Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2015/07/02?limit=200&registers=between&mode=atom 2024-11-27T03:39:09-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2015/07/02/C1-2015-12778.html Proposed Rule - Amendments to Form ADV and Investment Advisers Act Rules 2015-07-02T00:00:00-07:00 2015-07-02T00:00:00-07:00 C1-2015-12778 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2015-07-02/pdf/C1-2015-12778.pdf https://regulations.justia.com/regulations/fedreg/2015/07/02/2015-16407.html Notice - Proposed Collection; Comment Request 2015-07-02T00:00:00-07:00 2015-07-02T00:00:00-07:00 2015-16407 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-02/pdf/2015-16407.pdf https://regulations.justia.com/regulations/fedreg/2015/07/02/2015-16274.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Recent Changes to Rules 4751(h) and 4754(b) 2015-07-02T00:00:00-07:00 2015-07-02T00:00:00-07:00 2015-16274 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-02/pdf/2015-16274.pdf https://regulations.justia.com/regulations/fedreg/2015/07/02/2015-16273.html Notice - Self-Regulatory Organizations; ISE Gemini, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Penny Pilot Program 2015-07-02T00:00:00-07:00 2015-07-02T00:00:00-07:00 2015-16273 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-02/pdf/2015-16273.pdf https://regulations.justia.com/regulations/fedreg/2015/07/02/2015-16272.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule 2015-07-02T00:00:00-07:00 2015-07-02T00:00:00-07:00 2015-16272 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-02/pdf/2015-16272.pdf https://regulations.justia.com/regulations/fedreg/2015/07/02/2015-16271.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. 2015-07-02T00:00:00-07:00 2015-07-02T00:00:00-07:00 2015-16271 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-02/pdf/2015-16271.pdf https://regulations.justia.com/regulations/fedreg/2015/07/02/2015-16270.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Penny Pilot Program 2015-07-02T00:00:00-07:00 2015-07-02T00:00:00-07:00 2015-16270 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-02/pdf/2015-16270.pdf https://regulations.justia.com/regulations/fedreg/2015/07/02/2015-16269.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Listing and Trading of Shares of the Cambria Sovereign High Yield Bond ETF and the Cambria Value and Momentum ETF Under NYSE Arca Equities Rule 8.600 2015-07-02T00:00:00-07:00 2015-07-02T00:00:00-07:00 2015-16269 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-02/pdf/2015-16269.pdf