Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2015/07/01?limit=200®isters=between&mode=atom2024-05-09T15:04:07-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2015/07/01/2015-16108.htmlNotice - Advisory Committee on Small and Emerging Companies2015-07-01T00:00:00-07:002015-07-01T00:00:00-07:002015-16108Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-07-01/pdf/2015-16108.pdfhttps://regulations.justia.com/regulations/fedreg/2015/07/01/2015-16091.htmlNotice - Cash Trust Series, Inc., et al.; Notice of Application2015-07-01T00:00:00-07:002015-07-01T00:00:00-07:002015-16091Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-07-01/pdf/2015-16091.pdfhttps://regulations.justia.com/regulations/fedreg/2015/07/01/2015-16090.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Front-End Order Entry and Management Tools in Connection With Purchase of Livevol Assets2015-07-01T00:00:00-07:002015-07-01T00:00:00-07:002015-16090Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-07-01/pdf/2015-16090.pdfhttps://regulations.justia.com/regulations/fedreg/2015/07/01/2015-16089.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Members' Schedule as Defined in the Amended and Restated Limited Liability Company Agreement of NYSE Amex Options LLC Dated as of May 14, 2014 in Order to Reflect Changes to the Capital Structure of the Company2015-07-01T00:00:00-07:002015-07-01T00:00:00-07:002015-16089Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-07-01/pdf/2015-16089.pdfhttps://regulations.justia.com/regulations/fedreg/2015/07/01/2015-16088.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Disapproving a Proposed Rule Change, as Modified by Amendment No. 2, To Adopt New Exchange Rule 1081, Solicitation Mechanism, To Introduce a New Electronic Solicitation Mechanism2015-07-01T00:00:00-07:002015-07-01T00:00:00-07:002015-16088Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-07-01/pdf/2015-16088.pdfhttps://regulations.justia.com/regulations/fedreg/2015/07/01/2015-16087.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving Proposed Rule Change Relating to Floor Broker Due Diligence2015-07-01T00:00:00-07:002015-07-01T00:00:00-07:002015-16087Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-07-01/pdf/2015-16087.pdfhttps://regulations.justia.com/regulations/fedreg/2015/07/01/2015-16086.htmlNotice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Establish Rules Governing the Trading of Options on the EDGX Options Exchange2015-07-01T00:00:00-07:002015-07-01T00:00:00-07:002015-16086Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-07-01/pdf/2015-16086.pdfhttps://regulations.justia.com/regulations/fedreg/2015/07/01/2015-16085.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 5.3.062015-07-01T00:00:00-07:002015-07-01T00:00:00-07:002015-16085Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-07-01/pdf/2015-16085.pdfhttps://regulations.justia.com/regulations/fedreg/2015/07/01/2015-16084.htmlNotice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 7260 To Extend, Through June 30, 2016, the Pilot Program That Permits Certain Classes To Be Quoted in Penny Increments2015-07-01T00:00:00-07:002015-07-01T00:00:00-07:002015-16084Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-07-01/pdf/2015-16084.pdfhttps://regulations.justia.com/regulations/fedreg/2015/07/01/2015-16083.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, To Amend and Restate Certain Rules That Govern the NASDAQ OMX BX Equities Market2015-07-01T00:00:00-07:002015-07-01T00:00:00-07:002015-16083Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-07-01/pdf/2015-16083.pdfhttps://regulations.justia.com/regulations/fedreg/2015/07/01/2015-16048.htmlRule - Political Contributions by Certain Investment Advisers: Ban on Third-Party Solicitation; Notice of Compliance Date2015-07-01T00:00:00-07:002015-07-01T00:00:00-07:002015-16048Rulehttp://www.gpo.gov/fdsys/pkg/FR-2015-07-01/pdf/2015-16048.pdfhttps://regulations.justia.com/regulations/fedreg/2015/07/01/2015-16045.htmlRule - Amendments for Small and Additional Issues Exemptions Under the Securities Act (Regulation A); Correction2015-07-01T00:00:00-07:002015-07-01T00:00:00-07:002015-16045Rulehttp://www.gpo.gov/fdsys/pkg/FR-2015-07-01/pdf/2015-16045.pdfhttps://regulations.justia.com/regulations/fedreg/2015/07/01/2015-15506.htmlRule - Commission Guidance Regarding the Definition of the Terms “Spouse” and “Marriage” Following the Supreme Court's Decision in United States v. Windsor2015-07-01T00:00:00-07:002015-07-01T00:00:00-07:002015-15506Rulehttp://www.gpo.gov/fdsys/pkg/FR-2015-07-01/pdf/2015-15506.pdf