<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2015/03?registers=between&min-day=1&max-day=31 Sat, 04 May 2024 10:28:05 -0700 Sat, 04 May 2024 10:28:05 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2015/03?registers=between&min-day=1&max-day=31 Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2015/03/31/2015-07422.html https://regulations.justia.com/regulations/fedreg/2015/03/31/2015-07422.html Tue, 31 Mar 2015 00:00:00 -0700 2015-07422 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-31/pdf/2015-07422.pdf Notice - Princeton Private Equity Fund and Princeton Fund Advisors, LLC; Notice of Application https://regulations.justia.com/regulations/fedreg/2015/03/31/2015-07302.html https://regulations.justia.com/regulations/fedreg/2015/03/31/2015-07302.html Tue, 31 Mar 2015 00:00:00 -0700 2015-07302 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-31/pdf/2015-07302.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 5950 https://regulations.justia.com/regulations/fedreg/2015/03/31/2015-07260.html https://regulations.justia.com/regulations/fedreg/2015/03/31/2015-07260.html Tue, 31 Mar 2015 00:00:00 -0700 2015-07260 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-31/pdf/2015-07260.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing of Proposed Rule Change Relating to Collateral and Haircut Policy https://regulations.justia.com/regulations/fedreg/2015/03/31/2015-07259.html https://regulations.justia.com/regulations/fedreg/2015/03/31/2015-07259.html Tue, 31 Mar 2015 00:00:00 -0700 2015-07259 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-31/pdf/2015-07259.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to FATCA Requirements https://regulations.justia.com/regulations/fedreg/2015/03/31/2015-07258.html https://regulations.justia.com/regulations/fedreg/2015/03/31/2015-07258.html Tue, 31 Mar 2015 00:00:00 -0700 2015-07258 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-31/pdf/2015-07258.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Clarify Certain Statements Made in SR-BOX-2015-03, a Proposed Rule Change Filed by the Exchange on January 9, 2015 https://regulations.justia.com/regulations/fedreg/2015/03/31/2015-07257.html https://regulations.justia.com/regulations/fedreg/2015/03/31/2015-07257.html Tue, 31 Mar 2015 00:00:00 -0700 2015-07257 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-31/pdf/2015-07257.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2015/03/31/2015-07254.html https://regulations.justia.com/regulations/fedreg/2015/03/31/2015-07254.html Tue, 31 Mar 2015 00:00:00 -0700 2015-07254 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-31/pdf/2015-07254.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2015/03/31/2015-07253.html https://regulations.justia.com/regulations/fedreg/2015/03/31/2015-07253.html Tue, 31 Mar 2015 00:00:00 -0700 2015-07253 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-31/pdf/2015-07253.pdf Notice - ETFS Trust and ETF Securities Advisors, LLC; Notice of Application https://regulations.justia.com/regulations/fedreg/2015/03/31/2015-07252.html https://regulations.justia.com/regulations/fedreg/2015/03/31/2015-07252.html Tue, 31 Mar 2015 00:00:00 -0700 2015-07252 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-31/pdf/2015-07252.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2015/03/31/2015-07251.html https://regulations.justia.com/regulations/fedreg/2015/03/31/2015-07251.html Tue, 31 Mar 2015 00:00:00 -0700 2015-07251 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-31/pdf/2015-07251.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2015/03/31/2015-07250.html https://regulations.justia.com/regulations/fedreg/2015/03/31/2015-07250.html Tue, 31 Mar 2015 00:00:00 -0700 2015-07250 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-31/pdf/2015-07250.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Clearance of New Natural Gas Futures Contracts https://regulations.justia.com/regulations/fedreg/2015/03/31/2015-07248.html https://regulations.justia.com/regulations/fedreg/2015/03/31/2015-07248.html Tue, 31 Mar 2015 00:00:00 -0700 2015-07248 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-31/pdf/2015-07248.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period for the Exchange's Retail Liquidity Until September 30, 2015 https://regulations.justia.com/regulations/fedreg/2015/03/30/2015-07136.html https://regulations.justia.com/regulations/fedreg/2015/03/30/2015-07136.html Mon, 30 Mar 2015 00:00:00 -0700 2015-07136 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-30/pdf/2015-07136.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 13-Equities Relating to Pegging Interest https://regulations.justia.com/regulations/fedreg/2015/03/30/2015-07135.html https://regulations.justia.com/regulations/fedreg/2015/03/30/2015-07135.html Mon, 30 Mar 2015 00:00:00 -0700 2015-07135 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-30/pdf/2015-07135.