Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2015/09/18?limit=200&registers=between&mode=atom 2024-05-08T18:11:35-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2015/09/18/2015-23467.html Notice - Submission for OMB Review; Comment Request 2015-09-18T00:00:00-07:00 2015-09-18T00:00:00-07:00 2015-23467 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-09-18/pdf/2015-23467.pdf https://regulations.justia.com/regulations/fedreg/2015/09/18/2015-23466.html Notice - Submission for OMB Review; Comment Request 2015-09-18T00:00:00-07:00 2015-09-18T00:00:00-07:00 2015-23466 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-09-18/pdf/2015-23466.pdf https://regulations.justia.com/regulations/fedreg/2015/09/18/2015-23465.html Notice - Proposed Collection; Comment Request 2015-09-18T00:00:00-07:00 2015-09-18T00:00:00-07:00 2015-23465 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-09-18/pdf/2015-23465.pdf https://regulations.justia.com/regulations/fedreg/2015/09/18/2015-23464.html Notice - Order Pursuant to Sections 15F(b)(6) and 36 of the Securities Exchange Act of 1934 Extending Certain Temporary Exemptions and a Temporary and Limited Exception Related to Security-Based Swaps 2015-09-18T00:00:00-07:00 2015-09-18T00:00:00-07:00 2015-23464 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-09-18/pdf/2015-23464.pdf https://regulations.justia.com/regulations/fedreg/2015/09/18/2015-23415.html Notice - Joint Industry Plan; Notice of Filing of the Ninth Amendment to the National Market System Plan To Address Extraordinary Market Volatility by BATS Exchange, Inc., BATS Y-Exchange, Inc., Chicago Board Options Exchange, Inc., Chicago Stock Exchange, Inc., EDGA Exchange, Inc., EDGX Exchange, Inc., Financial Industry Regulatory Authority, Inc., NASDAQ OMX BX, Inc., NASDAQ OMX PHLX LLC, The Nasdaq Stock Market LLC, National Stock Exchange, Inc., New York Stock Exchange LLC, NYSE MKT LLC, and NYSE Arca, Inc. 2015-09-18T00:00:00-07:00 2015-09-18T00:00:00-07:00 2015-23415 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-09-18/pdf/2015-23415.pdf https://regulations.justia.com/regulations/fedreg/2015/09/18/2015-23401.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Relating to Rules 6.74A and 6.74B 2015-09-18T00:00:00-07:00 2015-09-18T00:00:00-07:00 2015-23401 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-09-18/pdf/2015-23401.pdf https://regulations.justia.com/regulations/fedreg/2015/09/18/2015-23400.html Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Principles-Based Approach To Prohibit the Misuse of Material Nonpublic Information by Market Makers 2015-09-18T00:00:00-07:00 2015-09-18T00:00:00-07:00 2015-23400 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-09-18/pdf/2015-23400.pdf https://regulations.justia.com/regulations/fedreg/2015/09/18/2015-23399.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. 2015-09-18T00:00:00-07:00 2015-09-18T00:00:00-07:00 2015-23399 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-09-18/pdf/2015-23399.pdf https://regulations.justia.com/regulations/fedreg/2015/09/18/2015-23398.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees 2015-09-18T00:00:00-07:00 2015-09-18T00:00:00-07:00 2015-23398 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-09-18/pdf/2015-23398.pdf https://regulations.justia.com/regulations/fedreg/2015/09/18/2015-23397.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees 2015-09-18T00:00:00-07:00 2015-09-18T00:00:00-07:00 2015-23397 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-09-18/pdf/2015-23397.pdf https://regulations.justia.com/regulations/fedreg/2015/09/18/2015-23396.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Transaction Fees at Chapter XV, Section 2 Entitled “NASDAQ Options Market-Fees and Rebates” 2015-09-18T00:00:00-07:00 2015-09-18T00:00:00-07:00 2015-23396 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-09-18/pdf/2015-23396.pdf https://regulations.justia.com/regulations/fedreg/2015/09/18/2015-23395.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To List Two Additional Products During Extended Trading Hours 2015-09-18T00:00:00-07:00 2015-09-18T00:00:00-07:00 2015-23395 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-09-18/pdf/2015-23395.pdf https://regulations.justia.com/regulations/fedreg/2015/09/18/2015-23394.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule 2015-09-18T00:00:00-07:00 2015-09-18T00:00:00-07:00 2015-23394 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-09-18/pdf/2015-23394.pdf