Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2015/04/10?limit=200&registers=between&mode=atom 2024-11-27T05:17:07-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2015/04/10/2015-08373.html Notice - In the Matter of eCareer Holdings, Inc.; Order of Suspension of Trading 2015-04-10T00:00:00-07:00 2015-04-10T00:00:00-07:00 2015-08373 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-10/pdf/2015-08373.pdf https://regulations.justia.com/regulations/fedreg/2015/04/10/2015-08258.html Notice - Van Eck Associates Corporation, et al.; Notice of Application 2015-04-10T00:00:00-07:00 2015-04-10T00:00:00-07:00 2015-08258 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-10/pdf/2015-08258.pdf https://regulations.justia.com/regulations/fedreg/2015/04/10/2015-08204.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 4.3, Record of Written Complaints 2015-04-10T00:00:00-07:00 2015-04-10T00:00:00-07:00 2015-08204 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-10/pdf/2015-08204.pdf https://regulations.justia.com/regulations/fedreg/2015/04/10/2015-08203.html Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fees Schedule 2015-04-10T00:00:00-07:00 2015-04-10T00:00:00-07:00 2015-08203 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-10/pdf/2015-08203.pdf https://regulations.justia.com/regulations/fedreg/2015/04/10/2015-08202.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Delay the Implementation Date of the Rule Change To Allow Market Orders To Sell in No-bid Series To Be Entered Into the Electronic Order Book From a PAR Workstation 2015-04-10T00:00:00-07:00 2015-04-10T00:00:00-07:00 2015-08202 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-10/pdf/2015-08202.pdf https://regulations.justia.com/regulations/fedreg/2015/04/10/2015-08201.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the Shares of the Tuttle Tactical Management Multi-Strategy Income ETF of ETFis Series Trust I 2015-04-10T00:00:00-07:00 2015-04-10T00:00:00-07:00 2015-08201 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-10/pdf/2015-08201.pdf https://regulations.justia.com/regulations/fedreg/2015/04/10/2015-08200.html Notice - Self-Regulatory Organizations; CBOE Futures Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Proposed Rule Change Regarding Open Interest Reporting 2015-04-10T00:00:00-07:00 2015-04-10T00:00:00-07:00 2015-08200 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-10/pdf/2015-08200.pdf https://regulations.justia.com/regulations/fedreg/2015/04/10/2015-08199.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Deletion of Rule 2.50 2015-04-10T00:00:00-07:00 2015-04-10T00:00:00-07:00 2015-08199 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-10/pdf/2015-08199.pdf https://regulations.justia.com/regulations/fedreg/2015/04/10/2015-08198.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 1000-Equities To Reflect That Exchange Systems Will Reject Incoming Orders of Over 1,000,000 Shares That Are Marketable Upon Arrival 2015-04-10T00:00:00-07:00 2015-04-10T00:00:00-07:00 2015-08198 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-10/pdf/2015-08198.pdf https://regulations.justia.com/regulations/fedreg/2015/04/10/2015-08197.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 1000 To Reflect That Exchange Systems Will Reject Incoming Orders of Over 1,000,000 Shares That Are Marketable Upon Arrival 2015-04-10T00:00:00-07:00 2015-04-10T00:00:00-07:00 2015-08197 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-10/pdf/2015-08197.pdf https://regulations.justia.com/regulations/fedreg/2015/04/10/2015-08196.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Adopting New Rule 124 To Conduct a Midday Auction and Amending Rule 104 To Codify the Obligation of Designated Market Makers To Facilitate the Midday Auction 2015-04-10T00:00:00-07:00 2015-04-10T00:00:00-07:00 2015-08196 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-10/pdf/2015-08196.pdf