<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2015/04/29?registers=between Sat, 23 Nov 2024 11:14:32 -0800 Sat, 23 Nov 2024 11:14:32 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2015/04/29?registers=between Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NASDAQ Rules 7014 and 7018 https://regulations.justia.com/regulations/fedreg/2015/04/29/C1-2015-08941.html https://regulations.justia.com/regulations/fedreg/2015/04/29/C1-2015-08941.html Wed, 29 Apr 2015 00:00:00 -0700 C1-2015-08941 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-29/pdf/C1-2015-08941.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2015/04/29/2015-10037.html https://regulations.justia.com/regulations/fedreg/2015/04/29/2015-10037.html Wed, 29 Apr 2015 00:00:00 -0700 2015-10037 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-29/pdf/2015-10037.pdf Notice - Deutsche Bank AG, et al.; Notice of Application and Temporary Order https://regulations.justia.com/regulations/fedreg/2015/04/29/2015-09965.html https://regulations.justia.com/regulations/fedreg/2015/04/29/2015-09965.html Wed, 29 Apr 2015 00:00:00 -0700 2015-09965 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-29/pdf/2015-09965.pdf Notice - Hartford Funds NextShares Trust, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2015/04/29/2015-09964.html https://regulations.justia.com/regulations/fedreg/2015/04/29/2015-09964.html Wed, 29 Apr 2015 00:00:00 -0700 2015-09964 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-29/pdf/2015-09964.pdf Notice - Gabelli ETMF Trust, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2015/04/29/2015-09963.html https://regulations.justia.com/regulations/fedreg/2015/04/29/2015-09963.html Wed, 29 Apr 2015 00:00:00 -0700 2015-09963 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-29/pdf/2015-09963.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete Outdated Rule Language Contained in Rule 1019 and Options Floor Procedures Advices https://regulations.justia.com/regulations/fedreg/2015/04/29/2015-09920.html https://regulations.justia.com/regulations/fedreg/2015/04/29/2015-09920.html Wed, 29 Apr 2015 00:00:00 -0700 2015-09920 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-29/pdf/2015-09920.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendments Nos. 1 and 2 Thereto, Relating to the Listing and Trading of the Shares of 18 Eaton Vance NextShares ETMFs of Either the Eaton Vance ETMF Trust or the Eaton Vance ETMF Trust II https://regulations.justia.com/regulations/fedreg/2015/04/29/2015-09919.html https://regulations.justia.com/regulations/fedreg/2015/04/29/2015-09919.html Wed, 29 Apr 2015 00:00:00 -0700 2015-09919 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-29/pdf/2015-09919.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change To Eliminate Additional Order Type Combinations, Delete Related Rule Text, Restructure the Remaining Rule Text in NYSE Arca Equities Rule 7.31, and Make Other Clarifying Changes to Its Rules https://regulations.justia.com/regulations/fedreg/2015/04/29/2015-09918.html https://regulations.justia.com/regulations/fedreg/2015/04/29/2015-09918.html Wed, 29 Apr 2015 00:00:00 -0700 2015-09918 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-29/pdf/2015-09918.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Postpone Implementation of Changes to Rules 4751(h) and 4754(b) Relating to the Closing Process https://regulations.justia.com/regulations/fedreg/2015/04/29/2015-09917.html https://regulations.justia.com/regulations/fedreg/2015/04/29/2015-09917.html Wed, 29 Apr 2015 00:00:00 -0700 2015-09917 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-29/pdf/2015-09917.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Submission of Financial Reports https://regulations.justia.com/regulations/fedreg/2015/04/29/2015-09916.html https://regulations.justia.com/regulations/fedreg/2015/04/29/2015-09916.html Wed, 29 Apr 2015 00:00:00 -0700 2015-09916 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-29/pdf/2015-09916.pdf