Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2015/04?limit=200®isters=between&min-day=1&max-day=30&mode=atom2024-05-04T02:17:41-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2015/04/30/2015-10187.htmlNotice - In the Matter of Jet Neko, Inc., Order of Suspension of Trading2015-04-30T00:00:00-07:002015-04-30T00:00:00-07:002015-10187Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-30/pdf/2015-10187.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/30/2015-10094.htmlNotice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 19402015-04-30T00:00:00-07:002015-04-30T00:00:00-07:002015-10094Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-30/pdf/2015-10094.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/30/2015-10040.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing of a Proposed Rule Change To Amend Exchange Rule 5152015-04-30T00:00:00-07:002015-04-30T00:00:00-07:002015-10040Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-30/pdf/2015-10040.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/30/2015-10039.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Delay the Implementation Date of Trade Reporting Amendments Approved Pursuant to SR-FINRA-2013-0502015-04-30T00:00:00-07:002015-04-30T00:00:00-07:002015-10039Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-30/pdf/2015-10039.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/30/2015-10038.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees2015-04-30T00:00:00-07:002015-04-30T00:00:00-07:002015-10038Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-30/pdf/2015-10038.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/30/2015-10034.htmlNotice - Order Regarding Review of FASB Accounting Support Fee For 2015 Under Section 109 of the Sarbanes-Oxley Act of 20022015-04-30T00:00:00-07:002015-04-30T00:00:00-07:002015-10034Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-30/pdf/2015-10034.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/29/C1-2015-08941.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NASDAQ Rules 7014 and 70182015-04-29T00:00:00-07:002015-04-29T00:00:00-07:00C1-2015-08941Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-29/pdf/C1-2015-08941.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/29/2015-10037.htmlNotice - Sunshine Act Meeting2015-04-29T00:00:00-07:002015-04-29T00:00:00-07:002015-10037Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-29/pdf/2015-10037.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/29/2015-09965.htmlNotice - Deutsche Bank AG, et al.; Notice of Application and Temporary Order2015-04-29T00:00:00-07:002015-04-29T00:00:00-07:002015-09965Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-29/pdf/2015-09965.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/29/2015-09964.htmlNotice - Hartford Funds NextShares Trust, et al.; Notice of Application2015-04-29T00:00:00-07:002015-04-29T00:00:00-07:002015-09964Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-29/pdf/2015-09964.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/29/2015-09963.htmlNotice - Gabelli ETMF Trust, et al.; Notice of Application2015-04-29T00:00:00-07:002015-04-29T00:00:00-07:002015-09963Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-29/pdf/2015-09963.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/29/2015-09920.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete Outdated Rule Language Contained in Rule 1019 and Options Floor Procedures Advices2015-04-29T00:00:00-07:002015-04-29T00:00:00-07:002015-09920Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-29/pdf/2015-09920.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/29/2015-09919.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendments Nos. 1 and 2 Thereto, Relating to the Listing and Trading of the Shares of 18 Eaton Vance NextShares ETMFs of Either the Eaton Vance ETMF Trust or the Eaton Vance ETMF Trust II2015-04-29T00:00:00-07:002015-04-29T00:00:00-07:002015-09919Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-29/pdf/2015-09919.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/29/2015-09918.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change To Eliminate Additional Order Type Combinations, Delete Related Rule Text, Restructure the Remaining Rule Text in NYSE Arca Equities Rule 7.31, and Make Other Clarifying Changes to Its Rules2015-04-29T00:00:00-07:002015-04-29T00:00:00-07:002015-09918Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-29/pdf/2015-09918.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/29/2015-09917.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Postpone Implementation of Changes to Rules 4751(h) and 4754(b) Relating to the Closing Process2015-04-29T00:00:00-07:002015-04-29T00:00:00-07:002015-09917Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-29/pdf/2015-09917.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/29/2015-09916.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Submission of Financial Reports2015-04-29T00:00:00-07:002015-04-29T00:00:00-07:002015-09916Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-29/pdf/2015-09916.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/28/2015-09841.htmlNotice - Self-Regulatory Organizations; SS&C Technologies, Inc.; Notice of Filing of Application for Exemption From Registration as a Clearing Agency2015-04-28T00:00:00-07:002015-04-28T00:00:00-07:002015-09841Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-28/pdf/2015-09841.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/28/2015-09792.htmlNotice - Equity Market Structure Advisory Committee2015-04-28T00:00:00-07:002015-04-28T00:00:00-07:002015-09792Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-28/pdf/2015-09792.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/28/2015-09766.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Related to Equipment and Communication on the Exchange's Trading Floor2015-04-28T00:00:00-07:002015-04-28T00:00:00-07:002015-09766Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-28/pdf/2015-09766.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/28/2015-09765.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NASDAQ Market Center Participant Registration and Sponsored Access2015-04-28T00:00:00-07:002015-04-28T00:00:00-07:002015-09765Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-28/pdf/2015-09765.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/28/2015-09764.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX BX, Inc. Relating to NASDAQ OMX BX Equities Market Participant Registration and Sponsored Access2015-04-28T00:00:00-07:002015-04-28T00:00:00-07:002015-09764Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-28/pdf/2015-09764.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/28/2015-09763.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Listing and Trading of the Shares of the WisdomTree Western Unconstrained Bond Fund of the WisdomTree Trust2015-04-28T00:00:00-07:002015-04-28T00:00:00-07:002015-09763Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-28/pdf/2015-09763.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/27/2015-09789.htmlNotice - Sunshine Act Meeting.2015-04-27T00:00:00-07:002015-04-27T00:00:00-07:002015-09789Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-27/pdf/2015-09789.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/27/2015-09629.htmlNotice - Self-Regulatory Organizations; ISE Gemini, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Information Barrier Rules2015-04-27T00:00:00-07:002015-04-27T00:00:00-07:002015-09629Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-27/pdf/2015-09629.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/27/2015-09628.