<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker

<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2015/04?registers=between&min-day=1&max-day=30 Sat, 04 May 2024 05:12:03 -0700 Sat, 04 May 2024 05:12:03 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2015/04?registers=between&min-day=1&max-day=30 Notice - In the Matter of Jet Neko, Inc., Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2015/04/30/2015-10187.html https://regulations.justia.com/regulations/fedreg/2015/04/30/2015-10187.html Thu, 30 Apr 2015 00:00:00 -0700 2015-10187 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-30/pdf/2015-10187.pdf Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2015/04/30/2015-10094.html https://regulations.justia.com/regulations/fedreg/2015/04/30/2015-10094.html Thu, 30 Apr 2015 00:00:00 -0700 2015-10094 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-30/pdf/2015-10094.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing of a Proposed Rule Change To Amend Exchange Rule 515 https://regulations.justia.com/regulations/fedreg/2015/04/30/2015-10040.html https://regulations.justia.com/regulations/fedreg/2015/04/30/2015-10040.html Thu, 30 Apr 2015 00:00:00 -0700 2015-10040 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-30/pdf/2015-10040.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Delay the Implementation Date of Trade Reporting Amendments Approved Pursuant to SR-FINRA-2013-050 https://regulations.justia.com/regulations/fedreg/2015/04/30/2015-10039.html https://regulations.justia.com/regulations/fedreg/2015/04/30/2015-10039.html Thu, 30 Apr 2015 00:00:00 -0700 2015-10039 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-30/pdf/2015-10039.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees https://regulations.justia.com/regulations/fedreg/2015/04/30/2015-10038.html https://regulations.justia.com/regulations/fedreg/2015/04/30/2015-10038.html Thu, 30 Apr 2015 00:00:00 -0700 2015-10038 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-30/pdf/2015-10038.pdf Notice - Order Regarding Review of FASB Accounting Support Fee For 2015 Under Section 109 of the Sarbanes-Oxley Act of 2002 https://regulations.justia.com/regulations/fedreg/2015/04/30/2015-10034.html https://regulations.justia.com/regulations/fedreg/2015/04/30/2015-10034.html Thu, 30 Apr 2015 00:00:00 -0700 2015-10034 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-30/pdf/2015-10034.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NASDAQ Rules 7014 and 7018 https://regulations.justia.com/regulations/fedreg/2015/04/29/C1-2015-08941.html https://regulations.justia.com/regulations/fedreg/2015/04/29/C1-2015-08941.html Wed, 29 Apr 2015 00:00:00 -0700 C1-2015-08941 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-29/pdf/C1-2015-08941.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2015/04/29/2015-10037.html https://regulations.justia.com/regulations/fedreg/2015/04/29/2015-10037.html Wed, 29 Apr 2015 00:00:00 -0700 2015-10037 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-29/pdf/2015-10037.pdf Notice - Deutsche Bank AG, et al.; Notice of Application and Temporary Order https://regulations.justia.com/regulations/fedreg/2015/04/29/2015-09965.html https://regulations.justia.com/regulations/fedreg/2015/04/29/2015-09965.html Wed, 29 Apr 2015 00:00:00 -0700 2015-09965 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-29/pdf/2015-09965.pdf Notice - Hartford Funds NextShares Trust, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2015/04/29/2015-09964.html https://regulations.justia.com/regulations/fedreg/2015/04/29/2015-09964.html Wed, 29 Apr 2015 00:00:00 -0700 2015-09964 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-29/pdf/2015-09964.pdf Notice - Gabelli ETMF Trust, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2015/04/29/2015-09963.html https://regulations.justia.com/regulations/fedreg/2015/04/29/2015-09963.html Wed, 29 Apr 2015 00:00:00 -0700 2015-09963 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-29/pdf/2015-09963.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete Outdated Rule Language Contained in Rule 1019 and Options Floor Procedures Advices https://regulations.justia.com/regulations/fedreg/2015/04/29/2015-09920.html https://regulations.justia.com/regulations/fedreg/2015/04/29/2015-09920.html Wed, 29 Apr 2015 00:00:00 -0700 2015-09920 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-29/pdf/2015-09920.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendments Nos. 1 and 2 Thereto, Relating to the Listing and Trading of the Shares of 18 Eaton Vance NextShares ETMFs of Either the Eaton Vance ETMF Trust or the Eaton Vance ETMF Trust II https://regulations.justia.com/regulations/fedreg/2015/04/29/2015-09919.html https://regulations.justia.com/regulations/fedreg/2015/04/29/2015-09919.html Wed, 29 Apr 2015 00:00:00 -0700 2015-09919 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-29/pdf/2015-09919.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change To Eliminate Additional Order Type Combinations, Delete Related Rule Text, Restructure the Remaining Rule Text in NYSE Arca Equities Rule 7.31, and Make Other Clarifying Changes to Its Rules https://regulations.justia.com/regulations/fedreg/2015/04/29/2015-09918.html https://regulations.justia.com/regulations/fedreg/2015/04/29/2015-09918.html Wed, 29 Apr 2015 00:00:00 -0700 2015-09918 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-29/pdf/2015-09918.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Postpone Implementation of Changes to Rules 4751(h) and 4754(b) Relating to the Closing Process https://regulations.justia.com/regulations/fedreg/2015/04/29/2015-09917.html https://regulations.justia.com/regulations/fedreg/2015/04/29/2015-09917.html Wed, 29 Apr 2015 00:00:00 -0700 2015-09917 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-29/pdf/2015-09917.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Submission of Financial Reports https://regulations.justia.com/regulations/fedreg/2015/04/29/2015-09916.html https://regulations.justia.com/regulations/fedreg/2015/04/29/2015-09916.html Wed, 29 Apr 2015 00:00:00 -0700 2015-09916 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-29/pdf/2015-09916.pdf Notice - Self-Regulatory Organizations; SS&C Technologies, Inc.; Notice of Filing of Application for Exemption From Registration as a Clearing Agency https://regulations.justia.com/regulations/fedreg/2015/04/28/2015-09841.html https://regulations.justia.com/regulations/fedreg/2015/04/28/2015-09841.html Tue, 28 Apr 2015 00:00:00 -0700 2015-09841 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-28/pdf/2015-09841.pdf Notice - Equity Market Structure Advisory Committee https://regulations.justia.com/regulations/fedreg/2015/04/28/2015-09792.html https://regulations.justia.com/regulations/fedreg/2015/04/28/2015-09792.html Tue, 28 Apr 2015 00:00:00 -0700 2015-09792 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-28/pdf/2015-09792.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Related to Equipment and Communication on the Exchange's Trading Floor https://regulations.justia.com/regulations/fedreg/2015/04/28/2015-09766.html https://regulations.justia.com/regulations/fedreg/2015/04/28/2015-09766.html Tue, 28 Apr 2015 00:00:00 -0700 2015-09766 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-28/pdf/2015-09766.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NASDAQ Market Center Participant Registration and Sponsored Access https://regulations.justia.com/regulations/fedreg/2015/04/28/2015-09765.html https://regulations.justia.com/regulations/fedreg/2015/04/28/2015-09765.html Tue, 28 Apr 2015 00:00:00 -0700 2015-09765 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-28/pdf/2015-09765.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX BX, Inc. Relating to NASDAQ OMX BX Equities Market Participant Registration and Sponsored Access https://regulations.justia.com/regulations/fedreg/2015/04/28/2015-09764.html https://regulations.justia.com/regulations/fedreg/2015/04/28/2015-09764.html Tue, 28 Apr 2015 00:00:00 -0700 2015-09764 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-28/pdf/2015-09764.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Listing and Trading of the Shares of the WisdomTree Western Unconstrained Bond Fund of the WisdomTree Trust https://regulations.justia.com/regulations/fedreg/2015/04/28/2015-09763.html https://regulations.justia.com/regulations/fedreg/2015/04/28/2015-09763.html Tue, 28 Apr 2015 00:00:00 -0700 2015-09763 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-28/pdf/2015-09763.pdf Notice - Sunshine Act Meeting. https://regulations.justia.com/regulations/fedreg/2015/04/27/2015-09789.html https://regulations.justia.com/regulations/fedreg/2015/04/27/2015-09789.html Mon, 27 Apr 2015 00:00:00 -0700 2015-09789 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-27/pdf/2015-09789.pdf Notice - Self-Regulatory Organizations; ISE Gemini, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Information Barrier Rules https://regulations.justia.com/regulations/fedreg/2015/04/27/2015-09629.html https://regulations.justia.com/regulations/fedreg/2015/04/27/2015-09629.html Mon, 27 Apr 2015 00:00:00 -0700 2015-09629 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-27/pdf/2015-09629.