Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2015/05/22?limit=200&registers=between&mode=atom 2024-11-23T09:06:31-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2015/05/22/2015-12636.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of a Proposed Rule Change Concerning the Implementation of New Risk Models in Order To Support the Clearance and Settlement of Asian-Style Flexibly Structured Options and Flexibly Structured Cliquet Options 2015-05-22T00:00:00-07:00 2015-05-22T00:00:00-07:00 2015-12636 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-22/pdf/2015-12636.pdf https://regulations.justia.com/regulations/fedreg/2015/05/22/2015-12587.html Notice - In the Matter of Composite Solutions, Inc., Ruby Creek Resources, Inc., and Voyager Entertainment International Inc.; Order of Suspension of Trading 2015-05-22T00:00:00-07:00 2015-05-22T00:00:00-07:00 2015-12587 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-22/pdf/2015-12587.pdf https://regulations.justia.com/regulations/fedreg/2015/05/22/2015-12417.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Relating to Floor Broker Due Diligence 2015-05-22T00:00:00-07:00 2015-05-22T00:00:00-07:00 2015-12417 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-22/pdf/2015-12417.pdf https://regulations.justia.com/regulations/fedreg/2015/05/22/2015-12416.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Exchange Rule 515A 2015-05-22T00:00:00-07:00 2015-05-22T00:00:00-07:00 2015-12416 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-22/pdf/2015-12416.pdf https://regulations.justia.com/regulations/fedreg/2015/05/22/2015-12415.html Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing of a Proposed Rule Change, and Amendment No. 1 Thereto, To Amend Rule 11.2 To State That the BATS Y-Exchange, Inc. Will Not Designate for Trading Any Security Admitted to Unlisted Trading Privileges on the Exchange Unless That Security Satisfies Certain Liquidity Requirements 2015-05-22T00:00:00-07:00 2015-05-22T00:00:00-07:00 2015-12415 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-22/pdf/2015-12415.pdf https://regulations.justia.com/regulations/fedreg/2015/05/22/2015-12414.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of a Proposed Rule Change, and Amendment No. 1 Thereto, To Amend Rule 11.2 To State That the BATS Exchange, Inc. Will Not Designate for Trading Any Security Admitted to Unlisted Trading Privileges on the Exchange Unless That Security Satisfies Certain Liquidity Requirements 2015-05-22T00:00:00-07:00 2015-05-22T00:00:00-07:00 2015-12414 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-22/pdf/2015-12414.pdf https://regulations.justia.com/regulations/fedreg/2015/05/22/2015-12413.html Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing of a Proposed Rule Change, and Amendment No. 1 Thereto, To Amend Rule 11.2 To State That EDGA Exchange, Inc. Will Not Designate for Trading Any Security Admitted to Unlisted Trading Privileges on the Exchange Unless That Security Satisfies Certain Liquidity Requirements 2015-05-22T00:00:00-07:00 2015-05-22T00:00:00-07:00 2015-12413 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-22/pdf/2015-12413.pdf https://regulations.justia.com/regulations/fedreg/2015/05/22/2015-12412.html Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing of a Proposed Rule Change, and Amendment No. 1 Thereto, To Amend Rule 11.2 To State That EDGX Exchange, Inc. Will Not Designate for Trading Any Security Admitted to Unlisted Trading Privileges on the Exchange Unless That Security Satisfies Certain Liquidity Requirements 2015-05-22T00:00:00-07:00 2015-05-22T00:00:00-07:00 2015-12412 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-22/pdf/2015-12412.pdf https://regulations.justia.com/regulations/fedreg/2015/05/22/2015-12381.html Notice - BMO Funds, Inc. and BMO Asset Management Corp.; Notice of Application 2015-05-22T00:00:00-07:00 2015-05-22T00:00:00-07:00 2015-12381 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-22/pdf/2015-12381.pdf https://regulations.justia.com/regulations/fedreg/2015/05/22/2015-12379.html Notice - SEC Advisory Committee on Small and Emerging Companies 2015-05-22T00:00:00-07:00 2015-05-22T00:00:00-07:00 2015-12379 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-22/pdf/2015-12379.pdf