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rules 7001, 7003 and 70182015-04-27T00:00:00-07:002015-04-27T00:00:00-07:002015-09628Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-27/pdf/2015-09628.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/27/2015-09627.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the Manner in Which It Calculates Volume, Liquidity and Quoting Thresholds Applicable to Billing on the Exchange on March 31, 20152015-04-27T00:00:00-07:002015-04-27T00:00:00-07:002015-09627Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-27/pdf/2015-09627.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/24/2015-09685.htmlNotice - In the Matter of First American Scientific Corp., Order of Suspension of Trading2015-04-24T00:00:00-07:002015-04-24T00:00:00-07:002015-09685Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-24/pdf/2015-09685.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/24/2015-09556.htmlNotice - D-W Investments LLC; Notice of Application2015-04-24T00:00:00-07:002015-04-24T00:00:00-07:002015-09556Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-24/pdf/2015-09556.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/24/2015-09498.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.2015-04-24T00:00:00-07:002015-04-24T00:00:00-07:002015-09498Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-24/pdf/2015-09498.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/24/2015-09497.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change to Amend the Seventh Amended and Restated Operating Agreement of the New York Stock Exchange LLC.2015-04-24T00:00:00-07:002015-04-24T00:00:00-07:002015-09497Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-24/pdf/2015-09497.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/24/2015-09496.htmlNotice - Proposed Collection; Comment Request2015-04-24T00:00:00-07:002015-04-24T00:00:00-07:002015-09496Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-24/pdf/2015-09496.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/24/2015-09495.htmlNotice - Proposed Collection; Comment Request2015-04-24T00:00:00-07:002015-04-24T00:00:00-07:002015-09495Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-24/pdf/2015-09495.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/23/2015-09555.htmlNotice - ForceField Energy Inc.; Order of Suspension of Trading2015-04-23T00:00:00-07:002015-04-23T00:00:00-07:002015-09555Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-23/pdf/2015-09555.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/23/2015-09432.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to HGX and OSX2015-04-23T00:00:00-07:002015-04-23T00:00:00-07:002015-09432Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-23/pdf/2015-09432.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/23/2015-09431.htmlNotice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Rules 11.6, 11.8, 11.9, 11.10 and 11.11 of EDGA Exchange, Inc.2015-04-23T00:00:00-07:002015-04-23T00:00:00-07:002015-09431Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-23/pdf/2015-09431.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/23/2015-09430.htmlNotice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Rules 11.6, 11.8, 11.9, 11.10 and 11.11 of EDGX Exchange, Inc.2015-04-23T00:00:00-07:002015-04-23T00:00:00-07:002015-09430Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-23/pdf/2015-09430.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/23/2015-09429.htmlNotice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Liquidity Risk Management2015-04-23T00:00:00-07:002015-04-23T00:00:00-07:002015-09429Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-23/pdf/2015-09429.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/23/2015-09428.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the NYSE Amex Options Fee Schedule Relating to the Amex Customer Engagement Program2015-04-23T00:00:00-07:002015-04-23T00:00:00-07:002015-09428Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-23/pdf/2015-09428.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/23/2015-09427.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish the MIAX Order Feed2015-04-23T00:00:00-07:002015-04-23T00:00:00-07:002015-09427Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-23/pdf/2015-09427.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/23/2015-09426.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule2015-04-23T00:00:00-07:002015-04-23T00:00:00-07:002015-09426Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-23/pdf/2015-09426.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/23/2015-09425.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Amend NYSE Arca Equities Rule 8.600 To Adopt Generic Listing Standards for Managed Fund Shares2015-04-23T00:00:00-07:002015-04-23T00:00:00-07:002015-09425Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-23/pdf/2015-09425.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/22/2015-09272.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 3.5 (Advertising Practices) and Repeal Exchange Rule 3.20 (Initial or Partial Payments)2015-04-22T00:00:00-07:002015-04-22T00:00:00-07:002015-09272Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-22/pdf/2015-09272.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/22/2015-09271.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving a Proposed Rule Change, as Modified by Amendments No. 1 and No. 2, To List and Trade the Shares of the First Trust Strategic Floating Rate ETF of First Trust Exchange-Traded Fund IV2015-04-22T00:00:00-07:002015-04-22T00:00:00-07:002015-09271Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-22/pdf/2015-09271.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/22/2015-09270.htmlNotice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Relating to CDS Procedures for CDX North America Index CDS Contracts2015-04-22T00:00:00-07:002015-04-22T00:00:00-07:002015-09270Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-22/pdf/2015-09270.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/22/2015-09269.htmlNotice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 3.5 (Advertising Practices) and Repeal Exchange Rule 3.20 (Initial or Partial Payments)2015-04-22T00:00:00-07:002015-04-22T00:00:00-07:002015-09269Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-22/pdf/2015-09269.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/22/2015-09268.htmlNotice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Order Granting Approval of a Proposed Rule Change To Amend Rules 11.9, 11.12, and 11.13 of BATS Y-Exchange, Inc.2015-04-22T00:00:00-07:002015-04-22T00:00:00-07:002015-09268Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-22/pdf/2015-09268.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/22/2015-09267.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Order Granting Approval of a Proposed Rule Change To Amend Rules 11.9, 11.12, and 11.13 of BATS Exchange, Inc.2015-04-22T00:00:00-07:002015-04-22T00:00:00-07:002015-09267Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-22/pdf/2015-09267.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/22/2015-09266.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change Concerning the Execution of an Agreement for Clearing and Settlement Services Between OCC and NASDAQ Futures, Inc.2015-04-22T00:00:00-07:002015-04-22T00:00:00-07:002015-09266Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-22/pdf/2015-09266.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/22/2015-09265.