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rules 7001, 7003 and 7018 https://regulations.justia.com/regulations/fedreg/2015/04/27/2015-09628.html https://regulations.justia.com/regulations/fedreg/2015/04/27/2015-09628.html Mon, 27 Apr 2015 00:00:00 -0700 2015-09628 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-27/pdf/2015-09628.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the Manner in Which It Calculates Volume, Liquidity and Quoting Thresholds Applicable to Billing on the Exchange on March 31, 2015 https://regulations.justia.com/regulations/fedreg/2015/04/27/2015-09627.html https://regulations.justia.com/regulations/fedreg/2015/04/27/2015-09627.html Mon, 27 Apr 2015 00:00:00 -0700 2015-09627 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-27/pdf/2015-09627.pdf Notice - In the Matter of First American Scientific Corp., Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2015/04/24/2015-09685.html https://regulations.justia.com/regulations/fedreg/2015/04/24/2015-09685.html Fri, 24 Apr 2015 00:00:00 -0700 2015-09685 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-24/pdf/2015-09685.pdf Notice - D-W Investments LLC; Notice of Application https://regulations.justia.com/regulations/fedreg/2015/04/24/2015-09556.html https://regulations.justia.com/regulations/fedreg/2015/04/24/2015-09556.html Fri, 24 Apr 2015 00:00:00 -0700 2015-09556 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-24/pdf/2015-09556.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2015/04/24/2015-09498.html https://regulations.justia.com/regulations/fedreg/2015/04/24/2015-09498.html Fri, 24 Apr 2015 00:00:00 -0700 2015-09498 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-24/pdf/2015-09498.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change to Amend the Seventh Amended and Restated Operating Agreement of the New York Stock Exchange LLC. https://regulations.justia.com/regulations/fedreg/2015/04/24/2015-09497.html https://regulations.justia.com/regulations/fedreg/2015/04/24/2015-09497.html Fri, 24 Apr 2015 00:00:00 -0700 2015-09497 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-24/pdf/2015-09497.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2015/04/24/2015-09496.html https://regulations.justia.com/regulations/fedreg/2015/04/24/2015-09496.html Fri, 24 Apr 2015 00:00:00 -0700 2015-09496 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-24/pdf/2015-09496.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2015/04/24/2015-09495.html https://regulations.justia.com/regulations/fedreg/2015/04/24/2015-09495.html Fri, 24 Apr 2015 00:00:00 -0700 2015-09495 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-24/pdf/2015-09495.pdf Notice - ForceField Energy Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2015/04/23/2015-09555.html https://regulations.justia.com/regulations/fedreg/2015/04/23/2015-09555.html Thu, 23 Apr 2015 00:00:00 -0700 2015-09555 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-23/pdf/2015-09555.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to HGX and OSX https://regulations.justia.com/regulations/fedreg/2015/04/23/2015-09432.html https://regulations.justia.com/regulations/fedreg/2015/04/23/2015-09432.html Thu, 23 Apr 2015 00:00:00 -0700 2015-09432 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-23/pdf/2015-09432.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Rules 11.6, 11.8, 11.9, 11.10 and 11.11 of EDGA Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2015/04/23/2015-09431.html https://regulations.justia.com/regulations/fedreg/2015/04/23/2015-09431.html Thu, 23 Apr 2015 00:00:00 -0700 2015-09431 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-23/pdf/2015-09431.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Rules 11.6, 11.8, 11.9, 11.10 and 11.11 of EDGX Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2015/04/23/2015-09430.html https://regulations.justia.com/regulations/fedreg/2015/04/23/2015-09430.html Thu, 23 Apr 2015 00:00:00 -0700 2015-09430 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-23/pdf/2015-09430.pdf Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Liquidity Risk Management https://regulations.justia.com/regulations/fedreg/2015/04/23/2015-09429.html https://regulations.justia.com/regulations/fedreg/2015/04/23/2015-09429.html Thu, 23 Apr 2015 00:00:00 -0700 2015-09429 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-23/pdf/2015-09429.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the NYSE Amex Options Fee Schedule Relating to the Amex Customer Engagement Program https://regulations.justia.com/regulations/fedreg/2015/04/23/2015-09428.html https://regulations.justia.com/regulations/fedreg/2015/04/23/2015-09428.html Thu, 23 Apr 2015 00:00:00 -0700 2015-09428 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-23/pdf/2015-09428.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish the MIAX Order Feed https://regulations.justia.com/regulations/fedreg/2015/04/23/2015-09427.html https://regulations.justia.com/regulations/fedreg/2015/04/23/2015-09427.html Thu, 23 Apr 2015 00:00:00 -0700 2015-09427 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-23/pdf/2015-09427.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2015/04/23/2015-09426.html https://regulations.justia.com/regulations/fedreg/2015/04/23/2015-09426.html Thu, 23 Apr 2015 00:00:00 -0700 2015-09426 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-23/pdf/2015-09426.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Amend NYSE Arca Equities Rule 8.600 To Adopt Generic Listing Standards for Managed Fund Shares https://regulations.justia.com/regulations/fedreg/2015/04/23/2015-09425.html https://regulations.justia.com/regulations/fedreg/2015/04/23/2015-09425.html Thu, 23 Apr 2015 00:00:00 -0700 2015-09425 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-23/pdf/2015-09425.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 3.5 (Advertising Practices) and Repeal Exchange Rule 3.20 (Initial or Partial Payments) https://regulations.justia.com/regulations/fedreg/2015/04/22/2015-09272.html https://regulations.justia.com/regulations/fedreg/2015/04/22/2015-09272.html Wed, 22 Apr 2015 00:00:00 -0700 2015-09272 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-22/pdf/2015-09272.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving a Proposed Rule Change, as Modified by Amendments No. 1 and No. 2, To List and Trade the Shares of the First Trust Strategic Floating Rate ETF of First Trust Exchange-Traded Fund IV https://regulations.justia.com/regulations/fedreg/2015/04/22/2015-09271.html https://regulations.justia.com/regulations/fedreg/2015/04/22/2015-09271.html Wed, 22 Apr 2015 00:00:00 -0700 2015-09271 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-22/pdf/2015-09271.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Relating to CDS Procedures for CDX North America Index CDS Contracts https://regulations.justia.com/regulations/fedreg/2015/04/22/2015-09270.html https://regulations.justia.com/regulations/fedreg/2015/04/22/2015-09270.html Wed, 22 Apr 2015 00:00:00 -0700 2015-09270 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-22/pdf/2015-09270.pdf Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 3.5 (Advertising Practices) and Repeal Exchange Rule 3.20 (Initial or Partial Payments) https://regulations.justia.com/regulations/fedreg/2015/04/22/2015-09269.html https://regulations.justia.com/regulations/fedreg/2015/04/22/2015-09269.html Wed, 22 Apr 2015 00:00:00 -0700 2015-09269 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-22/pdf/2015-09269.pdf Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Order Granting Approval of a Proposed Rule Change To Amend Rules 11.9, 11.12, and 11.13 of BATS Y-Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2015/04/22/2015-09268.html https://regulations.justia.com/regulations/fedreg/2015/04/22/2015-09268.html Wed, 22 Apr 2015 00:00:00 -0700 2015-09268 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-22/pdf/2015-09268.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Order Granting Approval of a Proposed Rule Change To Amend Rules 11.9, 11.12, and 11.13 of BATS Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2015/04/22/2015-09267.html https://regulations.justia.com/regulations/fedreg/2015/04/22/2015-09267.html Wed, 22 Apr 2015 00:00:00 -0700 2015-09267 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-22/pdf/2015-09267.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change Concerning the Execution of an Agreement for Clearing and Settlement Services Between OCC and NASDAQ Futures, Inc. https://regulations.justia.com/regulations/fedreg/2015/04/22/2015-09266.html https://regulations.justia.com/regulations/fedreg/2015/04/22/2015-09266.html Wed, 22 Apr 2015 00:00:00 -0700 2015-09266 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-22/pdf/2015-09266.