:00:00-07:002015-09-25T00:00:00-07:002015-24547Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-25/pdf/2015-24547.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/25/2015-24446.htmlNotice - Principal Exchange-Traded Funds, et al.; Notice of Application2015-09-25T00:00:00-07:002015-09-25T00:00:00-07:002015-24446Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-25/pdf/2015-24446.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/25/2015-24445.htmlNotice - General Electric Company and GE Capital International Funding Company; Notice of Application2015-09-25T00:00:00-07:002015-09-25T00:00:00-07:002015-24445Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-25/pdf/2015-24445.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/25/2015-24015.htmlRule - Removal of Certain References to Credit Ratings and Amendment to the Issuer Diversification Requirement in the Money Market Fund Rule2015-09-25T00:00:00-07:002015-09-25T00:00:00-07:002015-24015Rulehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-25/pdf/2015-24015.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/24/2015-24216.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Permanent the Rules of the New Market Model Pilot, the Supplemental Liquidity Providers Pilot, and the Pilot Program Allowing “UTP Securities” To Be Traded on the Exchange Pursuant to a Grant of Unlisted Trading Privileges2015-09-24T00:00:00-07:002015-09-24T00:00:00-07:002015-24216Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-24/pdf/2015-24216.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/24/2015-24215.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to Implementation of a Fee on Securities Lending and Repurchase Transactions With Respect to Shares of the CurrencyShares® Euro Trust and the CurrencyShares® Japanese Yen Trust2015-09-24T00:00:00-07:002015-09-24T00:00:00-07:002015-24215Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-24/pdf/2015-24215.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/23/2015-24217.htmlNotice - Sunshine Act Meeting2015-09-23T00:00:00-07:002015-09-23T00:00:00-07:002015-24217Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-23/pdf/2015-24217.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/23/2015-24063.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule2015-09-23T00:00:00-07:002015-09-23T00:00:00-07:002015-24063Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-23/pdf/2015-24063.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/23/2015-24062.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend and Correct Rule 1080.072015-09-23T00:00:00-07:002015-09-23T00:00:00-07:002015-24062Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-23/pdf/2015-24062.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/23/2015-24061.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; NYSE MKT LLC; Order Instituting Proceedings To Determine Whether To Disapprove the Proposed Rule Changes Amending the NYSE Trades Market Data and NYSE MKT Trades Market Data Product Offerings2015-09-23T00:00:00-07:002015-09-23T00:00:00-07:002015-24061Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-23/pdf/2015-24061.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/23/2015-24060.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Approval of Proposed Rule Change Relating to the Listing and Trading of the Shares of the PowerShares High Income Downside Hedged Portfolio, a Series of the PowerShares Actively Managed Exchange-Traded Fund Trust2015-09-23T00:00:00-07:002015-09-23T00:00:00-07:002015-24060Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-23/pdf/2015-24060.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/23/2015-24059.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Revise the Effective Date of New Rule G-18, on Best Execution of Transactions in Municipal Securities, and Amendments to Rule G-48, on Transactions With Sophisticated Municipal Market Professionals, and Rule D-15, on the Definition of Sophisticated Municipal Market Professional2015-09-23T00:00:00-07:002015-09-23T00:00:00-07:002015-24059Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-23/pdf/2015-24059.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/22/2015-24019.htmlNotice - Public Company Accounting Oversight Board; Order Granting Approval of Proposed Rules To Implement the Reorganization of PCAOB Auditing Standards and Related Changes to PCAOB Rules and Attestation, Quality Control, and Ethics and Independence Standards2015-09-22T00:00:00-07:002015-09-22T00:00:00-07:002015-24019Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-22/pdf/2015-24019.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/22/2015-23975.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of a Proposed Rule Change Consisting of Proposed Amendments to Rule G-20, on Gifts, Gratuities and Non-Cash Compensation, and Rule G-8, on Books and Records To Be Made by Brokers, Dealers, Municipal Securities Dealers, and Municipal Advisors, and the Deletion of Prior Interpretive Guidance2015-09-22T00:00:00-07:002015-09-22T00:00:00-07:002015-23975Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-22/pdf/2015-23975.