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Amendment No. 2 and Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change, as Modified by Amendment No. 2, To Adopt New Exchange Rule 1081, Solicitation Mechanism, To Introduce a New Electronic Solicitation Mechanism2015-04-22T00:00:00-07:002015-04-22T00:00:00-07:002015-09265Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-22/pdf/2015-09265.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/22/2015-09264.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Distributor and Managed Data Solution Distributor Fees for an Optional Hardware-Based Version of NASDAQ ITCH to Trade Options2015-04-22T00:00:00-07:002015-04-22T00:00:00-07:002015-09264Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-22/pdf/2015-09264.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/22/2015-09263.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 5002015-04-22T00:00:00-07:002015-04-22T00:00:00-07:002015-09263Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-22/pdf/2015-09263.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/21/2015-09320.htmlNotice - Sunshine Act Meeting2015-04-21T00:00:00-07:002015-04-21T00:00:00-07:002015-09320Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-21/pdf/2015-09320.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/21/2015-09070.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Waive Trade Reporting Fees Under Rule 7710 Due to an OTC Reporting Facility Systems Issue2015-04-21T00:00:00-07:002015-04-21T00:00:00-07:002015-09070Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-21/pdf/2015-09070.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/21/2015-09069.htmlNotice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule2015-04-21T00:00:00-07:002015-04-21T00:00:00-07:002015-09069Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-21/pdf/2015-09069.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/21/2015-09067.htmlNotice - Voya Retirement Insurance and Annuity Company et al.;2015-04-21T00:00:00-07:002015-04-21T00:00:00-07:002015-09067Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-21/pdf/2015-09067.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/21/2015-09066.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change, and Amendment No. 1 Thereto, To List and Trade Shares of the iShares iBonds Dec 2021 AMT-Free Muni Bond ETF and iShares iBonds Dec 2022 AMT-Free Muni Bond ETF Under NYSE Arca Equities Rule 5.2(j)(3)2015-04-21T00:00:00-07:002015-04-21T00:00:00-07:002015-09066Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-21/pdf/2015-09066.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/21/2015-09065.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment Nos. 1 and 2 to Proposed Rule Change Relating to Listing and Trading of Shares of the SPDR SSgA Global Managed Volatility ETF Under NYSE Arca Equities Rule 8.6002015-04-21T00:00:00-07:002015-04-21T00:00:00-07:002015-09065Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-21/pdf/2015-09065.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/21/2015-09064.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving a Proposed Rule Change To List and Trade Shares of the AlphaMark Actively Managed Small Cap ETF of ETF Series Solutions2015-04-21T00:00:00-07:002015-04-21T00:00:00-07:002015-09064Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-21/pdf/2015-09064.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/20/2015-08993.htmlNotice - Proposed Collection; Comment Request2015-04-20T00:00:00-07:002015-04-20T00:00:00-07:002015-08993Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-20/pdf/2015-08993.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/20/2015-08992.htmlNotice - Proposed Collection; Comment Request2015-04-20T00:00:00-07:002015-04-20T00:00:00-07:002015-08992Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-20/pdf/2015-08992.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/20/2015-08991.htmlNotice - Proposed Collection; Comment Request2015-04-20T00:00:00-07:002015-04-20T00:00:00-07:002015-08991Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-20/pdf/2015-08991.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/20/2015-08982.htmlRule - Adoption of Updated EDGAR Filer Manual2015-04-20T00:00:00-07:002015-04-20T00:00:00-07:002015-08982Rulehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-20/pdf/2015-08982.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/20/2015-08943.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule2015-04-20T00:00:00-07:002015-04-20T00:00:00-07:002015-08943Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-20/pdf/2015-08943.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/20/2015-08942.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Content of the BATS One Feed Under Rule 11.22(j) To Include Consolidated Volume for all Listed Equity Securities2015-04-20T00:00:00-07:002015-04-20T00:00:00-07:002015-08942Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-20/pdf/2015-08942.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/20/2015-08941.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NASDAQ Rules 7014 and 70182015-04-20T00:00:00-07:002015-04-20T00:00:00-07:002015-08941Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-20/pdf/2015-08941.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/20/2015-08940.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX BX, Inc. Relating to Member Application2015-04-20T00:00:00-07:002015-04-20T00:00:00-07:002015-08940Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-20/pdf/2015-08940.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/20/2015-08939.htmlNotice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Content of the BATS One Feed Under Rule 11.22(i) To Include Consolidated Volume for All Listed Equity Securities2015-04-20T00:00:00-07:002015-04-20T00:00:00-07:002015-08939Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-20/pdf/2015-08939.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/20/2015-07305.htmlRule - Amendments for Small and Additional Issues Exemptions Under the Securities Act (Regulation A)2015-04-20T00:00:00-07:002015-04-20T00:00:00-07:002015-07305Rulehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-20/pdf/2015-07305.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/17/2015-08796.htmlNotice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Change the Close of Trading Hours on the Last Day of Trading in Expiring Quarterly Index Expirations2015-04-17T00:00:00-07:002015-04-17T00:00:00-07:002015-08796Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-17/pdf/2015-08796.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/17/2015-08795.htmlNotice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Opening Procedures2015-04-17T00:00:00-07:002015-04-17T00:00:00-07:002015-08795Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-17/pdf/2015-08795.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/17/2015-08794.htmlNotice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Content of the BATS One Feed Under Rule 13.8(b) To Include Consolidated Volume for All Listed Equity Securities2015-04-17T00:00:00-07:002015-04-17T00:00:00-07:002015-08794Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-17/pdf/2015-08794.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/17/2015-08793.htmlNotice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Content of the BATS One Feed Under Rule 13.8(b) To Include Consolidated Volume for All Listed Equity Securities2015-04-17T00:00:00-07:002015-04-17T00:00:00-07:002015-08793Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-17/pdf/2015-08793.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/17/2015-08792.