<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2015/09/16?registers=between Tue, 17 Dec 2024 20:40:35 -0800 Tue, 17 Dec 2024 20:40:35 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2015/09/16?registers=between Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Shares of the Global Currency Gold Fund Under NYSE Arca Equities Rule 8.201 https://regulations.justia.com/regulations/fedreg/2015/09/16/2015-23284.html https://regulations.justia.com/regulations/fedreg/2015/09/16/2015-23284.html Wed, 16 Sep 2015 00:00:00 -0700 2015-23284 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-09-16/pdf/2015-23284.pdf Notice - AlphaClone, Inc., et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2015/09/16/2015-23270.html https://regulations.justia.com/regulations/fedreg/2015/09/16/2015-23270.html Wed, 16 Sep 2015 00:00:00 -0700 2015-23270 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-09-16/pdf/2015-23270.pdf Notice - Securities Exchange Act of 1934; In the Matter of the Options Clearing Corporation; Order Discontinuing the Automatic Stay https://regulations.justia.com/regulations/fedreg/2015/09/16/2015-23241.html https://regulations.justia.com/regulations/fedreg/2015/09/16/2015-23241.html Wed, 16 Sep 2015 00:00:00 -0700 2015-23241 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-09-16/pdf/2015-23241.pdf Notice - In the Matter of BATS Global Markets, Inc.; BOX Options Exchange LLC; KCG Holdings, Inc.; Miami International Securities Exchange, LLC; Susquehanna International Group, LLP; Order Granting Petitions for Review and Scheduling Filing of Statements https://regulations.justia.com/regulations/fedreg/2015/09/16/2015-23240.html https://regulations.justia.com/regulations/fedreg/2015/09/16/2015-23240.html Wed, 16 Sep 2015 00:00:00 -0700 2015-23240 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-09-16/pdf/2015-23240.pdf Notice - ISE Mercury, LLC; Notice of Filing of Application for Registration as a National Securities Exchange Under Section 6 of the Securities Exchange Act of 1934 https://regulations.justia.com/regulations/fedreg/2015/09/16/2015-23220.html https://regulations.justia.com/regulations/fedreg/2015/09/16/2015-23220.html Wed, 16 Sep 2015 00:00:00 -0700 2015-23220 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-09-16/pdf/2015-23220.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of and Immediate Effectiveness of Proposed Rule Change Regarding NASDAQ Last Sale Plus https://regulations.justia.com/regulations/fedreg/2015/09/16/2015-23219.html https://regulations.justia.com/regulations/fedreg/2015/09/16/2015-23219.html Wed, 16 Sep 2015 00:00:00 -0700 2015-23219 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-09-16/pdf/2015-23219.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Exchange's Pricing Schedule Under Section VIII With Respect to Execution and Routing of Orders in Securities Priced at $1 or More Per Share https://regulations.justia.com/regulations/fedreg/2015/09/16/2015-23218.html https://regulations.justia.com/regulations/fedreg/2015/09/16/2015-23218.html Wed, 16 Sep 2015 00:00:00 -0700 2015-23218 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-09-16/pdf/2015-23218.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Regarding a Change to the Reference Index Relating to the Market Vectors Short High Yield Municipal Index ETF https://regulations.justia.com/regulations/fedreg/2015/09/16/2015-23217.html https://regulations.justia.com/regulations/fedreg/2015/09/16/2015-23217.html Wed, 16 Sep 2015 00:00:00 -0700 2015-23217 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-09-16/pdf/2015-23217.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Amendments No. 1 and 2 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendments No. 1 and 2, To Revise the ICC Risk Management Framework https://regulations.justia.com/regulations/fedreg/2015/09/16/2015-23216.html https://regulations.justia.com/regulations/fedreg/2015/09/16/2015-23216.html Wed, 16 Sep 2015 00:00:00 -0700 2015-23216 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-09-16/pdf/2015-23216.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule https://regulations.justia.com/regulations/fedreg/2015/09/16/2015-23214.html https://regulations.justia.com/regulations/fedreg/2015/09/16/2015-23214.html Wed, 16 Sep 2015 00:00:00 -0700 2015-23214 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-09-16/pdf/2015-23214.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Nasdaq Rules 7014 and 7018, Pertaining to Credits, Rebates, and Fee Caps https://regulations.justia.com/regulations/fedreg/2015/09/16/2015-23213.html https://regulations.justia.com/regulations/fedreg/2015/09/16/2015-23213.html Wed, 16 Sep 2015 00:00:00 -0700 2015-23213 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-09-16/pdf/2015-23213.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NASDAQ Rules 7015(b) and (g) to Modify Port Fees https://regulations.justia.com/regulations/fedreg/2015/09/16/2015-23212.html https://regulations.justia.com/regulations/fedreg/2015/09/16/2015-23212.html Wed, 16 Sep 2015 00:00:00 -0700 2015-23212 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-09-16/pdf/2015-23212.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Require an Indicator When a TRACE Report Does Not Reflect a Commission or Mark-Up/Mark-Down https://regulations.justia.com/regulations/fedreg/2015/09/16/2015-23211.html https://regulations.justia.com/regulations/fedreg/2015/09/16/2015-23211.html Wed, 16 Sep 2015 00:00:00 -0700 2015-23211 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-09-16/pdf/2015-23211.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees https://regulations.justia.com/regulations/fedreg/2015/09/16/2015-23210.html https://regulations.justia.com/regulations/fedreg/2015/09/16/2015-23210.html Wed, 16 Sep 2015 00:00:00 -0700 2015-23210 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-09-16/pdf/2015-23210.pdf