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 13 Relating to Pegging Interest https://regulations.justia.com/regulations/fedreg/2015/03/30/2015-07134.html https://regulations.justia.com/regulations/fedreg/2015/03/30/2015-07134.html Mon, 30 Mar 2015 00:00:00 -0700 2015-07134 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-30/pdf/2015-07134.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Section 4(c) of Schedule A to the FINRA By-Laws To Increase Qualification Examination Fees https://regulations.justia.com/regulations/fedreg/2015/03/30/2015-07133.html https://regulations.justia.com/regulations/fedreg/2015/03/30/2015-07133.html Mon, 30 Mar 2015 00:00:00 -0700 2015-07133 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-30/pdf/2015-07133.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2015/03/30/2015-07130.html https://regulations.justia.com/regulations/fedreg/2015/03/30/2015-07130.html Mon, 30 Mar 2015 00:00:00 -0700 2015-07130 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-30/pdf/2015-07130.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2015/03/30/2015-07129.html https://regulations.justia.com/regulations/fedreg/2015/03/30/2015-07129.html Mon, 30 Mar 2015 00:00:00 -0700 2015-07129 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-30/pdf/2015-07129.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2015/03/30/2015-07128.html https://regulations.justia.com/regulations/fedreg/2015/03/30/2015-07128.html Mon, 30 Mar 2015 00:00:00 -0700 2015-07128 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-30/pdf/2015-07128.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2015/03/30/2015-07127.html https://regulations.justia.com/regulations/fedreg/2015/03/30/2015-07127.html Mon, 30 Mar 2015 00:00:00 -0700 2015-07127 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-30/pdf/2015-07127.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt New Rule 21.17, Exchange Sharing of User Designated Risk Settings https://regulations.justia.com/regulations/fedreg/2015/03/27/2015-06994.html https://regulations.justia.com/regulations/fedreg/2015/03/27/2015-06994.html Fri, 27 Mar 2015 00:00:00 -0700 2015-06994 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-27/pdf/2015-06994.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of a Proposed Rule Change Consisting of Proposed Amendments to the MSRB Rule G-14 RTRS Procedures, and the Real-Time Transaction Reporting System and Subscription Service https://regulations.justia.com/regulations/fedreg/2015/03/27/2015-06993.html https://regulations.justia.com/regulations/fedreg/2015/03/27/2015-06993.html Fri, 27 Mar 2015 00:00:00 -0700 2015-06993 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-27/pdf/2015-06993.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change Relating to Physical Settlement of CDS Contracts https://regulations.justia.com/regulations/fedreg/2015/03/27/2015-06992.html https://regulations.justia.com/regulations/fedreg/2015/03/27/2015-06992.html Fri, 27 Mar 2015 00:00:00 -0700 2015-06992 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-27/pdf/2015-06992.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Listing and Trading of Shares of Principal EDGE Active Income ETF Under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2015/03/27/2015-06991.html https://regulations.justia.com/regulations/fedreg/2015/03/27/2015-06991.html Fri, 27 Mar 2015 00:00:00 -0700 2015-06991 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-27/pdf/2015-06991.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Consisting of Amendments to MSRB Rule A-16, on Examination Fees https://regulations.justia.com/regulations/fedreg/2015/03/27/2015-06990.html https://regulations.justia.com/regulations/fedreg/2015/03/27/2015-06990.html Fri, 27 Mar 2015 00:00:00 -0700 2015-06990 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-27/pdf/2015-06990.pdf Notice - Griffin Institutional Access Real Estate Fund and Griffin Capital Advisor, LLC; Notice of Application https://regulations.justia.com/regulations/fedreg/2015/03/27/2015-06989.html https://regulations.justia.com/regulations/fedreg/2015/03/27/2015-06989.html Fri, 27 Mar 2015 00:00:00 -0700 2015-06989 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-27/pdf/2015-06989.