Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2015/05/27?limit=200&registers=between&mode=atom 2024-11-27T00:35:16-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2015/05/27/2015-12960.html Notice - Sunshine Act Meeting 2015-05-27T00:00:00-07:00 2015-05-27T00:00:00-07:00 2015-12960 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-27/pdf/2015-12960.pdf https://regulations.justia.com/regulations/fedreg/2015/05/27/2015-12757.html Notice - The Royal Bank of Scotland plc, et al.; Notice of Application and Temporary Order 2015-05-27T00:00:00-07:00 2015-05-27T00:00:00-07:00 2015-12757 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-27/pdf/2015-12757.pdf https://regulations.justia.com/regulations/fedreg/2015/05/27/2015-12756.html Notice - Citicorp, et al.; Notice of Application and Temporary Order 2015-05-27T00:00:00-07:00 2015-05-27T00:00:00-07:00 2015-12756 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-27/pdf/2015-12756.pdf https://regulations.justia.com/regulations/fedreg/2015/05/27/2015-12755.html Notice - J.P. Morgan Chase & Co., et al.; Notice of Application and Temporary Order 2015-05-27T00:00:00-07:00 2015-05-27T00:00:00-07:00 2015-12755 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-27/pdf/2015-12755.pdf https://regulations.justia.com/regulations/fedreg/2015/05/27/2015-12754.html Notice - UBS AG, et al.; Notice of Application and Temporary Order 2015-05-27T00:00:00-07:00 2015-05-27T00:00:00-07:00 2015-12754 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-27/pdf/2015-12754.pdf https://regulations.justia.com/regulations/fedreg/2015/05/27/2015-12690.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change to Adopt FINRA Rule 2242 (Debt Research Analysts and Debt Research Reports) 2015-05-27T00:00:00-07:00 2015-05-27T00:00:00-07:00 2015-12690 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-27/pdf/2015-12690.pdf https://regulations.justia.com/regulations/fedreg/2015/05/27/2015-12689.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Relating to FINRA Rule 2241 (Research Analysts and Research Reports) in the Consolidated FINRA Rulebook 2015-05-27T00:00:00-07:00 2015-05-27T00:00:00-07:00 2015-12689 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-27/pdf/2015-12689.pdf https://regulations.justia.com/regulations/fedreg/2015/05/27/2015-12688.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Adopting a Principles-Based Approach To Prohibit the Misuse of Material Nonpublic Information by Specialists and e-Specialists by Deleting Rule 927.3NY and Section (f) of Rule 927.5NY 2015-05-27T00:00:00-07:00 2015-05-27T00:00:00-07:00 2015-12688 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-27/pdf/2015-12688.pdf https://regulations.justia.com/regulations/fedreg/2015/05/27/2015-12687.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Relating to Rule 6.53C and Complex Orders on the Hybrid System 2015-05-27T00:00:00-07:00 2015-05-27T00:00:00-07:00 2015-12687 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-27/pdf/2015-12687.pdf https://regulations.justia.com/regulations/fedreg/2015/05/27/2015-12686.html Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Authorize the Exchange To Share Any Participant-Designated Risk Settings in the Trading System With the Clearing Participant That Clears Transactions on Behalf of the Participant 2015-05-27T00:00:00-07:00 2015-05-27T00:00:00-07:00 2015-12686 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-27/pdf/2015-12686.pdf https://regulations.justia.com/regulations/fedreg/2015/05/27/2015-12685.html Notice - Proposed Collection; Comment Request 2015-05-27T00:00:00-07:00 2015-05-27T00:00:00-07:00 2015-12685 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-27/pdf/2015-12685.pdf https://regulations.justia.com/regulations/fedreg/2015/05/27/2015-12684.html Notice - Proposed Collection; Comment Request 2015-05-27T00:00:00-07:00 2015-05-27T00:00:00-07:00 2015-12684 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-27/pdf/2015-12684.pdf https://regulations.justia.com/regulations/fedreg/2015/05/27/2015-12683.html Notice - Proposed Collection; Comment Request 2015-05-27T00:00:00-07:00 2015-05-27T00:00:00-07:00 2015-12683 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-27/pdf/2015-12683.pdf