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/22/2015-23974.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Chapter XV, Section 2 Entitled “NASDAQ Options Market-Fees and Rebates”2015-09-22T00:00:00-07:002015-09-22T00:00:00-07:002015-23974Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-22/pdf/2015-23974.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/22/2015-23973.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Relating to Listing and Trading of Shares of the Guggenheim Total Return Bond ETF Under NYSE Arca Equities Rule 8.6002015-09-22T00:00:00-07:002015-09-22T00:00:00-07:002015-23973Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-22/pdf/2015-23973.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/22/2015-23972.htmlNotice - Investors' Exchange, LLC; Notice of Filing of Application, as Amended, for Registration as a National Securities Exchange Under Section 6 of the Securities Exchange Act of 19342015-09-22T00:00:00-07:002015-09-22T00:00:00-07:002015-23972Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-22/pdf/2015-23972.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/21/2015-23971.htmlNotice - Sunshine Act Meeting2015-09-21T00:00:00-07:002015-09-21T00:00:00-07:002015-23971Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-21/pdf/2015-23971.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/21/2015-23527.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule2015-09-21T00:00:00-07:002015-09-21T00:00:00-07:002015-23527Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-21/pdf/2015-23527.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/18/2015-23467.htmlNotice - Submission for OMB Review; Comment Request2015-09-18T00:00:00-07:002015-09-18T00:00:00-07:002015-23467Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-18/pdf/2015-23467.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/18/2015-23466.htmlNotice - Submission for OMB Review; Comment Request2015-09-18T00:00:00-07:002015-09-18T00:00:00-07:002015-23466Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-18/pdf/2015-23466.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/18/2015-23465.htmlNotice - Proposed Collection; Comment Request2015-09-18T00:00:00-07:002015-09-18T00:00:00-07:002015-23465Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-18/pdf/2015-23465.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/18/2015-23464.htmlNotice - Order Pursuant to Sections 15F(b)(6) and 36 of the Securities Exchange Act of 1934 Extending Certain Temporary Exemptions and a Temporary and Limited Exception Related to Security-Based Swaps2015-09-18T00:00:00-07:002015-09-18T00:00:00-07:002015-23464Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-18/pdf/2015-23464.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/18/2015-23415.htmlNotice - Joint Industry Plan; Notice of Filing of the Ninth Amendment to the National Market System Plan To Address Extraordinary Market Volatility by BATS Exchange, Inc., BATS Y-Exchange, Inc., Chicago Board Options Exchange, Inc., Chicago Stock Exchange, Inc., EDGA Exchange, Inc., EDGX Exchange, Inc., Financial Industry Regulatory Authority, Inc., NASDAQ OMX BX, Inc., NASDAQ OMX PHLX LLC, The Nasdaq Stock Market LLC, National Stock Exchange, Inc., New York Stock Exchange LLC, NYSE MKT LLC, and NYSE Arca, Inc.2015-09-18T00:00:00-07:002015-09-18T00:00:00-07:002015-23415Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-18/pdf/2015-23415.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/18/2015-23401.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Relating to Rules 6.74A and 6.74B2015-09-18T00:00:00-07:002015-09-18T00:00:00-07:002015-23401Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-18/pdf/2015-23401.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/18/2015-23400.htmlNotice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Principles-Based Approach To Prohibit the Misuse of Material Nonpublic Information by Market Makers2015-09-18T00:00:00-07:002015-09-18T00:00:00-07:002015-23400Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-18/pdf/2015-23400.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/18/2015-23399.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.2015-09-18T00:00:00-07:002015-09-18T00:00:00-07:002015-23399Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-18/pdf/2015-23399.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/18/2015-23398.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees2015-09-18T00:00:00-07:002015-09-18T00:00:00-07:002015-23398Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-18/pdf/2015-23398.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/18/2015-23397.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees2015-09-18T00:00:00-07:002015-09-18T00:00:00-07:002015-23397Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-18/pdf/2015-23397.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/18/2015-23396.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Transaction Fees at Chapter XV, Section 2 Entitled “NASDAQ Options Market-Fees and Rebates”2015-09-18T00:00:00-07:002015-09-18T00:00:00-07:002015-23396Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-18/pdf/2015-23396.