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2015/03/26/2015-07048.html https://regulations.justia.com/regulations/fedreg/2015/03/26/2015-07048.html Thu, 26 Mar 2015 00:00:00 -0700 2015-07048 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-26/pdf/2015-07048.pdf Notice - In the Matter of Winsonic Digital Media Group, Ltd.; Order of Suspension of Trading Pursuant to Section 12(K) of the Securities Exchange Act of 1934 https://regulations.justia.com/regulations/fedreg/2015/03/26/2015-07040.html https://regulations.justia.com/regulations/fedreg/2015/03/26/2015-07040.html Thu, 26 Mar 2015 00:00:00 -0700 2015-07040 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-26/pdf/2015-07040.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Solicitation Auction Mechanism https://regulations.justia.com/regulations/fedreg/2015/03/26/2015-06893.html https://regulations.justia.com/regulations/fedreg/2015/03/26/2015-06893.html Thu, 26 Mar 2015 00:00:00 -0700 2015-06893 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-26/pdf/2015-06893.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating To Listing and Trading of Shares of the SPDR SSgA Global Managed Volatility ETF Under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2015/03/26/2015-06892.html https://regulations.justia.com/regulations/fedreg/2015/03/26/2015-06892.html Thu, 26 Mar 2015 00:00:00 -0700 2015-06892 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-26/pdf/2015-06892.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market, LLC; Notice of Proposed Rule Change To Amend and Restate Certain Nasdaq Rules That Govern the Nasdaq Market Center https://regulations.justia.com/regulations/fedreg/2015/03/26/2015-06891.html https://regulations.justia.com/regulations/fedreg/2015/03/26/2015-06891.html Thu, 26 Mar 2015 00:00:00 -0700 2015-06891 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-26/pdf/2015-06891.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of Amendment No. 2, and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, to BATS Rules 20.3 and 20.6 https://regulations.justia.com/regulations/fedreg/2015/03/26/2015-06890.html https://regulations.justia.com/regulations/fedreg/2015/03/26/2015-06890.html Thu, 26 Mar 2015 00:00:00 -0700 2015-06890 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-26/pdf/2015-06890.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2015/03/26/2015-06889.html https://regulations.justia.com/regulations/fedreg/2015/03/26/2015-06889.html Thu, 26 Mar 2015 00:00:00 -0700 2015-06889 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-26/pdf/2015-06889.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2015/03/26/2015-06888.html https://regulations.justia.com/regulations/fedreg/2015/03/26/2015-06888.html Thu, 26 Mar 2015 00:00:00 -0700 2015-06888 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-26/pdf/2015-06888.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Surveillance Agreements https://regulations.justia.com/regulations/fedreg/2015/03/26/2015-06887.html https://regulations.justia.com/regulations/fedreg/2015/03/26/2015-06887.html Thu, 26 Mar 2015 00:00:00 -0700 2015-06887 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-26/pdf/2015-06887.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving a Proposed Rule Change To Amend Rules 6.41 and 24.8 https://regulations.justia.com/regulations/fedreg/2015/03/26/2015-06886.html https://regulations.justia.com/regulations/fedreg/2015/03/26/2015-06886.html Thu, 26 Mar 2015 00:00:00 -0700 2015-06886 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-26/pdf/2015-06886.pdf Notice - Sunshine Act Meeting. https://regulations.justia.com/regulations/fedreg/2015/03/25/2015-06900.html https://regulations.justia.com/regulations/fedreg/2015/03/25/2015-06900.html Wed, 25 Mar 2015 00:00:00 -0700 2015-06900 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-25/pdf/2015-06900.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the LBMA Gold Price as a Replacement for the London Gold Fix for Certain Gold Related Exchange Traded Products https://regulations.justia.com/regulations/fedreg/2015/03/25/2015-06719.html https://regulations.justia.com/regulations/fedreg/2015/03/25/2015-06719.html Wed, 25 Mar 2015 00:00:00 -0700 2015-06719 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-25/pdf/2015-06719.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Rules Governing the Short Term Option Series Program To Extend Current $0.50 Strike Price Intervals in Non-Index Options to Short Term Options With Strike Prices Less Than $100 https://regulations.justia.com/regulations/fedreg/2015/03/25/2015-06718.html https://regulations.justia.com/regulations/fedreg/2015/03/25/2015-06718.html Wed, 25 Mar 2015 00:00:00 -0700 2015-06718 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-25/pdf/2015-06718.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Rules Governing the Short Term Option Series Program To Extend Current $0.50 Strike Price Intervals in Non-Index Options to Short Term Options With Strike Prices Less Than $100 https://regulations.justia.com/regulations/fedreg/2015/03/25/2015-06717.html https://regulations.justia.com/regulations/fedreg/2015/03/25/2015-06717.html Wed, 25 Mar 2015 00:00:00 -0700 2015-06717 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-25/pdf/2015-06717.