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services To Provide a Second Way To Qualify for the Cross-Asset Tier Credit of $0.0030 Per Share for Orders That Provide Liquidity to the Exchange2015-04-17T00:00:00-07:002015-04-17T00:00:00-07:002015-08792Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-17/pdf/2015-08792.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/17/2015-08791.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating To Listing and Trading of Shares of the SPDR SSgA Global Managed Volatility ETF Under NYSE Arca Equities Rule 8.600; Correction2015-04-17T00:00:00-07:002015-04-17T00:00:00-07:002015-08791Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-17/pdf/2015-08791.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/16/2015-08819.htmlNotice - Dreyfus TMT Opportunities Fund, Inc., et al.; Notice of Application2015-04-16T00:00:00-07:002015-04-16T00:00:00-07:002015-08819Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-16/pdf/2015-08819.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/16/2015-08712.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Amendment No. 2 to an Advance Notice Concerning the Monthly Resizing of the Clearing Fund and the Addition of Financial Resources2015-04-16T00:00:00-07:002015-04-16T00:00:00-07:002015-08712Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-16/pdf/2015-08712.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/16/2015-08704.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Order Approving Proposed Rule Change To Discontinue the Prospectus Repository System Service2015-04-16T00:00:00-07:002015-04-16T00:00:00-07:002015-08704Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-16/pdf/2015-08704.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/16/2015-08703.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule2015-04-16T00:00:00-07:002015-04-16T00:00:00-07:002015-08703Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-16/pdf/2015-08703.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/16/2015-08702.htmlNotice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of EDGX Exchange, Inc.2015-04-16T00:00:00-07:002015-04-16T00:00:00-07:002015-08702Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-16/pdf/2015-08702.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/16/2015-08701.htmlNotice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of EDGA Exchange, Inc.2015-04-16T00:00:00-07:002015-04-16T00:00:00-07:002015-08701Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-16/pdf/2015-08701.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/16/2015-08700.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees2015-04-16T00:00:00-07:002015-04-16T00:00:00-07:002015-08700Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-16/pdf/2015-08700.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/16/2015-08699.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change To Remove the Exchange's Quote Mitigation Plan as Provided by Commentary .03 to Exchange Rule 6.862015-04-16T00:00:00-07:002015-04-16T00:00:00-07:002015-08699Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-16/pdf/2015-08699.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/16/2015-08698.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC.; Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change to Remove the Exchange's Quote Mitigation Plan as Provided by Exchange Rule 970.1NY2015-04-16T00:00:00-07:002015-04-16T00:00:00-07:002015-08698Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-16/pdf/2015-08698.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/16/2015-08697.htmlNotice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc.2015-04-16T00:00:00-07:002015-04-16T00:00:00-07:002015-08697Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-16/pdf/2015-08697.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/16/2015-08696.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 11.23, “Auctions”2015-04-16T00:00:00-07:002015-04-16T00:00:00-07:002015-08696Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-16/pdf/2015-08696.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/16/2015-08695.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Listing and Trading under NYSE Arca Equities Rule 5.2(j)(3), Commentary .02 of Shares of the Vanguard Tax-Exempt Bond Index Fund2015-04-16T00:00:00-07:002015-04-16T00:00:00-07:002015-08695Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-16/pdf/2015-08695.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/16/2015-08694.htmlNotice - Submission for OMB Review; Comment Request2015-04-16T00:00:00-07:002015-04-16T00:00:00-07:002015-08694Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-16/pdf/2015-08694.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/16/2015-08693.htmlNotice - Submission for OMB Review; Comment Request2015-04-16T00:00:00-07:002015-04-16T00:00:00-07:002015-08693Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-16/pdf/2015-08693.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/15/2015-08629.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Withdrawal of a Proposed Rule Change, as Modified by Partial Amendment No. 1 and Partial Amendment No. 2, Amending Rule 13-Equities and Related Rules Governing Order Types and Modifiers; Correction2015-04-15T00:00:00-07:002015-04-15T00:00:00-07:002015-08629Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-15/pdf/2015-08629.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/15/2015-08628.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Withdrawal of a Proposed Rule Change, as Modified by Partial Amendment No. 1, Amending Rule 13 and Related Rules Governing Order Types and Modifiers; Correction2015-04-15T00:00:00-07:002015-04-15T00:00:00-07:002015-08628Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-15/pdf/2015-08628.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/15/2015-08549.htmlNotice - Self-Regulatory Organizations; NYSE MKT, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period Applicable to the Customer Best Execution Auction per Rule 971.1 NY, Until July 17, 20152015-04-15T00:00:00-07:002015-04-15T00:00:00-07:002015-08549Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-15/pdf/2015-08549.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/15/2015-08548.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the NYSE Arca Options Fee Schedule To Adopt Fees for Certain Manual Transactions in Options Overlying IWM2015-04-15T00:00:00-07:002015-04-15T00:00:00-07:002015-08548Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-15/pdf/2015-08548.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/15/2015-08547.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the NYSE Amex Options Fee Schedule To Adopt Fees for Certain Manual Transactions in Options Overlying IWM2015-04-15T00:00:00-07:002015-04-15T00:00:00-07:002015-08547Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-15/pdf/2015-08547.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/15/2015-08546.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.2015-04-15T00:00:00-07:002015-04-15T00:00:00-07:002015-08546Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-15/pdf/2015-08546.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/15/2015-08545.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update Public Disclosure of Exchange Usage of Market Data2015-04-15T00:00:00-07:002015-04-15T00:00:00-07:002015-08545Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-15/pdf/2015-08545.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/15/2015-08544.htmlNotice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Facilitate Acceptance of a New Credit Default Swap Index Product Series2015-04-15T00:00:00-07:002015-04-15T00:00:00-07:002015-08544Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-15/pdf/2015-08544.