Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2015/07/13?limit=200&registers=between&mode=atom 2024-11-27T03:48:56-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2015/07/13/2015-16981.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend a Pilot Program that Eliminates Position and Exercise Limits for Physically-Settled SPDR S&P 500 ETF Trust (“SPY”) Options 2015-07-13T00:00:00-07:00 2015-07-13T00:00:00-07:00 2015-16981 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-13/pdf/2015-16981.pdf https://regulations.justia.com/regulations/fedreg/2015/07/13/2015-16980.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Delay Implementation of Tied to Stock Marking Requirement for Certain Orders 2015-07-13T00:00:00-07:00 2015-07-13T00:00:00-07:00 2015-16980 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-13/pdf/2015-16980.pdf https://regulations.justia.com/regulations/fedreg/2015/07/13/2015-16979.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Withdrawal of Proposed Rule Change Regarding the Acknowledgment of End-of-Day Net-Net Settlement Balances by Settling Banks 2015-07-13T00:00:00-07:00 2015-07-13T00:00:00-07:00 2015-16979 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-13/pdf/2015-16979.pdf https://regulations.justia.com/regulations/fedreg/2015/07/13/2015-16978.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change to Amend FINRA Rule 2210 (Communications with the Public) 2015-07-13T00:00:00-07:00 2015-07-13T00:00:00-07:00 2015-16978 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-13/pdf/2015-16978.pdf https://regulations.justia.com/regulations/fedreg/2015/07/13/2015-16977.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change Relating to Listing and Trading Under NYSE Arca Equities Rule 5.2(j)(3), Commentary .02 of Shares of the Vanguard Tax-Exempt Bond Index Fund 2015-07-13T00:00:00-07:00 2015-07-13T00:00:00-07:00 2015-16977 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-13/pdf/2015-16977.pdf https://regulations.justia.com/regulations/fedreg/2015/07/13/2015-16976.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Definition of Designated Retail Order in Nasdaq Rule 7018 2015-07-13T00:00:00-07:00 2015-07-13T00:00:00-07:00 2015-16976 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-13/pdf/2015-16976.pdf https://regulations.justia.com/regulations/fedreg/2015/07/13/2015-16975.html Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing of Proposed Rule Change to Implement the Governance Provisions of an Equity Rights Program 2015-07-13T00:00:00-07:00 2015-07-13T00:00:00-07:00 2015-16975 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-13/pdf/2015-16975.pdf https://regulations.justia.com/regulations/fedreg/2015/07/13/2015-16974.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Rule 6.49A 2015-07-13T00:00:00-07:00 2015-07-13T00:00:00-07:00 2015-16974 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-13/pdf/2015-16974.pdf https://regulations.justia.com/regulations/fedreg/2015/07/13/2015-16973.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Volume-Based and Multi-Trigger Threshold 2015-07-13T00:00:00-07:00 2015-07-13T00:00:00-07:00 2015-16973 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-13/pdf/2015-16973.pdf