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/18/2015-23395.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To List Two Additional Products During Extended Trading Hours2015-09-18T00:00:00-07:002015-09-18T00:00:00-07:002015-23395Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-18/pdf/2015-23395.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/18/2015-23394.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule2015-09-18T00:00:00-07:002015-09-18T00:00:00-07:002015-23394Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-18/pdf/2015-23394.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/17/2015-23289.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 70182015-09-17T00:00:00-07:002015-09-17T00:00:00-07:002015-23289Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-17/pdf/2015-23289.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/17/2015-23288.htmlNotice - Pomona Investment Fund, et al.; Notice of Application2015-09-17T00:00:00-07:002015-09-17T00:00:00-07:002015-23288Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-17/pdf/2015-23288.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/17/2015-23287.htmlNotice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fees Schedule2015-09-17T00:00:00-07:002015-09-17T00:00:00-07:002015-23287Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-17/pdf/2015-23287.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/17/2015-23286.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees To Adopt a Tape B Volume Tier2015-09-17T00:00:00-07:002015-09-17T00:00:00-07:002015-23286Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-17/pdf/2015-23286.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/17/2015-23285.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Shares of the Following Under NYSE Arca Equities Rule 8.600: First Trust Heitman Global Prime Real Estate ETF2015-09-17T00:00:00-07:002015-09-17T00:00:00-07:002015-23285Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-17/pdf/2015-23285.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/17/2015-23283.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Advance Notice To Enhance NSCC's Margining Methodology as Applied to Family-Issued Securities of Certain NSCC Members2015-09-17T00:00:00-07:002015-09-17T00:00:00-07:002015-23283Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-17/pdf/2015-23283.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/16/2015-23284.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Shares of the Global Currency Gold Fund Under NYSE Arca Equities Rule 8.2012015-09-16T00:00:00-07:002015-09-16T00:00:00-07:002015-23284Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-16/pdf/2015-23284.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/16/2015-23270.htmlNotice - AlphaClone, Inc., et al.; Notice of Application2015-09-16T00:00:00-07:002015-09-16T00:00:00-07:002015-23270Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-16/pdf/2015-23270.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/16/2015-23241.htmlNotice - Securities Exchange Act of 1934; In the Matter of the Options Clearing Corporation; Order Discontinuing the Automatic Stay2015-09-16T00:00:00-07:002015-09-16T00:00:00-07:002015-23241Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-16/pdf/2015-23241.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/16/2015-23240.htmlNotice - In the Matter of BATS Global Markets, Inc.; BOX Options Exchange LLC; KCG Holdings, Inc.; Miami International Securities Exchange, LLC; Susquehanna International Group, LLP; Order Granting Petitions for Review and Scheduling Filing of Statements2015-09-16T00:00:00-07:002015-09-16T00:00:00-07:002015-23240Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-16/pdf/2015-23240.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/16/2015-23220.htmlNotice - ISE Mercury, LLC; Notice of Filing of Application for Registration as a National Securities Exchange Under Section 6 of the Securities Exchange Act of 19342015-09-16T00:00:00-07:002015-09-16T00:00:00-07:002015-23220Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-16/pdf/2015-23220.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/16/2015-23219.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of and Immediate Effectiveness of Proposed Rule Change Regarding NASDAQ Last Sale Plus2015-09-16T00:00:00-07:002015-09-16T00:00:00-07:002015-23219Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-16/pdf/2015-23219.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/16/2015-23218.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Exchange's Pricing Schedule Under Section VIII With Respect to Execution and Routing of Orders in Securities Priced at $1 or More Per Share2015-09-16T00:00:00-07:002015-09-16T00:00:00-07:002015-23218Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-16/pdf/2015-23218.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/16/2015-23217.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Regarding a Change to the Reference Index Relating to the Market Vectors Short High Yield Municipal Index ETF2015-09-16T00:00:00-07:002015-09-16T00:00:00-07:002015-23217Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-16/pdf/2015-23217.