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/15/2015-08543.htmlNotice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change To Provide for the Clearance of an Additional Standard Emerging Market Sovereign Single Name2015-04-15T00:00:00-07:002015-04-15T00:00:00-07:002015-08543Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-15/pdf/2015-08543.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/15/2015-08542.htmlNotice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change To Provide for the Clearance of Additional Western European Sovereign Single Names2015-04-15T00:00:00-07:002015-04-15T00:00:00-07:002015-08542Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-15/pdf/2015-08542.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/14/C1-2015-07851.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 3301(h)2015-04-14T00:00:00-07:002015-04-14T00:00:00-07:00C1-2015-07851Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-14/pdf/C1-2015-07851.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/14/C1-2015-07619.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Schedule of Fees and Charges for Exchange Services To Specify That Affiliated Exchange ETP Holders May Request That the Exchange Aggregate Its Eligible Activity With Activity of the ETP Holder's Affiliates for Purposes of Charges or Credits Based on Volume2015-04-14T00:00:00-07:002015-04-14T00:00:00-07:00C1-2015-07619Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-14/pdf/C1-2015-07619.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/14/2015-08638.htmlNotice - In the Matter of Triumph Ventures Corp.; Order of Suspension of Trading2015-04-14T00:00:00-07:002015-04-14T00:00:00-07:002015-08638Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-14/pdf/2015-08638.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/14/2015-08630.htmlNotice - Sunshine Act Meeting2015-04-14T00:00:00-07:002015-04-14T00:00:00-07:002015-08630Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-14/pdf/2015-08630.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/14/2015-08621.htmlNotice - Order of Suspension of Trading2015-04-14T00:00:00-07:002015-04-14T00:00:00-07:002015-08621Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-14/pdf/2015-08621.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/14/2015-08455.htmlNotice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Granting Approval of Proposed Rule Change To Revise the ICC Risk Management Framework2015-04-14T00:00:00-07:002015-04-14T00:00:00-07:002015-08455Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-14/pdf/2015-08455.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/14/2015-08454.htmlNotice - Self-Regulatory Organizations; NYSE MKT, LLC; Notice of Filing of Proposed Rule Change Amending Rule 13-Equities and Related Rules Governing Order Types and Modifiers2015-04-14T00:00:00-07:002015-04-14T00:00:00-07:002015-08454Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-14/pdf/2015-08454.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/14/2015-08453.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Options on the MSCI EAFE Index and on the MSCI Emerging Markets Index2015-04-14T00:00:00-07:002015-04-14T00:00:00-07:002015-08453Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-14/pdf/2015-08453.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/14/2015-08452.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify NASDAQ Rule 7051 Fees Relating to Pricing for Direct Circuit Connections2015-04-14T00:00:00-07:002015-04-14T00:00:00-07:002015-08452Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-14/pdf/2015-08452.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/14/2015-08451.htmlNotice - Self-Regulatory Organizations; OneChicago, LLC; Notice of Filing of Proposed Rule Change Relating to Ownership and Control Reports2015-04-14T00:00:00-07:002015-04-14T00:00:00-07:002015-08451Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-14/pdf/2015-08451.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/14/2015-08450.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, LLC; Notice of Filing of Proposed Rule Change Amending Rule 13 and Related Rules Governing Order Types and Modifiers2015-04-14T00:00:00-07:002015-04-14T00:00:00-07:002015-08450Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-14/pdf/2015-08450.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/14/2015-08449.htmlNotice - Self-Regulatory Organizations; NYSE MKT, LLC; Notice of Filing of Proposed Rule Change Adopting a Principles-Based Approach To Prohibit the Misuse of Material Nonpublic Information by Specialists and e-Specialists by Deleting Rule 927.3NY and Section (f) of Rule 927.5NY2015-04-14T00:00:00-07:002015-04-14T00:00:00-07:002015-08449Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-14/pdf/2015-08449.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/14/2015-08448.htmlNotice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change Related to Settlement Finality2015-04-14T00:00:00-07:002015-04-14T00:00:00-07:002015-08448Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-14/pdf/2015-08448.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/14/2015-08447.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change To List and Trade Shares of WisdomTree Put Write Strategy Fund Under Commentary .01 to NYSE Arca Equities Rule 5.2(j)(3)2015-04-14T00:00:00-07:002015-04-14T00:00:00-07:002015-08447Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-14/pdf/2015-08447.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/13/2015-08379.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule2015-04-13T00:00:00-07:002015-04-13T00:00:00-07:002015-08379Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-13/pdf/2015-08379.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/13/2015-08340.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule2015-04-13T00:00:00-07:002015-04-13T00:00:00-07:002015-08340Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-13/pdf/2015-08340.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/13/2015-08339.htmlNotice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rules 11.8, 11.9, 11.10, 11.11, and 11.16 Regarding the Limit Up-Limit Down Plan2015-04-13T00:00:00-07:002015-04-13T00:00:00-07:002015-08339Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-13/pdf/2015-08339.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/13/2015-08338.htmlNotice - Sprott Focus Trust, Inc. and Sprott Asset Management LP; Notice of Application2015-04-13T00:00:00-07:002015-04-13T00:00:00-07:002015-08338Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-13/pdf/2015-08338.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/13/2015-08337.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 20.6 To Adopt a New Provision To Account for Erroneous Trades Occurring From Disruptions and/or Malfunctions of Exchange Systems2015-04-13T00:00:00-07:002015-04-13T00:00:00-07:002015-08337Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-13/pdf/2015-08337.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/13/2015-08336.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Exchange's Arbitration Forum2015-04-13T00:00:00-07:002015-04-13T00:00:00-07:002015-08336Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-13/pdf/2015-08336.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/13/2015-08335.htmlNotice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rules 11.8, 11.9, 11.10, 11.11, and 11.16 Regarding the Limit Up-Limit Down Plan2015-04-13T00:00:00-07:002015-04-13T00:00:00-07:002015-08335Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-13/pdf/2015-08335.