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Amendment No. 2 and Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change, as Modified by Amendment No. 2, To Adopt New Exchange Rule 1081, Solicitation Mechanism, To Introduce a New Electronic Solicitation Mechanism https://regulations.justia.com/regulations/fedreg/2015/04/22/2015-09265.html https://regulations.justia.com/regulations/fedreg/2015/04/22/2015-09265.html Wed, 22 Apr 2015 00:00:00 -0700 2015-09265 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-22/pdf/2015-09265.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Distributor and Managed Data Solution Distributor Fees for an Optional Hardware-Based Version of NASDAQ ITCH to Trade Options https://regulations.justia.com/regulations/fedreg/2015/04/22/2015-09264.html https://regulations.justia.com/regulations/fedreg/2015/04/22/2015-09264.html Wed, 22 Apr 2015 00:00:00 -0700 2015-09264 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-22/pdf/2015-09264.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 500 https://regulations.justia.com/regulations/fedreg/2015/04/22/2015-09263.html https://regulations.justia.com/regulations/fedreg/2015/04/22/2015-09263.html Wed, 22 Apr 2015 00:00:00 -0700 2015-09263 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-22/pdf/2015-09263.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2015/04/21/2015-09320.html https://regulations.justia.com/regulations/fedreg/2015/04/21/2015-09320.html Tue, 21 Apr 2015 00:00:00 -0700 2015-09320 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-21/pdf/2015-09320.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Waive Trade Reporting Fees Under Rule 7710 Due to an OTC Reporting Facility Systems Issue https://regulations.justia.com/regulations/fedreg/2015/04/21/2015-09070.html https://regulations.justia.com/regulations/fedreg/2015/04/21/2015-09070.html Tue, 21 Apr 2015 00:00:00 -0700 2015-09070 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-21/pdf/2015-09070.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule https://regulations.justia.com/regulations/fedreg/2015/04/21/2015-09069.html https://regulations.justia.com/regulations/fedreg/2015/04/21/2015-09069.html Tue, 21 Apr 2015 00:00:00 -0700 2015-09069 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-21/pdf/2015-09069.pdf Notice - Voya Retirement Insurance and Annuity Company et al.; https://regulations.justia.com/regulations/fedreg/2015/04/21/2015-09067.html https://regulations.justia.com/regulations/fedreg/2015/04/21/2015-09067.html Tue, 21 Apr 2015 00:00:00 -0700 2015-09067 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-21/pdf/2015-09067.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change, and Amendment No. 1 Thereto, To List and Trade Shares of the iShares iBonds Dec 2021 AMT-Free Muni Bond ETF and iShares iBonds Dec 2022 AMT-Free Muni Bond ETF Under NYSE Arca Equities Rule 5.2(j)(3) https://regulations.justia.com/regulations/fedreg/2015/04/21/2015-09066.html https://regulations.justia.com/regulations/fedreg/2015/04/21/2015-09066.html Tue, 21 Apr 2015 00:00:00 -0700 2015-09066 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-21/pdf/2015-09066.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment Nos. 1 and 2 to Proposed Rule Change Relating to Listing and Trading of Shares of the SPDR SSgA Global Managed Volatility ETF Under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2015/04/21/2015-09065.html https://regulations.justia.com/regulations/fedreg/2015/04/21/2015-09065.html Tue, 21 Apr 2015 00:00:00 -0700 2015-09065 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-21/pdf/2015-09065.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving a Proposed Rule Change To List and Trade Shares of the AlphaMark Actively Managed Small Cap ETF of ETF Series Solutions https://regulations.justia.com/regulations/fedreg/2015/04/21/2015-09064.html https://regulations.justia.com/regulations/fedreg/2015/04/21/2015-09064.html Tue, 21 Apr 2015 00:00:00 -0700 2015-09064 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-21/pdf/2015-09064.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2015/04/20/2015-08993.html https://regulations.justia.com/regulations/fedreg/2015/04/20/2015-08993.html Mon, 20 Apr 2015 00:00:00 -0700 2015-08993 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-20/pdf/2015-08993.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2015/04/20/2015-08992.html https://regulations.justia.com/regulations/fedreg/2015/04/20/2015-08992.html Mon, 20 Apr 2015 00:00:00 -0700 2015-08992 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-20/pdf/2015-08992.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2015/04/20/2015-08991.html https://regulations.justia.com/regulations/fedreg/2015/04/20/2015-08991.html Mon, 20 Apr 2015 00:00:00 -0700 2015-08991 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-20/pdf/2015-08991.pdf Rule - Adoption of Updated EDGAR Filer Manual https://regulations.justia.com/regulations/fedreg/2015/04/20/2015-08982.html https://regulations.justia.com/regulations/fedreg/2015/04/20/2015-08982.html Mon, 20 Apr 2015 00:00:00 -0700 2015-08982 Rule http://www.gpo.gov/fdsys/pkg/FR-2015-04-20/pdf/2015-08982.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule https://regulations.justia.com/regulations/fedreg/2015/04/20/2015-08943.html https://regulations.justia.com/regulations/fedreg/2015/04/20/2015-08943.html Mon, 20 Apr 2015 00:00:00 -0700 2015-08943 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-20/pdf/2015-08943.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Content of the BATS One Feed Under Rule 11.22(j) To Include Consolidated Volume for all Listed Equity Securities https://regulations.justia.com/regulations/fedreg/2015/04/20/2015-08942.html https://regulations.justia.com/regulations/fedreg/2015/04/20/2015-08942.html Mon, 20 Apr 2015 00:00:00 -0700 2015-08942 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-20/pdf/2015-08942.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NASDAQ Rules 7014 and 7018 https://regulations.justia.com/regulations/fedreg/2015/04/20/2015-08941.html https://regulations.justia.com/regulations/fedreg/2015/04/20/2015-08941.html Mon, 20 Apr 2015 00:00:00 -0700 2015-08941 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-20/pdf/2015-08941.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX BX, Inc. Relating to Member Application https://regulations.justia.com/regulations/fedreg/2015/04/20/2015-08940.html https://regulations.justia.com/regulations/fedreg/2015/04/20/2015-08940.html Mon, 20 Apr 2015 00:00:00 -0700 2015-08940 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-20/pdf/2015-08940.pdf Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Content of the BATS One Feed Under Rule 11.22(i) To Include Consolidated Volume for All Listed Equity Securities https://regulations.justia.com/regulations/fedreg/2015/04/20/2015-08939.html https://regulations.justia.com/regulations/fedreg/2015/04/20/2015-08939.html Mon, 20 Apr 2015 00:00:00 -0700 2015-08939 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-20/pdf/2015-08939.pdf Rule - Amendments for Small and Additional Issues Exemptions Under the Securities Act (Regulation A) https://regulations.justia.com/regulations/fedreg/2015/04/20/2015-07305.html https://regulations.justia.com/regulations/fedreg/2015/04/20/2015-07305.html Mon, 20 Apr 2015 00:00:00 -0700 2015-07305 Rule http://www.gpo.gov/fdsys/pkg/FR-2015-04-20/pdf/2015-07305.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Change the Close of Trading Hours on the Last Day of Trading in Expiring Quarterly Index Expirations https://regulations.justia.com/regulations/fedreg/2015/04/17/2015-08796.html https://regulations.justia.com/regulations/fedreg/2015/04/17/2015-08796.html Fri, 17 Apr 2015 00:00:00 -0700 2015-08796 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-17/pdf/2015-08796.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Opening Procedures https://regulations.justia.com/regulations/fedreg/2015/04/17/2015-08795.html https://regulations.justia.com/regulations/fedreg/2015/04/17/2015-08795.html Fri, 17 Apr 2015 00:00:00 -0700 2015-08795 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-17/pdf/2015-08795.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Content of the BATS One Feed Under Rule 13.8(b) To Include Consolidated Volume for All Listed Equity Securities https://regulations.justia.com/regulations/fedreg/2015/04/17/2015-08794.html https://regulations.justia.com/regulations/fedreg/2015/04/17/2015-08794.html Fri, 17 Apr 2015 00:00:00 -0700 2015-08794 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-17/pdf/2015-08794.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Content of the BATS One Feed Under Rule 13.8(b) To Include Consolidated Volume for All Listed Equity Securities https://regulations.justia.com/regulations/fedreg/2015/04/17/2015-08793.html https://regulations.justia.com/regulations/fedreg/2015/04/17/2015-08793.html Fri, 17 Apr 2015 00:00:00 -0700 2015-08793 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-17/pdf/2015-08793.