<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2015/04/13?registers=between Sat, 23 Nov 2024 11:50:27 -0800 Sat, 23 Nov 2024 11:50:27 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2015/04/13?registers=between Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule https://regulations.justia.com/regulations/fedreg/2015/04/13/2015-08379.html https://regulations.justia.com/regulations/fedreg/2015/04/13/2015-08379.html Mon, 13 Apr 2015 00:00:00 -0700 2015-08379 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-13/pdf/2015-08379.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule https://regulations.justia.com/regulations/fedreg/2015/04/13/2015-08340.html https://regulations.justia.com/regulations/fedreg/2015/04/13/2015-08340.html Mon, 13 Apr 2015 00:00:00 -0700 2015-08340 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-13/pdf/2015-08340.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rules 11.8, 11.9, 11.10, 11.11, and 11.16 Regarding the Limit Up-Limit Down Plan https://regulations.justia.com/regulations/fedreg/2015/04/13/2015-08339.html https://regulations.justia.com/regulations/fedreg/2015/04/13/2015-08339.html Mon, 13 Apr 2015 00:00:00 -0700 2015-08339 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-13/pdf/2015-08339.pdf Notice - Sprott Focus Trust, Inc. and Sprott Asset Management LP; Notice of Application https://regulations.justia.com/regulations/fedreg/2015/04/13/2015-08338.html https://regulations.justia.com/regulations/fedreg/2015/04/13/2015-08338.html Mon, 13 Apr 2015 00:00:00 -0700 2015-08338 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-13/pdf/2015-08338.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 20.6 To Adopt a New Provision To Account for Erroneous Trades Occurring From Disruptions and/or Malfunctions of Exchange Systems https://regulations.justia.com/regulations/fedreg/2015/04/13/2015-08337.html https://regulations.justia.com/regulations/fedreg/2015/04/13/2015-08337.html Mon, 13 Apr 2015 00:00:00 -0700 2015-08337 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-13/pdf/2015-08337.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Exchange's Arbitration Forum https://regulations.justia.com/regulations/fedreg/2015/04/13/2015-08336.html https://regulations.justia.com/regulations/fedreg/2015/04/13/2015-08336.html Mon, 13 Apr 2015 00:00:00 -0700 2015-08336 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-13/pdf/2015-08336.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rules 11.8, 11.9, 11.10, 11.11, and 11.16 Regarding the Limit Up-Limit Down Plan https://regulations.justia.com/regulations/fedreg/2015/04/13/2015-08335.html https://regulations.justia.com/regulations/fedreg/2015/04/13/2015-08335.html Mon, 13 Apr 2015 00:00:00 -0700 2015-08335 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-13/pdf/2015-08335.pdf