<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2015/09/22?registers=between Tue, 17 Dec 2024 20:43:09 -0800 Tue, 17 Dec 2024 20:43:09 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2015/09/22?registers=between Notice - Public Company Accounting Oversight Board; Order Granting Approval of Proposed Rules To Implement the Reorganization of PCAOB Auditing Standards and Related Changes to PCAOB Rules and Attestation, Quality Control, and Ethics and Independence Standards https://regulations.justia.com/regulations/fedreg/2015/09/22/2015-24019.html https://regulations.justia.com/regulations/fedreg/2015/09/22/2015-24019.html Tue, 22 Sep 2015 00:00:00 -0700 2015-24019 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-09-22/pdf/2015-24019.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of a Proposed Rule Change Consisting of Proposed Amendments to Rule G-20, on Gifts, Gratuities and Non-Cash Compensation, and Rule G-8, on Books and Records To Be Made by Brokers, Dealers, Municipal Securities Dealers, and Municipal Advisors, and the Deletion of Prior Interpretive Guidance https://regulations.justia.com/regulations/fedreg/2015/09/22/2015-23975.html https://regulations.justia.com/regulations/fedreg/2015/09/22/2015-23975.html Tue, 22 Sep 2015 00:00:00 -0700 2015-23975 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-09-22/pdf/2015-23975.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Chapter XV, Section 2 Entitled “NASDAQ Options Market-Fees and Rebates” https://regulations.justia.com/regulations/fedreg/2015/09/22/2015-23974.html https://regulations.justia.com/regulations/fedreg/2015/09/22/2015-23974.html Tue, 22 Sep 2015 00:00:00 -0700 2015-23974 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-09-22/pdf/2015-23974.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Relating to Listing and Trading of Shares of the Guggenheim Total Return Bond ETF Under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2015/09/22/2015-23973.html https://regulations.justia.com/regulations/fedreg/2015/09/22/2015-23973.html Tue, 22 Sep 2015 00:00:00 -0700 2015-23973 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-09-22/pdf/2015-23973.pdf Notice - Investors' Exchange, LLC; Notice of Filing of Application, as Amended, for Registration as a National Securities Exchange Under Section 6 of the Securities Exchange Act of 1934 https://regulations.justia.com/regulations/fedreg/2015/09/22/2015-23972.html https://regulations.justia.com/regulations/fedreg/2015/09/22/2015-23972.html Tue, 22 Sep 2015 00:00:00 -0700 2015-23972 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-09-22/pdf/2015-23972.pdf