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange LLC To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2015/03/25/2015-06716.html https://regulations.justia.com/regulations/fedreg/2015/03/25/2015-06716.html Wed, 25 Mar 2015 00:00:00 -0700 2015-06716 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-25/pdf/2015-06716.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change, as Modified by Amendment 1 Thereto, To Expand the Officers Who May Declare That a Clearing Member Is Summarily Suspended https://regulations.justia.com/regulations/fedreg/2015/03/25/2015-06715.html https://regulations.justia.com/regulations/fedreg/2015/03/25/2015-06715.html Wed, 25 Mar 2015 00:00:00 -0700 2015-06715 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-25/pdf/2015-06715.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change To Enhance the Measurement Used To Establish Minimum Capital Requirements for Banks Approved To Issue Letters of Credit https://regulations.justia.com/regulations/fedreg/2015/03/25/2015-06714.html https://regulations.justia.com/regulations/fedreg/2015/03/25/2015-06714.html Wed, 25 Mar 2015 00:00:00 -0700 2015-06714 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-25/pdf/2015-06714.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 900.3NY(w) and Rule 980NY(d)(1) to Delete the PNP Plus Designation for Electronic Complex Orders From Its Rules https://regulations.justia.com/regulations/fedreg/2015/03/25/2015-06713.html https://regulations.justia.com/regulations/fedreg/2015/03/25/2015-06713.html Wed, 25 Mar 2015 00:00:00 -0700 2015-06713 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-25/pdf/2015-06713.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Amending NYSE Arca Equities Rule 5.2(j)(3), Commentary .02 Relating to Listing of Investment Company Units Based on Municipal Bond Indexes https://regulations.justia.com/regulations/fedreg/2015/03/25/2015-06712.html https://regulations.justia.com/regulations/fedreg/2015/03/25/2015-06712.html Wed, 25 Mar 2015 00:00:00 -0700 2015-06712 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-25/pdf/2015-06712.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Updating to Certain Phlx Rules https://regulations.justia.com/regulations/fedreg/2015/03/25/2015-06711.html https://regulations.justia.com/regulations/fedreg/2015/03/25/2015-06711.html Wed, 25 Mar 2015 00:00:00 -0700 2015-06711 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-25/pdf/2015-06711.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Pricing Schedule's Preface and Sections I, II and IV https://regulations.justia.com/regulations/fedreg/2015/03/25/2015-06710.html https://regulations.justia.com/regulations/fedreg/2015/03/25/2015-06710.html Wed, 25 Mar 2015 00:00:00 -0700 2015-06710 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-25/pdf/2015-06710.pdf Notice - In the Matter of Longhai Steel, Inc., Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2015/03/24/2015-06800.html https://regulations.justia.com/regulations/fedreg/2015/03/24/2015-06800.html Tue, 24 Mar 2015 00:00:00 -0700 2015-06800 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-24/pdf/2015-06800.pdf Notice - In the Matter of ChitrChatr Communications Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2015/03/24/2015-06796.html https://regulations.justia.com/regulations/fedreg/2015/03/24/2015-06796.html Tue, 24 Mar 2015 00:00:00 -0700 2015-06796 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-24/pdf/2015-06796.pdf Notice - In the Matter of First China Pharmaceutical Group, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2015/03/24/2015-06795.html https://regulations.justia.com/regulations/fedreg/2015/03/24/2015-06795.html Tue, 24 Mar 2015 00:00:00 -0700 2015-06795 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-24/pdf/2015-06795.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2015/03/24/2015-06720.html https://regulations.justia.com/regulations/fedreg/2015/03/24/2015-06720.html Tue, 24 Mar 2015 00:00:00 -0700 2015-06720 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-24/pdf/2015-06720.pdf Notice - Self-Regulatory Organizations; ISE Gemini, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees https://regulations.justia.com/regulations/fedreg/2015/03/24/2015-06624.html https://regulations.justia.com/regulations/fedreg/2015/03/24/2015-06624.html Tue, 24 Mar 2015 00:00:00 -0700 2015-06624 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-24/pdf/2015-06624.