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services To Provide a Second Way To Qualify for the Cross-Asset Tier Credit of $0.0030 Per Share for Orders That Provide Liquidity to the Exchange https://regulations.justia.com/regulations/fedreg/2015/04/17/2015-08792.html https://regulations.justia.com/regulations/fedreg/2015/04/17/2015-08792.html Fri, 17 Apr 2015 00:00:00 -0700 2015-08792 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-17/pdf/2015-08792.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating To Listing and Trading of Shares of the SPDR SSgA Global Managed Volatility ETF Under NYSE Arca Equities Rule 8.600; Correction https://regulations.justia.com/regulations/fedreg/2015/04/17/2015-08791.html https://regulations.justia.com/regulations/fedreg/2015/04/17/2015-08791.html Fri, 17 Apr 2015 00:00:00 -0700 2015-08791 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-17/pdf/2015-08791.pdf Notice - Dreyfus TMT Opportunities Fund, Inc., et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2015/04/16/2015-08819.html https://regulations.justia.com/regulations/fedreg/2015/04/16/2015-08819.html Thu, 16 Apr 2015 00:00:00 -0700 2015-08819 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-16/pdf/2015-08819.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Amendment No. 2 to an Advance Notice Concerning the Monthly Resizing of the Clearing Fund and the Addition of Financial Resources https://regulations.justia.com/regulations/fedreg/2015/04/16/2015-08712.html https://regulations.justia.com/regulations/fedreg/2015/04/16/2015-08712.html Thu, 16 Apr 2015 00:00:00 -0700 2015-08712 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-16/pdf/2015-08712.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Order Approving Proposed Rule Change To Discontinue the Prospectus Repository System Service https://regulations.justia.com/regulations/fedreg/2015/04/16/2015-08704.html https://regulations.justia.com/regulations/fedreg/2015/04/16/2015-08704.html Thu, 16 Apr 2015 00:00:00 -0700 2015-08704 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-16/pdf/2015-08704.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule https://regulations.justia.com/regulations/fedreg/2015/04/16/2015-08703.html https://regulations.justia.com/regulations/fedreg/2015/04/16/2015-08703.html Thu, 16 Apr 2015 00:00:00 -0700 2015-08703 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-16/pdf/2015-08703.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of EDGX Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2015/04/16/2015-08702.html https://regulations.justia.com/regulations/fedreg/2015/04/16/2015-08702.html Thu, 16 Apr 2015 00:00:00 -0700 2015-08702 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-16/pdf/2015-08702.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of EDGA Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2015/04/16/2015-08701.html https://regulations.justia.com/regulations/fedreg/2015/04/16/2015-08701.html Thu, 16 Apr 2015 00:00:00 -0700 2015-08701 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-16/pdf/2015-08701.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees https://regulations.justia.com/regulations/fedreg/2015/04/16/2015-08700.html https://regulations.justia.com/regulations/fedreg/2015/04/16/2015-08700.html Thu, 16 Apr 2015 00:00:00 -0700 2015-08700 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-16/pdf/2015-08700.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change To Remove the Exchange's Quote Mitigation Plan as Provided by Commentary .03 to Exchange Rule 6.86 https://regulations.justia.com/regulations/fedreg/2015/04/16/2015-08699.html https://regulations.justia.com/regulations/fedreg/2015/04/16/2015-08699.html Thu, 16 Apr 2015 00:00:00 -0700 2015-08699 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-16/pdf/2015-08699.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC.; Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change to Remove the Exchange's Quote Mitigation Plan as Provided by Exchange Rule 970.1NY https://regulations.justia.com/regulations/fedreg/2015/04/16/2015-08698.html https://regulations.justia.com/regulations/fedreg/2015/04/16/2015-08698.html Thu, 16 Apr 2015 00:00:00 -0700 2015-08698 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-16/pdf/2015-08698.pdf Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2015/04/16/2015-08697.html https://regulations.justia.com/regulations/fedreg/2015/04/16/2015-08697.html Thu, 16 Apr 2015 00:00:00 -0700 2015-08697 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-16/pdf/2015-08697.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 11.23, “Auctions” https://regulations.justia.com/regulations/fedreg/2015/04/16/2015-08696.html https://regulations.justia.com/regulations/fedreg/2015/04/16/2015-08696.html Thu, 16 Apr 2015 00:00:00 -0700 2015-08696 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-16/pdf/2015-08696.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Listing and Trading under NYSE Arca Equities Rule 5.2(j)(3), Commentary .02 of Shares of the Vanguard Tax-Exempt Bond Index Fund https://regulations.justia.com/regulations/fedreg/2015/04/16/2015-08695.html https://regulations.justia.com/regulations/fedreg/2015/04/16/2015-08695.html Thu, 16 Apr 2015 00:00:00 -0700 2015-08695 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-16/pdf/2015-08695.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2015/04/16/2015-08694.html https://regulations.justia.com/regulations/fedreg/2015/04/16/2015-08694.html Thu, 16 Apr 2015 00:00:00 -0700 2015-08694 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-16/pdf/2015-08694.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2015/04/16/2015-08693.html https://regulations.justia.com/regulations/fedreg/2015/04/16/2015-08693.html Thu, 16 Apr 2015 00:00:00 -0700 2015-08693 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-16/pdf/2015-08693.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Withdrawal of a Proposed Rule Change, as Modified by Partial Amendment No. 1 and Partial Amendment No. 2, Amending Rule 13-Equities and Related Rules Governing Order Types and Modifiers; Correction https://regulations.justia.com/regulations/fedreg/2015/04/15/2015-08629.html https://regulations.justia.com/regulations/fedreg/2015/04/15/2015-08629.html Wed, 15 Apr 2015 00:00:00 -0700 2015-08629 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-15/pdf/2015-08629.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Withdrawal of a Proposed Rule Change, as Modified by Partial Amendment No. 1, Amending Rule 13 and Related Rules Governing Order Types and Modifiers; Correction https://regulations.justia.com/regulations/fedreg/2015/04/15/2015-08628.html https://regulations.justia.com/regulations/fedreg/2015/04/15/2015-08628.html Wed, 15 Apr 2015 00:00:00 -0700 2015-08628 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-15/pdf/2015-08628.pdf Notice - Self-Regulatory Organizations; NYSE MKT, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period Applicable to the Customer Best Execution Auction per Rule 971.1 NY, Until July 17, 2015 https://regulations.justia.com/regulations/fedreg/2015/04/15/2015-08549.html https://regulations.justia.com/regulations/fedreg/2015/04/15/2015-08549.html Wed, 15 Apr 2015 00:00:00 -0700 2015-08549 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-15/pdf/2015-08549.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the NYSE Arca Options Fee Schedule To Adopt Fees for Certain Manual Transactions in Options Overlying IWM https://regulations.justia.com/regulations/fedreg/2015/04/15/2015-08548.html https://regulations.justia.com/regulations/fedreg/2015/04/15/2015-08548.html Wed, 15 Apr 2015 00:00:00 -0700 2015-08548 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-15/pdf/2015-08548.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the NYSE Amex Options Fee Schedule To Adopt Fees for Certain Manual Transactions in Options Overlying IWM https://regulations.justia.com/regulations/fedreg/2015/04/15/2015-08547.html https://regulations.justia.com/regulations/fedreg/2015/04/15/2015-08547.html Wed, 15 Apr 2015 00:00:00 -0700 2015-08547 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-15/pdf/2015-08547.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2015/04/15/2015-08546.html https://regulations.justia.com/regulations/fedreg/2015/04/15/2015-08546.html Wed, 15 Apr 2015 00:00:00 -0700 2015-08546 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-15/pdf/2015-08546.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update Public Disclosure of Exchange Usage of Market Data https://regulations.justia.com/regulations/fedreg/2015/04/15/2015-08545.html https://regulations.justia.com/regulations/fedreg/2015/04/15/2015-08545.html Wed, 15 Apr 2015 00:00:00 -0700 2015-08545 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-15/pdf/2015-08545.pdf Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Facilitate Acceptance of a New Credit Default Swap Index Product Series https://regulations.justia.com/regulations/fedreg/2015/04/15/2015-08544.html https://regulations.justia.com/regulations/fedreg/2015/04/15/2015-08544.html Wed, 15 Apr 2015 00:00:00 -0700 2015-08544 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-15/pdf/2015-08544.