<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2015/07/10?registers=between Wed, 27 Nov 2024 03:35:17 -0800 Wed, 27 Nov 2024 03:35:17 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2015/07/10?registers=between Notice - In the Matter of International Hi-Tech Industries Inc., Mark One Global Industries, Inc., Nortel Networks Corporation, and Silverado Gold Mines Ltd.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2015/07/10/2015-17015.html https://regulations.justia.com/regulations/fedreg/2015/07/10/2015-17015.html Fri, 10 Jul 2015 00:00:00 -0700 2015-17015 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-10/pdf/2015-17015.pdf Notice - In the Matter of Arrin Corporation, Gundaker/Jordan American Holdings (a/k/a Jordan American Holdings, Inc.), Liberty Petroleum Corporation, Mikojo Incorporated, Royal Invest International Corp., and San Joaquin Bancorp; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2015/07/10/2015-17014.html https://regulations.justia.com/regulations/fedreg/2015/07/10/2015-17014.html Fri, 10 Jul 2015 00:00:00 -0700 2015-17014 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-10/pdf/2015-17014.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2015/07/10/2015-16982.html https://regulations.justia.com/regulations/fedreg/2015/07/10/2015-16982.html Fri, 10 Jul 2015 00:00:00 -0700 2015-16982 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-10/pdf/2015-16982.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Correct an Inaccurate Rule Reference https://regulations.justia.com/regulations/fedreg/2015/07/10/2015-16862.html https://regulations.justia.com/regulations/fedreg/2015/07/10/2015-16862.html Fri, 10 Jul 2015 00:00:00 -0700 2015-16862 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-10/pdf/2015-16862.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Fees Assessed Under Rules 7015(b) and (g) https://regulations.justia.com/regulations/fedreg/2015/07/10/2015-16861.html https://regulations.justia.com/regulations/fedreg/2015/07/10/2015-16861.html Fri, 10 Jul 2015 00:00:00 -0700 2015-16861 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-10/pdf/2015-16861.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Rule 4553 and Fees for Access to Alternative Trading System Volume Information Published on FINRA's Web Site https://regulations.justia.com/regulations/fedreg/2015/07/10/2015-16860.html https://regulations.justia.com/regulations/fedreg/2015/07/10/2015-16860.html Fri, 10 Jul 2015 00:00:00 -0700 2015-16860 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-10/pdf/2015-16860.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend FINRA Rule 7650A Relating to Submission of Billing Disputes by FINRA/Nasdaq Trade Reporting Facility Participants https://regulations.justia.com/regulations/fedreg/2015/07/10/2015-16859.html https://regulations.justia.com/regulations/fedreg/2015/07/10/2015-16859.html Fri, 10 Jul 2015 00:00:00 -0700 2015-16859 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-10/pdf/2015-16859.pdf Notice - Self-Regulatory Organizations: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange LLC To Amend Exchange Rule 612 Regarding Enhanced Aggregate Risk Manager Protections for Exchange Market Makers https://regulations.justia.com/regulations/fedreg/2015/07/10/2015-16858.html https://regulations.justia.com/regulations/fedreg/2015/07/10/2015-16858.html Fri, 10 Jul 2015 00:00:00 -0700 2015-16858 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-10/pdf/2015-16858.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 21.1(d)(9), (h) and (i) To Modify the Operation of BATS Post Only Orders on the Exchange's Options Platform https://regulations.justia.com/regulations/fedreg/2015/07/10/2015-16857.html https://regulations.justia.com/regulations/fedreg/2015/07/10/2015-16857.html Fri, 10 Jul 2015 00:00:00 -0700 2015-16857 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-10/pdf/2015-16857.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Relating to Rule 6.53C and Complex Orders on the Hybrid System https://regulations.justia.com/regulations/fedreg/2015/07/10/2015-16856.html https://regulations.justia.com/regulations/fedreg/2015/07/10/2015-16856.html Fri, 10 Jul 2015 00:00:00 -0700 2015-16856 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-10/pdf/2015-16856.pdf Notice - Consolidated Tape Association; Notice of Filing of the Twenty Third Substantive Amendment to the Second Restatement of the CTA Plan https://regulations.justia.com/regulations/fedreg/2015/07/10/2015-16837.html https://regulations.justia.com/regulations/fedreg/2015/07/10/2015-16837.html Fri, 10 Jul 2015 00:00:00 -0700 2015-16837 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-10/pdf/2015-16837.pdf