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/10/2015-08373.htmlNotice - In the Matter of eCareer Holdings, Inc.; Order of Suspension of Trading2015-04-10T00:00:00-07:002015-04-10T00:00:00-07:002015-08373Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-10/pdf/2015-08373.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/10/2015-08258.htmlNotice - Van Eck Associates Corporation, et al.; Notice of Application2015-04-10T00:00:00-07:002015-04-10T00:00:00-07:002015-08258Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-10/pdf/2015-08258.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/10/2015-08204.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 4.3, Record of Written Complaints2015-04-10T00:00:00-07:002015-04-10T00:00:00-07:002015-08204Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-10/pdf/2015-08204.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/10/2015-08203.htmlNotice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fees Schedule2015-04-10T00:00:00-07:002015-04-10T00:00:00-07:002015-08203Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-10/pdf/2015-08203.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/10/2015-08202.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Delay the Implementation Date of the Rule Change To Allow Market Orders To Sell in No-bid Series To Be Entered Into the Electronic Order Book From a PAR Workstation2015-04-10T00:00:00-07:002015-04-10T00:00:00-07:002015-08202Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-10/pdf/2015-08202.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/10/2015-08201.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the Shares of the Tuttle Tactical Management Multi-Strategy Income ETF of ETFis Series Trust I2015-04-10T00:00:00-07:002015-04-10T00:00:00-07:002015-08201Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-10/pdf/2015-08201.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/10/2015-08200.htmlNotice - Self-Regulatory Organizations; CBOE Futures Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Proposed Rule Change Regarding Open Interest Reporting2015-04-10T00:00:00-07:002015-04-10T00:00:00-07:002015-08200Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-10/pdf/2015-08200.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/10/2015-08199.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Deletion of Rule 2.502015-04-10T00:00:00-07:002015-04-10T00:00:00-07:002015-08199Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-10/pdf/2015-08199.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/10/2015-08198.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 1000-Equities To Reflect That Exchange Systems Will Reject Incoming Orders of Over 1,000,000 Shares That Are Marketable Upon Arrival2015-04-10T00:00:00-07:002015-04-10T00:00:00-07:002015-08198Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-10/pdf/2015-08198.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/10/2015-08197.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 1000 To Reflect That Exchange Systems Will Reject Incoming Orders of Over 1,000,000 Shares That Are Marketable Upon Arrival2015-04-10T00:00:00-07:002015-04-10T00:00:00-07:002015-08197Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-10/pdf/2015-08197.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/10/2015-08196.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Adopting New Rule 124 To Conduct a Midday Auction and Amending Rule 104 To Codify the Obligation of Designated Market Makers To Facilitate the Midday Auction2015-04-10T00:00:00-07:002015-04-10T00:00:00-07:002015-08196Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-10/pdf/2015-08196.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/09/2015-08261.htmlNotice - In the Matter of AuraSound, Inc., C2C CrowdFunding, Inc., Convenience TV Inc., Global Security Agency Inc., and NewMarket Technology, Inc., Order of Suspension of Trading2015-04-09T00:00:00-07:002015-04-09T00:00:00-07:002015-08261Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-09/pdf/2015-08261.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/09/2015-08260.htmlNotice - In the Matter of Chatter Box Call Center Ltd., Euro Group of Companies, Inc., and Golden Century Resources Limited; Order of Suspension of Trading2015-04-09T00:00:00-07:002015-04-09T00:00:00-07:002015-08260Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-09/pdf/2015-08260.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/09/2015-08259.htmlNotice - In the Matter of China Education International, Inc., Delta Entertainment Group Inc., and Gulf United Energy, Inc.; Order of Suspension of Trading2015-04-09T00:00:00-07:002015-04-09T00:00:00-07:002015-08259Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-09/pdf/2015-08259.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/09/2015-08110.htmlNotice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 4.3, Record of Written Complaints2015-04-09T00:00:00-07:002015-04-09T00:00:00-07:002015-08110Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-09/pdf/2015-08110.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/09/2015-08109.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Rule 47582015-04-09T00:00:00-07:002015-04-09T00:00:00-07:002015-08109Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-09/pdf/2015-08109.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/09/2015-08108.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Withdrawal of a Proposed Rule Change, as Modified by Partial Amendment No. 1 and Partial Amendment No. 2, Amending Rule 13-Equities and Related Rules Governing Order Types and Modifiers2015-04-09T00:00:00-07:002015-04-09T00:00:00-07:002015-08108Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-09/pdf/2015-08108.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/09/2015-08107.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Withdrawal of a Proposed Rule Change, as Modified by Partial Amendment No. 1, Amending Rule 13 and Related Rules Governing Order Types and Modifiers2015-04-09T00:00:00-07:002015-04-09T00:00:00-07:002015-08107Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-09/pdf/2015-08107.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/08/2015-08023.htmlNotice - John Hancock Exchange-Traded Fund Trust, et al.; Notice of Application2015-04-08T00:00:00-07:002015-04-08T00:00:00-07:002015-08023Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-08/pdf/2015-08023.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/08/2015-08022.htmlNotice - Amplify Investments LLC and Amplify ETF Trust; Notice of Application2015-04-08T00:00:00-07:002015-04-08T00:00:00-07:002015-08022Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-08/pdf/2015-08022.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/08/2015-07971.htmlNotice - Janus ETF Trust, et al.; Notice of Application2015-04-08T00:00:00-07:002015-04-08T00:00:00-07:002015-07971Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-08/pdf/2015-07971.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/08/2015-07970.htmlNotice - Trust for Professional Managers and William Blair & Company, L.L.C.; Notice of Application2015-04-08T00:00:00-07:002015-04-08T00:00:00-07:002015-07970Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-08/pdf/2015-07970.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/08/2015-07969.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Price List To Specify That a Member Organization May Request That the Exchange Aggregate Its Eligible Activity With Activity of the Member Organization's Affiliates for Purposes of Charges or Credits Based on Volume2015-04-08T00:00:00-07:002015-04-08T00:00:00-07:002015-07969Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-08/pdf/2015-07969.