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change To Provide for the Clearance of an Additional Standard Emerging Market Sovereign Single Name https://regulations.justia.com/regulations/fedreg/2015/04/15/2015-08543.html https://regulations.justia.com/regulations/fedreg/2015/04/15/2015-08543.html Wed, 15 Apr 2015 00:00:00 -0700 2015-08543 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-15/pdf/2015-08543.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change To Provide for the Clearance of Additional Western European Sovereign Single Names https://regulations.justia.com/regulations/fedreg/2015/04/15/2015-08542.html https://regulations.justia.com/regulations/fedreg/2015/04/15/2015-08542.html Wed, 15 Apr 2015 00:00:00 -0700 2015-08542 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-15/pdf/2015-08542.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 3301(h) https://regulations.justia.com/regulations/fedreg/2015/04/14/C1-2015-07851.html https://regulations.justia.com/regulations/fedreg/2015/04/14/C1-2015-07851.html Tue, 14 Apr 2015 00:00:00 -0700 C1-2015-07851 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-14/pdf/C1-2015-07851.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Schedule of Fees and Charges for Exchange Services To Specify That Affiliated Exchange ETP Holders May Request That the Exchange Aggregate Its Eligible Activity With Activity of the ETP Holder's Affiliates for Purposes of Charges or Credits Based on Volume https://regulations.justia.com/regulations/fedreg/2015/04/14/C1-2015-07619.html https://regulations.justia.com/regulations/fedreg/2015/04/14/C1-2015-07619.html Tue, 14 Apr 2015 00:00:00 -0700 C1-2015-07619 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-14/pdf/C1-2015-07619.pdf Notice - In the Matter of Triumph Ventures Corp.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2015/04/14/2015-08638.html https://regulations.justia.com/regulations/fedreg/2015/04/14/2015-08638.html Tue, 14 Apr 2015 00:00:00 -0700 2015-08638 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-14/pdf/2015-08638.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2015/04/14/2015-08630.html https://regulations.justia.com/regulations/fedreg/2015/04/14/2015-08630.html Tue, 14 Apr 2015 00:00:00 -0700 2015-08630 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-14/pdf/2015-08630.pdf Notice - Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2015/04/14/2015-08621.html https://regulations.justia.com/regulations/fedreg/2015/04/14/2015-08621.html Tue, 14 Apr 2015 00:00:00 -0700 2015-08621 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-14/pdf/2015-08621.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Granting Approval of Proposed Rule Change To Revise the ICC Risk Management Framework https://regulations.justia.com/regulations/fedreg/2015/04/14/2015-08455.html https://regulations.justia.com/regulations/fedreg/2015/04/14/2015-08455.html Tue, 14 Apr 2015 00:00:00 -0700 2015-08455 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-14/pdf/2015-08455.pdf Notice - Self-Regulatory Organizations; NYSE MKT, LLC; Notice of Filing of Proposed Rule Change Amending Rule 13-Equities and Related Rules Governing Order Types and Modifiers https://regulations.justia.com/regulations/fedreg/2015/04/14/2015-08454.html https://regulations.justia.com/regulations/fedreg/2015/04/14/2015-08454.html Tue, 14 Apr 2015 00:00:00 -0700 2015-08454 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-14/pdf/2015-08454.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Options on the MSCI EAFE Index and on the MSCI Emerging Markets Index https://regulations.justia.com/regulations/fedreg/2015/04/14/2015-08453.html https://regulations.justia.com/regulations/fedreg/2015/04/14/2015-08453.html Tue, 14 Apr 2015 00:00:00 -0700 2015-08453 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-14/pdf/2015-08453.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify NASDAQ Rule 7051 Fees Relating to Pricing for Direct Circuit Connections https://regulations.justia.com/regulations/fedreg/2015/04/14/2015-08452.html https://regulations.justia.com/regulations/fedreg/2015/04/14/2015-08452.html Tue, 14 Apr 2015 00:00:00 -0700 2015-08452 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-14/pdf/2015-08452.pdf Notice - Self-Regulatory Organizations; OneChicago, LLC; Notice of Filing of Proposed Rule Change Relating to Ownership and Control Reports https://regulations.justia.com/regulations/fedreg/2015/04/14/2015-08451.html https://regulations.justia.com/regulations/fedreg/2015/04/14/2015-08451.html Tue, 14 Apr 2015 00:00:00 -0700 2015-08451 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-14/pdf/2015-08451.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, LLC; Notice of Filing of Proposed Rule Change Amending Rule 13 and Related Rules Governing Order Types and Modifiers https://regulations.justia.com/regulations/fedreg/2015/04/14/2015-08450.html https://regulations.justia.com/regulations/fedreg/2015/04/14/2015-08450.html Tue, 14 Apr 2015 00:00:00 -0700 2015-08450 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-14/pdf/2015-08450.pdf Notice - Self-Regulatory Organizations; NYSE MKT, LLC; Notice of Filing of Proposed Rule Change Adopting a Principles-Based Approach To Prohibit the Misuse of Material Nonpublic Information by Specialists and e-Specialists by Deleting Rule 927.3NY and Section (f) of Rule 927.5NY https://regulations.justia.com/regulations/fedreg/2015/04/14/2015-08449.html https://regulations.justia.com/regulations/fedreg/2015/04/14/2015-08449.html Tue, 14 Apr 2015 00:00:00 -0700 2015-08449 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-14/pdf/2015-08449.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change Related to Settlement Finality https://regulations.justia.com/regulations/fedreg/2015/04/14/2015-08448.html https://regulations.justia.com/regulations/fedreg/2015/04/14/2015-08448.html Tue, 14 Apr 2015 00:00:00 -0700 2015-08448 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-14/pdf/2015-08448.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change To List and Trade Shares of WisdomTree Put Write Strategy Fund Under Commentary .01 to NYSE Arca Equities Rule 5.2(j)(3) https://regulations.justia.com/regulations/fedreg/2015/04/14/2015-08447.html https://regulations.justia.com/regulations/fedreg/2015/04/14/2015-08447.html Tue, 14 Apr 2015 00:00:00 -0700 2015-08447 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-14/pdf/2015-08447.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule https://regulations.justia.com/regulations/fedreg/2015/04/13/2015-08379.html https://regulations.justia.com/regulations/fedreg/2015/04/13/2015-08379.html Mon, 13 Apr 2015 00:00:00 -0700 2015-08379 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-13/pdf/2015-08379.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule https://regulations.justia.com/regulations/fedreg/2015/04/13/2015-08340.html https://regulations.justia.com/regulations/fedreg/2015/04/13/2015-08340.html Mon, 13 Apr 2015 00:00:00 -0700 2015-08340 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-13/pdf/2015-08340.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rules 11.8, 11.9, 11.10, 11.11, and 11.16 Regarding the Limit Up-Limit Down Plan https://regulations.justia.com/regulations/fedreg/2015/04/13/2015-08339.html https://regulations.justia.com/regulations/fedreg/2015/04/13/2015-08339.html Mon, 13 Apr 2015 00:00:00 -0700 2015-08339 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-13/pdf/2015-08339.pdf Notice - Sprott Focus Trust, Inc. and Sprott Asset Management LP; Notice of Application https://regulations.justia.com/regulations/fedreg/2015/04/13/2015-08338.html https://regulations.justia.com/regulations/fedreg/2015/04/13/2015-08338.html Mon, 13 Apr 2015 00:00:00 -0700 2015-08338 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-13/pdf/2015-08338.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 20.6 To Adopt a New Provision To Account for Erroneous Trades Occurring From Disruptions and/or Malfunctions of Exchange Systems https://regulations.justia.com/regulations/fedreg/2015/04/13/2015-08337.html https://regulations.justia.com/regulations/fedreg/2015/04/13/2015-08337.html Mon, 13 Apr 2015 00:00:00 -0700 2015-08337 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-13/pdf/2015-08337.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Exchange's Arbitration Forum https://regulations.justia.com/regulations/fedreg/2015/04/13/2015-08336.html https://regulations.justia.com/regulations/fedreg/2015/04/13/2015-08336.html Mon, 13 Apr 2015 00:00:00 -0700 2015-08336 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-13/pdf/2015-08336.