Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2015/04/16?limit=200®isters=between&mode=atom2024-11-23T12:09:09-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2015/04/16/2015-08819.htmlNotice - Dreyfus TMT Opportunities Fund, Inc., et al.; Notice of Application2015-04-16T00:00:00-07:002015-04-16T00:00:00-07:002015-08819Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-16/pdf/2015-08819.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/16/2015-08712.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Amendment No. 2 to an Advance Notice Concerning the Monthly Resizing of the Clearing Fund and the Addition of Financial Resources2015-04-16T00:00:00-07:002015-04-16T00:00:00-07:002015-08712Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-16/pdf/2015-08712.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/16/2015-08704.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Order Approving Proposed Rule Change To Discontinue the Prospectus Repository System Service2015-04-16T00:00:00-07:002015-04-16T00:00:00-07:002015-08704Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-16/pdf/2015-08704.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/16/2015-08703.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule2015-04-16T00:00:00-07:002015-04-16T00:00:00-07:002015-08703Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-16/pdf/2015-08703.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/16/2015-08702.htmlNotice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of EDGX Exchange, Inc.2015-04-16T00:00:00-07:002015-04-16T00:00:00-07:002015-08702Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-16/pdf/2015-08702.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/16/2015-08701.htmlNotice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of EDGA Exchange, Inc.2015-04-16T00:00:00-07:002015-04-16T00:00:00-07:002015-08701Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-16/pdf/2015-08701.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/16/2015-08700.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees2015-04-16T00:00:00-07:002015-04-16T00:00:00-07:002015-08700Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-16/pdf/2015-08700.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/16/2015-08699.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change To Remove the Exchange's Quote Mitigation Plan as Provided by Commentary .03 to Exchange Rule 6.862015-04-16T00:00:00-07:002015-04-16T00:00:00-07:002015-08699Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-16/pdf/2015-08699.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/16/2015-08698.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC.; Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change to Remove the Exchange's Quote Mitigation Plan as Provided by Exchange Rule 970.1NY2015-04-16T00:00:00-07:002015-04-16T00:00:00-07:002015-08698Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-16/pdf/2015-08698.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/16/2015-08697.htmlNotice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc.2015-04-16T00:00:00-07:002015-04-16T00:00:00-07:002015-08697Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-16/pdf/2015-08697.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/16/2015-08696.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 11.23, “Auctions”2015-04-16T00:00:00-07:002015-04-16T00:00:00-07:002015-08696Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-16/pdf/2015-08696.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/16/2015-08695.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Listing and Trading under NYSE Arca Equities Rule 5.2(j)(3), Commentary .02 of Shares of the Vanguard Tax-Exempt Bond Index Fund2015-04-16T00:00:00-07:002015-04-16T00:00:00-07:002015-08695Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-16/pdf/2015-08695.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/16/2015-08694.htmlNotice - Submission for OMB Review; Comment Request2015-04-16T00:00:00-07:002015-04-16T00:00:00-07:002015-08694Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-16/pdf/2015-08694.pdfhttps://regulations.justia.com/regulations/fedreg/2015/04/16/2015-08693.htmlNotice - Submission for OMB Review; Comment Request2015-04-16T00:00:00-07:002015-04-16T00:00:00-07:002015-08693Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-04-16/pdf/2015-08693.pdf