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/08/2015-07968.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending its Price List To Specify That a Member Organization May Request That the Exchange Aggregate its Eligible Activity With Activity of the Member Organization's Affiliates for Purposes of Charges or Credits Based on Volume2015-04-08T00:00:00-07:002015-04-08T00:00:00-07:002015-07968Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-08/pdf/2015-07968.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/08/2015-07967.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Addendum A (Fee Structure) With Respect to the Alternative Investment Product Services2015-04-08T00:00:00-07:002015-04-08T00:00:00-07:002015-07967Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-08/pdf/2015-07967.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/08/2015-07966.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 4751(h)2015-04-08T00:00:00-07:002015-04-08T00:00:00-07:002015-07966Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-08/pdf/2015-07966.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/08/2015-07965.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Postpone Implementation of Changes to Rule 4751(h)(5)2015-04-08T00:00:00-07:002015-04-08T00:00:00-07:002015-07965Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-08/pdf/2015-07965.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/08/2015-07964.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change Amending Rule 923NY To Refine the Appointment Process Utilized by the Exchange2015-04-08T00:00:00-07:002015-04-08T00:00:00-07:002015-07964Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-08/pdf/2015-07964.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/08/2015-07963.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending Rule 6.35 To Refine the Appointment Process Utilized by the Exchange2015-04-08T00:00:00-07:002015-04-08T00:00:00-07:002015-07963Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-08/pdf/2015-07963.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/08/2015-07962.htmlNotice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rulebook Provisions Establishing Decision-Making and Emergency Authority Over Clearing House Matters2015-04-08T00:00:00-07:002015-04-08T00:00:00-07:002015-07962Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-08/pdf/2015-07962.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/08/2015-07961.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule2015-04-08T00:00:00-07:002015-04-08T00:00:00-07:002015-07961Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-08/pdf/2015-07961.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/08/2015-07960.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule2015-04-08T00:00:00-07:002015-04-08T00:00:00-07:002015-07960Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-08/pdf/2015-07960.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/08/2015-07959.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Move the Rule Text of Current Rule 1070, Customer Complaints, Into Rule 1028, Confirmations, To Accommodate an Upcoming Rulebook Reorganization2015-04-08T00:00:00-07:002015-04-08T00:00:00-07:002015-07959Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-08/pdf/2015-07959.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/07/2015-08021.htmlNotice - Sunshine Act Meeting2015-04-07T00:00:00-07:002015-04-07T00:00:00-07:002015-08021Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-07/pdf/2015-08021.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/07/2015-08020.htmlNotice - Sunshine Act Meeting2015-04-07T00:00:00-07:002015-04-07T00:00:00-07:002015-08020Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-07/pdf/2015-08020.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/07/2015-07882.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Section (a)(iv) of Rule 703, Financial Responsibility and Reporting2015-04-07T00:00:00-07:002015-04-07T00:00:00-07:002015-07882Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-07/pdf/2015-07882.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/07/2015-07852.htmlNotice - Proposed Collection; Comment Request2015-04-07T00:00:00-07:002015-04-07T00:00:00-07:002015-07852Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-07/pdf/2015-07852.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/07/2015-07851.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 3301(h)2015-04-07T00:00:00-07:002015-04-07T00:00:00-07:002015-07851Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-07/pdf/2015-07851.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/07/2015-07849.htmlNotice - Self-Regulatory Organizations; ISE Gemini, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Share Member-Designated Risk Settings in the Trading System With Clearing Members2015-04-07T00:00:00-07:002015-04-07T00:00:00-07:002015-07849Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-07/pdf/2015-07849.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/06/2015-07883.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify NASDAQ Rule 7001(c)2015-04-06T00:00:00-07:002015-04-06T00:00:00-07:002015-07883Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-06/pdf/2015-07883.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/06/2015-07850.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Share Member-Designated Risk Settings in the Trading System With Clearing Members2015-04-06T00:00:00-07:002015-04-06T00:00:00-07:002015-07850Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-06/pdf/2015-07850.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/06/2015-07754.htmlNotice - Proposed Collection; Comment Request2015-04-06T00:00:00-07:002015-04-06T00:00:00-07:002015-07754Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-06/pdf/2015-07754.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/06/2015-07753.htmlNotice - Submission for OMB Review; Comment Request2015-04-06T00:00:00-07:002015-04-06T00:00:00-07:002015-07753Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-06/pdf/2015-07753.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/06/2015-07752.htmlNotice - Proposed Collection; Comment Request2015-04-06T00:00:00-07:002015-04-06T00:00:00-07:002015-07752Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-06/pdf/2015-07752.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/06/2015-07751.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Proposed Rule Change To Amend and Restate Certain Rules That Govern the NASDAQ OMX PSX2015-04-06T00:00:00-07:002015-04-06T00:00:00-07:002015-07751Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-06/pdf/2015-07751.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/06/2015-07750.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX Inc.; Notice of Proposed Rule Change To Amend and Restate Certain Rules That Govern the NASDAQ OMX BX Equities Market2015-04-06T00:00:00-07:002015-04-06T00:00:00-07:002015-07750Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-06/pdf/2015-07750.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/06/2015-07749.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NASDAQ Options Market Fees and Rebates2015-04-06T00:00:00-07:002015-04-06T00:00:00-07:002015-07749Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-06/pdf/2015-07749.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/03/2015-07697.htmlNotice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 19402015-04-03T00:00:00-07:002015-04-03T00:00:00-07:002015-07697Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-03/pdf/2015-07697.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/03/2015-07696.