<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2015/04/10?registers=between Sat, 23 Nov 2024 11:32:14 -0800 Sat, 23 Nov 2024 11:32:14 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2015/04/10?registers=between Notice - In the Matter of eCareer Holdings, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2015/04/10/2015-08373.html https://regulations.justia.com/regulations/fedreg/2015/04/10/2015-08373.html Fri, 10 Apr 2015 00:00:00 -0700 2015-08373 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-10/pdf/2015-08373.pdf Notice - Van Eck Associates Corporation, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2015/04/10/2015-08258.html https://regulations.justia.com/regulations/fedreg/2015/04/10/2015-08258.html Fri, 10 Apr 2015 00:00:00 -0700 2015-08258 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-10/pdf/2015-08258.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 4.3, Record of Written Complaints https://regulations.justia.com/regulations/fedreg/2015/04/10/2015-08204.html https://regulations.justia.com/regulations/fedreg/2015/04/10/2015-08204.html Fri, 10 Apr 2015 00:00:00 -0700 2015-08204 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-10/pdf/2015-08204.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fees Schedule https://regulations.justia.com/regulations/fedreg/2015/04/10/2015-08203.html https://regulations.justia.com/regulations/fedreg/2015/04/10/2015-08203.html Fri, 10 Apr 2015 00:00:00 -0700 2015-08203 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-10/pdf/2015-08203.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Delay the Implementation Date of the Rule Change To Allow Market Orders To Sell in No-bid Series To Be Entered Into the Electronic Order Book From a PAR Workstation https://regulations.justia.com/regulations/fedreg/2015/04/10/2015-08202.html https://regulations.justia.com/regulations/fedreg/2015/04/10/2015-08202.html Fri, 10 Apr 2015 00:00:00 -0700 2015-08202 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-10/pdf/2015-08202.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the Shares of the Tuttle Tactical Management Multi-Strategy Income ETF of ETFis Series Trust I https://regulations.justia.com/regulations/fedreg/2015/04/10/2015-08201.html https://regulations.justia.com/regulations/fedreg/2015/04/10/2015-08201.html Fri, 10 Apr 2015 00:00:00 -0700 2015-08201 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-10/pdf/2015-08201.pdf Notice - Self-Regulatory Organizations; CBOE Futures Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Proposed Rule Change Regarding Open Interest Reporting https://regulations.justia.com/regulations/fedreg/2015/04/10/2015-08200.html https://regulations.justia.com/regulations/fedreg/2015/04/10/2015-08200.html Fri, 10 Apr 2015 00:00:00 -0700 2015-08200 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-10/pdf/2015-08200.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Deletion of Rule 2.50 https://regulations.justia.com/regulations/fedreg/2015/04/10/2015-08199.html https://regulations.justia.com/regulations/fedreg/2015/04/10/2015-08199.html Fri, 10 Apr 2015 00:00:00 -0700 2015-08199 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-10/pdf/2015-08199.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 1000-Equities To Reflect That Exchange Systems Will Reject Incoming Orders of Over 1,000,000 Shares That Are Marketable Upon Arrival https://regulations.justia.com/regulations/fedreg/2015/04/10/2015-08198.html https://regulations.justia.com/regulations/fedreg/2015/04/10/2015-08198.html Fri, 10 Apr 2015 00:00:00 -0700 2015-08198 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-10/pdf/2015-08198.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 1000 To Reflect That Exchange Systems Will Reject Incoming Orders of Over 1,000,000 Shares That Are Marketable Upon Arrival https://regulations.justia.com/regulations/fedreg/2015/04/10/2015-08197.html https://regulations.justia.com/regulations/fedreg/2015/04/10/2015-08197.html Fri, 10 Apr 2015 00:00:00 -0700 2015-08197 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-10/pdf/2015-08197.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Adopting New Rule 124 To Conduct a Midday Auction and Amending Rule 104 To Codify the Obligation of Designated Market Makers To Facilitate the Midday Auction https://regulations.justia.com/regulations/fedreg/2015/04/10/2015-08196.html https://regulations.justia.com/regulations/fedreg/2015/04/10/2015-08196.html Fri, 10 Apr 2015 00:00:00 -0700 2015-08196 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-10/pdf/2015-08196.pdf