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rules 11.8, 11.9, 11.10, 11.11, and 11.16 Regarding the Limit Up-Limit Down Plan https://regulations.justia.com/regulations/fedreg/2015/04/13/2015-08335.html https://regulations.justia.com/regulations/fedreg/2015/04/13/2015-08335.html Mon, 13 Apr 2015 00:00:00 -0700 2015-08335 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-13/pdf/2015-08335.pdf Notice - In the Matter of eCareer Holdings, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2015/04/10/2015-08373.html https://regulations.justia.com/regulations/fedreg/2015/04/10/2015-08373.html Fri, 10 Apr 2015 00:00:00 -0700 2015-08373 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-10/pdf/2015-08373.pdf Notice - Van Eck Associates Corporation, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2015/04/10/2015-08258.html https://regulations.justia.com/regulations/fedreg/2015/04/10/2015-08258.html Fri, 10 Apr 2015 00:00:00 -0700 2015-08258 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-10/pdf/2015-08258.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 4.3, Record of Written Complaints https://regulations.justia.com/regulations/fedreg/2015/04/10/2015-08204.html https://regulations.justia.com/regulations/fedreg/2015/04/10/2015-08204.html Fri, 10 Apr 2015 00:00:00 -0700 2015-08204 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-10/pdf/2015-08204.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fees Schedule https://regulations.justia.com/regulations/fedreg/2015/04/10/2015-08203.html https://regulations.justia.com/regulations/fedreg/2015/04/10/2015-08203.html Fri, 10 Apr 2015 00:00:00 -0700 2015-08203 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-10/pdf/2015-08203.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Delay the Implementation Date of the Rule Change To Allow Market Orders To Sell in No-bid Series To Be Entered Into the Electronic Order Book From a PAR Workstation https://regulations.justia.com/regulations/fedreg/2015/04/10/2015-08202.html https://regulations.justia.com/regulations/fedreg/2015/04/10/2015-08202.html Fri, 10 Apr 2015 00:00:00 -0700 2015-08202 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-10/pdf/2015-08202.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the Shares of the Tuttle Tactical Management Multi-Strategy Income ETF of ETFis Series Trust I https://regulations.justia.com/regulations/fedreg/2015/04/10/2015-08201.html https://regulations.justia.com/regulations/fedreg/2015/04/10/2015-08201.html Fri, 10 Apr 2015 00:00:00 -0700 2015-08201 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-10/pdf/2015-08201.pdf Notice - Self-Regulatory Organizations; CBOE Futures Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Proposed Rule Change Regarding Open Interest Reporting https://regulations.justia.com/regulations/fedreg/2015/04/10/2015-08200.html https://regulations.justia.com/regulations/fedreg/2015/04/10/2015-08200.html Fri, 10 Apr 2015 00:00:00 -0700 2015-08200 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-10/pdf/2015-08200.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Deletion of Rule 2.50 https://regulations.justia.com/regulations/fedreg/2015/04/10/2015-08199.html https://regulations.justia.com/regulations/fedreg/2015/04/10/2015-08199.html Fri, 10 Apr 2015 00:00:00 -0700 2015-08199 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-10/pdf/2015-08199.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 1000-Equities To Reflect That Exchange Systems Will Reject Incoming Orders of Over 1,000,000 Shares That Are Marketable Upon Arrival https://regulations.justia.com/regulations/fedreg/2015/04/10/2015-08198.html https://regulations.justia.com/regulations/fedreg/2015/04/10/2015-08198.html Fri, 10 Apr 2015 00:00:00 -0700 2015-08198 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-10/pdf/2015-08198.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 1000 To Reflect That Exchange Systems Will Reject Incoming Orders of Over 1,000,000 Shares That Are Marketable Upon Arrival https://regulations.justia.com/regulations/fedreg/2015/04/10/2015-08197.html https://regulations.justia.com/regulations/fedreg/2015/04/10/2015-08197.html Fri, 10 Apr 2015 00:00:00 -0700 2015-08197 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-10/pdf/2015-08197.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Adopting New Rule 124 To Conduct a Midday Auction and Amending Rule 104 To Codify the Obligation of Designated Market Makers To Facilitate the Midday Auction https://regulations.justia.com/regulations/fedreg/2015/04/10/2015-08196.html https://regulations.justia.com/regulations/fedreg/2015/04/10/2015-08196.html Fri, 10 Apr 2015 00:00:00 -0700 2015-08196 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-10/pdf/2015-08196.pdf Notice - In the Matter of AuraSound, Inc., C2C CrowdFunding, Inc., Convenience TV Inc., Global Security Agency Inc., and NewMarket Technology, Inc., Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2015/04/09/2015-08261.html https://regulations.justia.com/regulations/fedreg/2015/04/09/2015-08261.html Thu, 09 Apr 2015 00:00:00 -0700 2015-08261 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-09/pdf/2015-08261.pdf Notice - In the Matter of Chatter Box Call Center Ltd., Euro Group of Companies, Inc., and Golden Century Resources Limited; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2015/04/09/2015-08260.html https://regulations.justia.com/regulations/fedreg/2015/04/09/2015-08260.html Thu, 09 Apr 2015 00:00:00 -0700 2015-08260 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-09/pdf/2015-08260.pdf Notice - In the Matter of China Education International, Inc., Delta Entertainment Group Inc., and Gulf United Energy, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2015/04/09/2015-08259.html https://regulations.justia.com/regulations/fedreg/2015/04/09/2015-08259.html Thu, 09 Apr 2015 00:00:00 -0700 2015-08259 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-09/pdf/2015-08259.pdf Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 4.3, Record of Written Complaints https://regulations.justia.com/regulations/fedreg/2015/04/09/2015-08110.html https://regulations.justia.com/regulations/fedreg/2015/04/09/2015-08110.html Thu, 09 Apr 2015 00:00:00 -0700 2015-08110 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-09/pdf/2015-08110.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Rule 4758 https://regulations.justia.com/regulations/fedreg/2015/04/09/2015-08109.html https://regulations.justia.com/regulations/fedreg/2015/04/09/2015-08109.html Thu, 09 Apr 2015 00:00:00 -0700 2015-08109 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-09/pdf/2015-08109.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Withdrawal of a Proposed Rule Change, as Modified by Partial Amendment No. 1 and Partial Amendment No. 2, Amending Rule 13-Equities and Related Rules Governing Order Types and Modifiers https://regulations.justia.com/regulations/fedreg/2015/04/09/2015-08108.html https://regulations.justia.com/regulations/fedreg/2015/04/09/2015-08108.html Thu, 09 Apr 2015 00:00:00 -0700 2015-08108 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-09/pdf/2015-08108.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Withdrawal of a Proposed Rule Change, as Modified by Partial Amendment No. 1, Amending Rule 13 and Related Rules Governing Order Types and Modifiers https://regulations.justia.com/regulations/fedreg/2015/04/09/2015-08107.html https://regulations.justia.com/regulations/fedreg/2015/04/09/2015-08107.html Thu, 09 Apr 2015 00:00:00 -0700 2015-08107 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-09/pdf/2015-08107.pdf Notice - John Hancock Exchange-Traded Fund Trust, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2015/04/08/2015-08023.html https://regulations.justia.com/regulations/fedreg/2015/04/08/2015-08023.html Wed, 08 Apr 2015 00:00:00 -0700 2015-08023 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-08/pdf/2015-08023.pdf Notice - Amplify Investments LLC and Amplify ETF Trust; Notice of Application https://regulations.justia.com/regulations/fedreg/2015/04/08/2015-08022.html https://regulations.justia.com/regulations/fedreg/2015/04/08/2015-08022.html Wed, 08 Apr 2015 00:00:00 -0700 2015-08022 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-08/pdf/2015-08022.pdf Notice - Janus ETF Trust, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2015/04/08/2015-07971.html https://regulations.justia.com/regulations/fedreg/2015/04/08/2015-07971.html Wed, 08 Apr 2015 00:00:00 -0700 2015-07971 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-08/pdf/2015-07971.pdf Notice - Trust for Professional Managers and William Blair & Company, L.L.C.; Notice of Application https://regulations.justia.com/regulations/fedreg/2015/04/08/2015-07970.html https://regulations.justia.com/regulations/fedreg/2015/04/08/2015-07970.html Wed, 08 Apr 2015 00:00:00 -0700 2015-07970 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-08/pdf/2015-07970.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Price List To Specify That a Member Organization May Request That the Exchange Aggregate Its Eligible Activity With Activity of the Member Organization's Affiliates for Purposes of Charges or Credits Based on Volume https://regulations.justia.com/regulations/fedreg/2015/04/08/2015-07969.html https://regulations.justia.com/regulations/fedreg/2015/04/08/2015-07969.html Wed, 08 Apr 2015 00:00:00 -0700 2015-07969 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-08/pdf/2015-07969.