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/16/2015-23216.htmlNotice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Amendments No. 1 and 2 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendments No. 1 and 2, To Revise the ICC Risk Management Framework2015-09-16T00:00:00-07:002015-09-16T00:00:00-07:002015-23216Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-16/pdf/2015-23216.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/16/2015-23214.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule2015-09-16T00:00:00-07:002015-09-16T00:00:00-07:002015-23214Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-16/pdf/2015-23214.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/16/2015-23213.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Nasdaq Rules 7014 and 7018, Pertaining to Credits, Rebates, and Fee Caps2015-09-16T00:00:00-07:002015-09-16T00:00:00-07:002015-23213Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-16/pdf/2015-23213.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/16/2015-23212.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NASDAQ Rules 7015(b) and (g) to Modify Port Fees2015-09-16T00:00:00-07:002015-09-16T00:00:00-07:002015-23212Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-16/pdf/2015-23212.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/16/2015-23211.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Require an Indicator When a TRACE Report Does Not Reflect a Commission or Mark-Up/Mark-Down2015-09-16T00:00:00-07:002015-09-16T00:00:00-07:002015-23211Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-16/pdf/2015-23211.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/16/2015-23210.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees2015-09-16T00:00:00-07:002015-09-16T00:00:00-07:002015-23210Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-16/pdf/2015-23210.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/15/2015-23238.htmlNotice - In the Matter of NMI Health, Inc., Order of Suspension of Trading2015-09-15T00:00:00-07:002015-09-15T00:00:00-07:002015-23238Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-15/pdf/2015-23238.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/15/2015-23237.htmlNotice - Order of Suspension of Trading2015-09-15T00:00:00-07:002015-09-15T00:00:00-07:002015-23237Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-15/pdf/2015-23237.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/15/2015-23221.htmlNotice - Sunshine Act Meeting2015-09-15T00:00:00-07:002015-09-15T00:00:00-07:002015-23221Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-15/pdf/2015-23221.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/15/2015-23106.htmlNotice - ISE Mercury, LLC; Order Granting Application for a Conditional Exemption Pursuant to Section 36(a) of the Exchange Act From Certain Requirements of Rules 6a-1 and 6a-2 Under the Exchange Act2015-09-15T00:00:00-07:002015-09-15T00:00:00-07:002015-23106Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-15/pdf/2015-23106.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/15/2015-23096.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving a Proposed Rule Change To Introduce an Additional Data Element to the IPO Indicator Service2015-09-15T00:00:00-07:002015-09-15T00:00:00-07:002015-23096Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-15/pdf/2015-23096.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/15/2015-23095.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish an Administration and Delivery Fee for the Municipal Advisor Representative Examination (“Series 50 Examination”)2015-09-15T00:00:00-07:002015-09-15T00:00:00-07:002015-23095Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-15/pdf/2015-23095.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/15/2015-23094.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Phlx Pricing Schedule2015-09-15T00:00:00-07:002015-09-15T00:00:00-07:002015-23094Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-15/pdf/2015-23094.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/15/2015-23093.htmlNotice - TIAA-CREF Funds, et al.; Notice of Application2015-09-15T00:00:00-07:002015-09-15T00:00:00-07:002015-23093Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-15/pdf/2015-23093.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/14/2015-22977.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule2015-09-14T00:00:00-07:002015-09-14T00:00:00-07:002015-22977Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-14/pdf/2015-22977.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/14/2015-22976.htmlNotice - Proposed Collection; Comment Request2015-09-14T00:00:00-07:002015-09-14T00:00:00-07:002015-22976Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-14/pdf/2015-22976.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/14/2015-22844.htmlProposed Rule - Access to Data Obtained by Security-Based Swap Data Repositories and Exemption From Indemnification Requirement2015-09-14T00:00:00-07:002015-09-14T00:00:00-07:002015-22844Proposed Rulehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-14/pdf/2015-22844.pdf