Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2015/05/18?limit=200&registers=between&mode=atom 2024-11-27T01:17:24-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2015/05/18/2015-12067.html Notice - Sunshine Act Meeting 2015-05-18T00:00:00-07:00 2015-05-18T00:00:00-07:00 2015-12067 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-18/pdf/2015-12067.pdf https://regulations.justia.com/regulations/fedreg/2015/05/18/2015-11946.html Notice - Forward Contracts With Embedded Volumetric Optionality 2015-05-18T00:00:00-07:00 2015-05-18T00:00:00-07:00 2015-11946 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-18/pdf/2015-11946.pdf https://regulations.justia.com/regulations/fedreg/2015/05/18/2015-11879.html Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc. 2015-05-18T00:00:00-07:00 2015-05-18T00:00:00-07:00 2015-11879 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-18/pdf/2015-11879.pdf https://regulations.justia.com/regulations/fedreg/2015/05/18/2015-11878.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. 2015-05-18T00:00:00-07:00 2015-05-18T00:00:00-07:00 2015-11878 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-18/pdf/2015-11878.pdf https://regulations.justia.com/regulations/fedreg/2015/05/18/2015-11877.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to The Customized Option Pricing Service 2015-05-18T00:00:00-07:00 2015-05-18T00:00:00-07:00 2015-11877 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-18/pdf/2015-11877.pdf https://regulations.justia.com/regulations/fedreg/2015/05/18/2015-11876.html Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Change the Name of “ConnectEdge” Product Offering Under Rule 13.9 to “BATS Connect” 2015-05-18T00:00:00-07:00 2015-05-18T00:00:00-07:00 2015-11876 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-18/pdf/2015-11876.pdf https://regulations.justia.com/regulations/fedreg/2015/05/18/2015-11875.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX Inc.; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Amend and Restate Certain Rules That Govern the NASDAQ OMX BX Equities Market 2015-05-18T00:00:00-07:00 2015-05-18T00:00:00-07:00 2015-11875 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-18/pdf/2015-11875.pdf https://regulations.justia.com/regulations/fedreg/2015/05/18/2015-11873.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NASDAQ Options Market Fees and Rebates 2015-05-18T00:00:00-07:00 2015-05-18T00:00:00-07:00 2015-11873 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-18/pdf/2015-11873.pdf https://regulations.justia.com/regulations/fedreg/2015/05/18/2015-11872.html Notice - Self-Regulatory Organizations; NYSE MKT, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Constituent Documents of Its Intermediate Parent Companies NYSE Holdings, LLC., Intercontinental Exchange, Inc., To Eliminate Certain Provisions That by Their Terms Have Become Void and Are of No Further Force and Effect as a Result of the Sale by ICE of Euronext N.V. in June 2014 and Make Conforming Changes to the Independence Policy of the Board of Directors of ICE 2015-05-18T00:00:00-07:00 2015-05-18T00:00:00-07:00 2015-11872 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-18/pdf/2015-11872.pdf https://regulations.justia.com/regulations/fedreg/2015/05/18/2015-11871.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Constituent Documents of Its Intermediate Parent Companies NYSE Holdings LLC., Intercontinental Exchange, Inc., to Eliminate Certain Provisions That by Their Terms Have Become Void and Are of No Further Force and Effect as a Result of the Sale by ICE of Euronext N.V. in June 2014 and Make Conforming Changes to the Independence Policy of the Board of Directors of ICE 2015-05-18T00:00:00-07:00 2015-05-18T00:00:00-07:00 2015-11871 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-18/pdf/2015-11871.pdf https://regulations.justia.com/regulations/fedreg/2015/05/18/2015-11870.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Constituent Documents of Its Intermediate Parent Companies NYSE Holdings LLC., Intercontinental Exchange, Inc., To Eliminate Certain Provisions That by Their Terms Have Become Void and Are of No Further Force and Effect as a Result of the Sale by ICE of Euronext N.V. in June 2014 and Make Conforming Changes to the Independence Policy of the Board of Directors of ICE 2015-05-18T00:00:00-07:00 2015-05-18T00:00:00-07:00 2015-11870 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-18/pdf/2015-11870.pdf https://regulations.justia.com/regulations/fedreg/2015/05/18/2015-11869.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Tier Size Pilot of FINRA Rule 6433 (Minimum Quotation Size Requirements for OTC Equity Securities) 2015-05-18T00:00:00-07:00 2015-05-18T00:00:00-07:00 2015-11869 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-18/pdf/2015-11869.pdf https://regulations.justia.com/regulations/fedreg/2015/05/18/2015-11868.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Technical Revisions to the DTC Custody Service Guide and the DTC Deposits Service Guide 2015-05-18T00:00:00-07:00 2015-05-18T00:00:00-07:00 2015-11868 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-18/pdf/2015-11868.pdf