<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2015/07/06?registers=between Mon, 21 Apr 2025 04:06:44 -0700 Mon, 21 Apr 2025 04:06:44 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2015/07/06?registers=between Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Delivery Procedures https://regulations.justia.com/regulations/fedreg/2015/07/06/2015-16417.html https://regulations.justia.com/regulations/fedreg/2015/07/06/2015-16417.html Mon, 06 Jul 2015 00:00:00 -0700 2015-16417 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-06/pdf/2015-16417.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Extension of the Exchange's Penny Pilot Program and Replacement of Penny Pilot Issues That Have Been Delisted https://regulations.justia.com/regulations/fedreg/2015/07/06/2015-16416.html https://regulations.justia.com/regulations/fedreg/2015/07/06/2015-16416.html Mon, 06 Jul 2015 00:00:00 -0700 2015-16416 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-06/pdf/2015-16416.pdf Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.9 of BATS Y-Exchange, Inc., To Modify its Price Adjust Functionality https://regulations.justia.com/regulations/fedreg/2015/07/06/2015-16415.html https://regulations.justia.com/regulations/fedreg/2015/07/06/2015-16415.html Mon, 06 Jul 2015 00:00:00 -0700 2015-16415 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-06/pdf/2015-16415.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.9 of BATS Exchange, Inc., To Modify its Price Adjust Functionality https://regulations.justia.com/regulations/fedreg/2015/07/06/2015-16414.html https://regulations.justia.com/regulations/fedreg/2015/07/06/2015-16414.html Mon, 06 Jul 2015 00:00:00 -0700 2015-16414 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-06/pdf/2015-16414.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving Proposed Rule Change Amending Rule 6.35 to Modify the Appointment Process Utilized by the Exchange https://regulations.justia.com/regulations/fedreg/2015/07/06/2015-16413.html https://regulations.justia.com/regulations/fedreg/2015/07/06/2015-16413.html Mon, 06 Jul 2015 00:00:00 -0700 2015-16413 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-06/pdf/2015-16413.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Order Approving Proposed Rule Change Amending Rule 923NY to Modify the Appointment Process Utilized by the Exchange https://regulations.justia.com/regulations/fedreg/2015/07/06/2015-16412.html https://regulations.justia.com/regulations/fedreg/2015/07/06/2015-16412.html Mon, 06 Jul 2015 00:00:00 -0700 2015-16412 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-06/pdf/2015-16412.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule https://regulations.justia.com/regulations/fedreg/2015/07/06/2015-16411.html https://regulations.justia.com/regulations/fedreg/2015/07/06/2015-16411.html Mon, 06 Jul 2015 00:00:00 -0700 2015-16411 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-06/pdf/2015-16411.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Relating to Finance Procedures To Add Clearstream Banking as a Triparty Collateral Service Provider https://regulations.justia.com/regulations/fedreg/2015/07/06/2015-16410.html https://regulations.justia.com/regulations/fedreg/2015/07/06/2015-16410.html Mon, 06 Jul 2015 00:00:00 -0700 2015-16410 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-06/pdf/2015-16410.pdf Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2015/07/06/2015-16409.html https://regulations.justia.com/regulations/fedreg/2015/07/06/2015-16409.html Mon, 06 Jul 2015 00:00:00 -0700 2015-16409 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-06/pdf/2015-16409.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2015/07/06/2015-16408.html https://regulations.justia.com/regulations/fedreg/2015/07/06/2015-16408.html Mon, 06 Jul 2015 00:00:00 -0700 2015-16408 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-06/pdf/2015-16408.pdf