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending its Price List To Specify That a Member Organization May Request That the Exchange Aggregate its Eligible Activity With Activity of the Member Organization's Affiliates for Purposes of Charges or Credits Based on Volume https://regulations.justia.com/regulations/fedreg/2015/04/08/2015-07968.html https://regulations.justia.com/regulations/fedreg/2015/04/08/2015-07968.html Wed, 08 Apr 2015 00:00:00 -0700 2015-07968 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-08/pdf/2015-07968.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Addendum A (Fee Structure) With Respect to the Alternative Investment Product Services https://regulations.justia.com/regulations/fedreg/2015/04/08/2015-07967.html https://regulations.justia.com/regulations/fedreg/2015/04/08/2015-07967.html Wed, 08 Apr 2015 00:00:00 -0700 2015-07967 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-08/pdf/2015-07967.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 4751(h) https://regulations.justia.com/regulations/fedreg/2015/04/08/2015-07966.html https://regulations.justia.com/regulations/fedreg/2015/04/08/2015-07966.html Wed, 08 Apr 2015 00:00:00 -0700 2015-07966 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-08/pdf/2015-07966.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Postpone Implementation of Changes to Rule 4751(h)(5) https://regulations.justia.com/regulations/fedreg/2015/04/08/2015-07965.html https://regulations.justia.com/regulations/fedreg/2015/04/08/2015-07965.html Wed, 08 Apr 2015 00:00:00 -0700 2015-07965 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-08/pdf/2015-07965.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change Amending Rule 923NY To Refine the Appointment Process Utilized by the Exchange https://regulations.justia.com/regulations/fedreg/2015/04/08/2015-07964.html https://regulations.justia.com/regulations/fedreg/2015/04/08/2015-07964.html Wed, 08 Apr 2015 00:00:00 -0700 2015-07964 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-08/pdf/2015-07964.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending Rule 6.35 To Refine the Appointment Process Utilized by the Exchange https://regulations.justia.com/regulations/fedreg/2015/04/08/2015-07963.html https://regulations.justia.com/regulations/fedreg/2015/04/08/2015-07963.html Wed, 08 Apr 2015 00:00:00 -0700 2015-07963 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-08/pdf/2015-07963.pdf Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rulebook Provisions Establishing Decision-Making and Emergency Authority Over Clearing House Matters https://regulations.justia.com/regulations/fedreg/2015/04/08/2015-07962.html https://regulations.justia.com/regulations/fedreg/2015/04/08/2015-07962.html Wed, 08 Apr 2015 00:00:00 -0700 2015-07962 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-08/pdf/2015-07962.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2015/04/08/2015-07961.html https://regulations.justia.com/regulations/fedreg/2015/04/08/2015-07961.html Wed, 08 Apr 2015 00:00:00 -0700 2015-07961 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-08/pdf/2015-07961.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2015/04/08/2015-07960.html https://regulations.justia.com/regulations/fedreg/2015/04/08/2015-07960.html Wed, 08 Apr 2015 00:00:00 -0700 2015-07960 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-08/pdf/2015-07960.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Move the Rule Text of Current Rule 1070, Customer Complaints, Into Rule 1028, Confirmations, To Accommodate an Upcoming Rulebook Reorganization https://regulations.justia.com/regulations/fedreg/2015/04/08/2015-07959.html https://regulations.justia.com/regulations/fedreg/2015/04/08/2015-07959.html Wed, 08 Apr 2015 00:00:00 -0700 2015-07959 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-08/pdf/2015-07959.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2015/04/07/2015-08021.html https://regulations.justia.com/regulations/fedreg/2015/04/07/2015-08021.html Tue, 07 Apr 2015 00:00:00 -0700 2015-08021 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-07/pdf/2015-08021.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2015/04/07/2015-08020.html https://regulations.justia.com/regulations/fedreg/2015/04/07/2015-08020.html Tue, 07 Apr 2015 00:00:00 -0700 2015-08020 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-07/pdf/2015-08020.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Section (a)(iv) of Rule 703, Financial Responsibility and Reporting https://regulations.justia.com/regulations/fedreg/2015/04/07/2015-07882.html https://regulations.justia.com/regulations/fedreg/2015/04/07/2015-07882.html Tue, 07 Apr 2015 00:00:00 -0700 2015-07882 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-07/pdf/2015-07882.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2015/04/07/2015-07852.html https://regulations.justia.com/regulations/fedreg/2015/04/07/2015-07852.html Tue, 07 Apr 2015 00:00:00 -0700 2015-07852 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-07/pdf/2015-07852.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 3301(h) https://regulations.justia.com/regulations/fedreg/2015/04/07/2015-07851.html https://regulations.justia.com/regulations/fedreg/2015/04/07/2015-07851.html Tue, 07 Apr 2015 00:00:00 -0700 2015-07851 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-07/pdf/2015-07851.pdf Notice - Self-Regulatory Organizations; ISE Gemini, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Share Member-Designated Risk Settings in the Trading System With Clearing Members https://regulations.justia.com/regulations/fedreg/2015/04/07/2015-07849.html https://regulations.justia.com/regulations/fedreg/2015/04/07/2015-07849.html Tue, 07 Apr 2015 00:00:00 -0700 2015-07849 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-07/pdf/2015-07849.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify NASDAQ Rule 7001(c) https://regulations.justia.com/regulations/fedreg/2015/04/06/2015-07883.html https://regulations.justia.com/regulations/fedreg/2015/04/06/2015-07883.html Mon, 06 Apr 2015 00:00:00 -0700 2015-07883 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-06/pdf/2015-07883.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Share Member-Designated Risk Settings in the Trading System With Clearing Members https://regulations.justia.com/regulations/fedreg/2015/04/06/2015-07850.html https://regulations.justia.com/regulations/fedreg/2015/04/06/2015-07850.html Mon, 06 Apr 2015 00:00:00 -0700 2015-07850 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-06/pdf/2015-07850.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2015/04/06/2015-07754.html https://regulations.justia.com/regulations/fedreg/2015/04/06/2015-07754.html Mon, 06 Apr 2015 00:00:00 -0700 2015-07754 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-06/pdf/2015-07754.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2015/04/06/2015-07753.html https://regulations.justia.com/regulations/fedreg/2015/04/06/2015-07753.html Mon, 06 Apr 2015 00:00:00 -0700 2015-07753 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-06/pdf/2015-07753.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2015/04/06/2015-07752.html https://regulations.justia.com/regulations/fedreg/2015/04/06/2015-07752.html Mon, 06 Apr 2015 00:00:00 -0700 2015-07752 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-06/pdf/2015-07752.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Proposed Rule Change To Amend and Restate Certain Rules That Govern the NASDAQ OMX PSX https://regulations.justia.com/regulations/fedreg/2015/04/06/2015-07751.html https://regulations.justia.com/regulations/fedreg/2015/04/06/2015-07751.html Mon, 06 Apr 2015 00:00:00 -0700 2015-07751 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-06/pdf/2015-07751.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX Inc.; Notice of Proposed Rule Change To Amend and Restate Certain Rules That Govern the NASDAQ OMX BX Equities Market https://regulations.justia.com/regulations/fedreg/2015/04/06/2015-07750.html https://regulations.justia.com/regulations/fedreg/2015/04/06/2015-07750.html Mon, 06 Apr 2015 00:00:00 -0700 2015-07750 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-06/pdf/2015-07750.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NASDAQ Options Market Fees and Rebates https://regulations.justia.com/regulations/fedreg/2015/04/06/2015-07749.html https://regulations.justia.com/regulations/fedreg/2015/04/06/2015-07749.html Mon, 06 Apr 2015 00:00:00 -0700 2015-07749 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-06/pdf/2015-07749.pdf Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2015/04/03/2015-07697.html https://regulations.justia.com/regulations/fedreg/2015/04/03/2015-07697.html Fri, 03 Apr 2015 00:00:00 -0700 2015-07697 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-03/pdf/2015-07697.