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting an Extension to Limited Exemption From Rule 612(c) of Regulation NMS In Connection With the Exchange's Retail Liquidity Program Until September 30, 20152015-04-03T00:00:00-07:002015-04-03T00:00:00-07:002015-07696Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-03/pdf/2015-07696.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/03/2015-07620.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services To Change the ETP Fee2015-04-03T00:00:00-07:002015-04-03T00:00:00-07:002015-07620Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-03/pdf/2015-07620.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/03/2015-07619.htmlNotice - Self-Regulatory Organizations; Proposed Rule Chanages; NYSE Arca, Inc.2015-04-03T00:00:00-07:002015-04-03T00:00:00-07:002015-07619Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-03/pdf/2015-07619.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/02/2015-07674.htmlNotice - Order of Suspension of Trading; Earth Dragon Resources, Inc.2015-04-02T00:00:00-07:002015-04-02T00:00:00-07:002015-07674Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-02/pdf/2015-07674.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/02/2015-07672.htmlNotice - In the Matter of Urban AG Corp.; Order of Suspension of Trading2015-04-02T00:00:00-07:002015-04-02T00:00:00-07:002015-07672Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-02/pdf/2015-07672.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/02/2015-07523.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of a Proposed Rule Change To Establish Procedures Regarding the Monthly Resizing of its Clearing Fund and the Addition of Financial Resources2015-04-02T00:00:00-07:002015-04-02T00:00:00-07:002015-07523Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-02/pdf/2015-07523.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/02/2015-07522.htmlNotice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees for the BATS One Market Data Product2015-04-02T00:00:00-07:002015-04-02T00:00:00-07:002015-07522Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-02/pdf/2015-07522.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/02/2015-07521.htmlNotice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees for the BATS One Market Data Product2015-04-02T00:00:00-07:002015-04-02T00:00:00-07:002015-07521Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-02/pdf/2015-07521.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/02/2015-07520.htmlNotice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees for the BATS One Market Data Product2015-04-02T00:00:00-07:002015-04-02T00:00:00-07:002015-07520Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-02/pdf/2015-07520.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/02/2015-07519.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees for the BATS One Market Data Product2015-04-02T00:00:00-07:002015-04-02T00:00:00-07:002015-07519Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-02/pdf/2015-07519.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/02/2015-07518.htmlNotice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change in Connection With the Amended and Restated Certificate of Incorporation of National Stock Exchange Holdings, Inc., the Exchange's Parent Corporation, and the Amended and Restated Certificate of Incorporation of the Exchange2015-04-02T00:00:00-07:002015-04-02T00:00:00-07:002015-07518Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-02/pdf/2015-07518.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/02/2015-07517.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Listing and Trading of Shares of the Innovator IBD® 50 Fund Under NYSE Arca Equities Rule 8.6002015-04-02T00:00:00-07:002015-04-02T00:00:00-07:002015-07517Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-02/pdf/2015-07517.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/02/2015-07293.htmlProposed Rule - Exemption for Certain Exchange Members2015-04-02T00:00:00-07:002015-04-02T00:00:00-07:002015-07293Proposed Rulehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-02/pdf/2015-07293.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/01/2015-07465.htmlNotice - Proposed Collection; Comment Request2015-04-01T00:00:00-07:002015-04-01T00:00:00-07:002015-07465Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-01/pdf/2015-07465.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/01/2015-07464.htmlNotice - Submission for OMB Review; Comment Request2015-04-01T00:00:00-07:002015-04-01T00:00:00-07:002015-07464Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-01/pdf/2015-07464.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/01/2015-07463.htmlNotice - Proposed Collection; Comment Request2015-04-01T00:00:00-07:002015-04-01T00:00:00-07:002015-07463Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-01/pdf/2015-07463.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/01/2015-07462.htmlNotice - Proposed Collection; Comment Request2015-04-01T00:00:00-07:002015-04-01T00:00:00-07:002015-07462Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-01/pdf/2015-07462.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/01/2015-07368.htmlNotice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc.2015-04-01T00:00:00-07:002015-04-01T00:00:00-07:002015-07368Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-01/pdf/2015-07368.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/01/2015-07367.htmlNotice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Provide for the Clearance of Additional Standard Emerging Market Sovereign Single Names2015-04-01T00:00:00-07:002015-04-01T00:00:00-07:002015-07367Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-01/pdf/2015-07367.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/01/2015-07366.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Harmonization of Phlx Rules2015-04-01T00:00:00-07:002015-04-01T00:00:00-07:002015-07366Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-01/pdf/2015-07366.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/01/2015-07365.htmlNotice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rules Change To Amend Listing Rules for New CDX Indexes Available for Clearing2015-04-01T00:00:00-07:002015-04-01T00:00:00-07:002015-07365Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-01/pdf/2015-07365.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/01/2015-07364.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Relating to Stock-Option Order Handling2015-04-01T00:00:00-07:002015-04-01T00:00:00-07:002015-07364Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-01/pdf/2015-07364.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/01/2015-07363.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.2015-04-01T00:00:00-07:002015-04-01T00:00:00-07:002015-07363Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-01/pdf/2015-07363.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/01/2015-07362.htmlNotice - Self-Regulatory Organizations; ICE Clear Europe Limited; Order Approving Proposed Rule Change Relating to Additional European Sovereign CDS Contracts2015-04-01T00:00:00-07:002015-04-01T00:00:00-07:002015-07362Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-01/pdf/2015-07362.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/01/2015-07361.htmlNotice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish a Default Management Committee and Address OTC Products That Are Subject to CME's Base Financial Safeguards2015-04-01T00:00:00-07:002015-04-01T00:00:00-07:002015-07361Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-01/pdf/2015-07361.pdf