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting an Extension to Limited Exemption From Rule 612(c) of Regulation NMS In Connection With the Exchange's Retail Liquidity Program Until September 30, 2015 https://regulations.justia.com/regulations/fedreg/2015/04/03/2015-07696.html https://regulations.justia.com/regulations/fedreg/2015/04/03/2015-07696.html Fri, 03 Apr 2015 00:00:00 -0700 2015-07696 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-03/pdf/2015-07696.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services To Change the ETP Fee https://regulations.justia.com/regulations/fedreg/2015/04/03/2015-07620.html https://regulations.justia.com/regulations/fedreg/2015/04/03/2015-07620.html Fri, 03 Apr 2015 00:00:00 -0700 2015-07620 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-03/pdf/2015-07620.pdf Notice - Self-Regulatory Organizations; Proposed Rule Chanages; NYSE Arca, Inc. https://regulations.justia.com/regulations/fedreg/2015/04/03/2015-07619.html https://regulations.justia.com/regulations/fedreg/2015/04/03/2015-07619.html Fri, 03 Apr 2015 00:00:00 -0700 2015-07619 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-03/pdf/2015-07619.pdf Notice - Order of Suspension of Trading; Earth Dragon Resources, Inc. https://regulations.justia.com/regulations/fedreg/2015/04/02/2015-07674.html https://regulations.justia.com/regulations/fedreg/2015/04/02/2015-07674.html Thu, 02 Apr 2015 00:00:00 -0700 2015-07674 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-02/pdf/2015-07674.pdf Notice - In the Matter of Urban AG Corp.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2015/04/02/2015-07672.html https://regulations.justia.com/regulations/fedreg/2015/04/02/2015-07672.html Thu, 02 Apr 2015 00:00:00 -0700 2015-07672 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-02/pdf/2015-07672.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of a Proposed Rule Change To Establish Procedures Regarding the Monthly Resizing of its Clearing Fund and the Addition of Financial Resources https://regulations.justia.com/regulations/fedreg/2015/04/02/2015-07523.html https://regulations.justia.com/regulations/fedreg/2015/04/02/2015-07523.html Thu, 02 Apr 2015 00:00:00 -0700 2015-07523 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-02/pdf/2015-07523.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees for the BATS One Market Data Product https://regulations.justia.com/regulations/fedreg/2015/04/02/2015-07522.html https://regulations.justia.com/regulations/fedreg/2015/04/02/2015-07522.html Thu, 02 Apr 2015 00:00:00 -0700 2015-07522 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-02/pdf/2015-07522.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees for the BATS One Market Data Product https://regulations.justia.com/regulations/fedreg/2015/04/02/2015-07521.html https://regulations.justia.com/regulations/fedreg/2015/04/02/2015-07521.html Thu, 02 Apr 2015 00:00:00 -0700 2015-07521 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-02/pdf/2015-07521.pdf Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees for the BATS One Market Data Product https://regulations.justia.com/regulations/fedreg/2015/04/02/2015-07520.html https://regulations.justia.com/regulations/fedreg/2015/04/02/2015-07520.html Thu, 02 Apr 2015 00:00:00 -0700 2015-07520 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-02/pdf/2015-07520.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees for the BATS One Market Data Product https://regulations.justia.com/regulations/fedreg/2015/04/02/2015-07519.html https://regulations.justia.com/regulations/fedreg/2015/04/02/2015-07519.html Thu, 02 Apr 2015 00:00:00 -0700 2015-07519 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-02/pdf/2015-07519.pdf Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change in Connection With the Amended and Restated Certificate of Incorporation of National Stock Exchange Holdings, Inc., the Exchange's Parent Corporation, and the Amended and Restated Certificate of Incorporation of the Exchange https://regulations.justia.com/regulations/fedreg/2015/04/02/2015-07518.html https://regulations.justia.com/regulations/fedreg/2015/04/02/2015-07518.html Thu, 02 Apr 2015 00:00:00 -0700 2015-07518 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-02/pdf/2015-07518.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Listing and Trading of Shares of the Innovator IBD® 50 Fund Under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2015/04/02/2015-07517.html https://regulations.justia.com/regulations/fedreg/2015/04/02/2015-07517.html Thu, 02 Apr 2015 00:00:00 -0700 2015-07517 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-02/pdf/2015-07517.pdf Proposed Rule - Exemption for Certain Exchange Members https://regulations.justia.com/regulations/fedreg/2015/04/02/2015-07293.html https://regulations.justia.com/regulations/fedreg/2015/04/02/2015-07293.html Thu, 02 Apr 2015 00:00:00 -0700 2015-07293 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2015-04-02/pdf/2015-07293.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2015/04/01/2015-07465.html https://regulations.justia.com/regulations/fedreg/2015/04/01/2015-07465.html Wed, 01 Apr 2015 00:00:00 -0700 2015-07465 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-01/pdf/2015-07465.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2015/04/01/2015-07464.html https://regulations.justia.com/regulations/fedreg/2015/04/01/2015-07464.html Wed, 01 Apr 2015 00:00:00 -0700 2015-07464 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-01/pdf/2015-07464.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2015/04/01/2015-07463.html https://regulations.justia.com/regulations/fedreg/2015/04/01/2015-07463.html Wed, 01 Apr 2015 00:00:00 -0700 2015-07463 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-01/pdf/2015-07463.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2015/04/01/2015-07462.html https://regulations.justia.com/regulations/fedreg/2015/04/01/2015-07462.html Wed, 01 Apr 2015 00:00:00 -0700 2015-07462 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-01/pdf/2015-07462.pdf Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2015/04/01/2015-07368.html https://regulations.justia.com/regulations/fedreg/2015/04/01/2015-07368.html Wed, 01 Apr 2015 00:00:00 -0700 2015-07368 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-01/pdf/2015-07368.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Provide for the Clearance of Additional Standard Emerging Market Sovereign Single Names https://regulations.justia.com/regulations/fedreg/2015/04/01/2015-07367.html https://regulations.justia.com/regulations/fedreg/2015/04/01/2015-07367.html Wed, 01 Apr 2015 00:00:00 -0700 2015-07367 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-01/pdf/2015-07367.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Harmonization of Phlx Rules https://regulations.justia.com/regulations/fedreg/2015/04/01/2015-07366.html https://regulations.justia.com/regulations/fedreg/2015/04/01/2015-07366.html Wed, 01 Apr 2015 00:00:00 -0700 2015-07366 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-01/pdf/2015-07366.pdf Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rules Change To Amend Listing Rules for New CDX Indexes Available for Clearing https://regulations.justia.com/regulations/fedreg/2015/04/01/2015-07365.html https://regulations.justia.com/regulations/fedreg/2015/04/01/2015-07365.html Wed, 01 Apr 2015 00:00:00 -0700 2015-07365 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-01/pdf/2015-07365.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Relating to Stock-Option Order Handling https://regulations.justia.com/regulations/fedreg/2015/04/01/2015-07364.html https://regulations.justia.com/regulations/fedreg/2015/04/01/2015-07364.html Wed, 01 Apr 2015 00:00:00 -0700 2015-07364 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-01/pdf/2015-07364.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2015/04/01/2015-07363.html https://regulations.justia.com/regulations/fedreg/2015/04/01/2015-07363.html Wed, 01 Apr 2015 00:00:00 -0700 2015-07363 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-01/pdf/2015-07363.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Order Approving Proposed Rule Change Relating to Additional European Sovereign CDS Contracts https://regulations.justia.com/regulations/fedreg/2015/04/01/2015-07362.html https://regulations.justia.com/regulations/fedreg/2015/04/01/2015-07362.html Wed, 01 Apr 2015 00:00:00 -0700 2015-07362 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-01/pdf/2015-07362.pdf Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish a Default Management Committee and Address OTC Products That Are Subject to CME's Base Financial Safeguards https://regulations.justia.com/regulations/fedreg/2015/04/01/2015-07361.html https://regulations.justia.com/regulations/fedreg/2015/04/01/2015-07361.html Wed, 01 Apr 2015 00:00:00 -0700 2015-07361 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-01/pdf/2015-07361.pdf