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees https://regulations.justia.com/regulations/fedreg/2015/03/24/2015-06623.html https://regulations.justia.com/regulations/fedreg/2015/03/24/2015-06623.html Tue, 24 Mar 2015 00:00:00 -0700 2015-06623 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-24/pdf/2015-06623.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend the Exchange's Rules for the Listing and Trading on the Exchange of Options Settling to the RealVolTM https://regulations.justia.com/regulations/fedreg/2015/03/24/2015-06622.html https://regulations.justia.com/regulations/fedreg/2015/03/24/2015-06622.html Tue, 24 Mar 2015 00:00:00 -0700 2015-06622 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-24/pdf/2015-06622.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees https://regulations.justia.com/regulations/fedreg/2015/03/24/2015-06621.html https://regulations.justia.com/regulations/fedreg/2015/03/24/2015-06621.html Tue, 24 Mar 2015 00:00:00 -0700 2015-06621 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-24/pdf/2015-06621.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Fees Assessed Under NASDAQ Rule 7016(a) https://regulations.justia.com/regulations/fedreg/2015/03/24/2015-06620.html https://regulations.justia.com/regulations/fedreg/2015/03/24/2015-06620.html Tue, 24 Mar 2015 00:00:00 -0700 2015-06620 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-24/pdf/2015-06620.pdf Notice - Investor Advisory Committee Meeting https://regulations.justia.com/regulations/fedreg/2015/03/23/2015-06533.html https://regulations.justia.com/regulations/fedreg/2015/03/23/2015-06533.html Mon, 23 Mar 2015 00:00:00 -0700 2015-06533 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-23/pdf/2015-06533.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Order Approving Proposed Rule Change, as Modified by Amendment No. 1, Amending its Information Barrier Rules https://regulations.justia.com/regulations/fedreg/2015/03/23/2015-06515.html https://regulations.justia.com/regulations/fedreg/2015/03/23/2015-06515.html Mon, 23 Mar 2015 00:00:00 -0700 2015-06515 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-23/pdf/2015-06515.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Relating to Rules 6.74A and 6.74B https://regulations.justia.com/regulations/fedreg/2015/03/23/2015-06514.html https://regulations.justia.com/regulations/fedreg/2015/03/23/2015-06514.html Mon, 23 Mar 2015 00:00:00 -0700 2015-06514 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-23/pdf/2015-06514.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Rule 4751(h)(5) Relating to Market Hours IOC Orders https://regulations.justia.com/regulations/fedreg/2015/03/23/2015-06513.html https://regulations.justia.com/regulations/fedreg/2015/03/23/2015-06513.html Mon, 23 Mar 2015 00:00:00 -0700 2015-06513 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-23/pdf/2015-06513.pdf Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Rule 12.14, Front Running of Block Transactions https://regulations.justia.com/regulations/fedreg/2015/03/20/2015-06362.html https://regulations.justia.com/regulations/fedreg/2015/03/20/2015-06362.html Fri, 20 Mar 2015 00:00:00 -0700 2015-06362 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-20/pdf/2015-06362.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Rule 12.14, Front Running of Block Transactions https://regulations.justia.com/regulations/fedreg/2015/03/20/2015-06361.html https://regulations.justia.com/regulations/fedreg/2015/03/20/2015-06361.html Fri, 20 Mar 2015 00:00:00 -0700 2015-06361 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-20/pdf/2015-06361.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Expiration Date of the Refund Program Under FINRA Rule 3110.15 (Temporary Program To Address Underreported Form U4 Information) https://regulations.justia.com/regulations/fedreg/2015/03/20/2015-06360.html https://regulations.justia.com/regulations/fedreg/2015/03/20/2015-06360.html Fri, 20 Mar 2015 00:00:00 -0700 2015-06360 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-20/pdf/2015-06360.pdf Notice - Self-Regulatory Organizations; the Options Clearing Corporation; Notice of Filing of Proposed Rule Change Concerning the Provision of Clearance and Settlement Services for Energy Futures and Options on Energy Futures https://regulations.justia.com/regulations/fedreg/2015/03/20/2015-06359.html https://regulations.justia.com/regulations/fedreg/2015/03/20/2015-06359.html Fri, 20 Mar 2015 00:00:00 -0700 2015-06359 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-20/pdf/2015-06359.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2015/03/20/2015-06358.html https://regulations.justia.com/regulations/fedreg/2015/03/20/2015-06358.html Fri, 20 Mar 2015 00:00:00 -0700 2015-06358 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-20/pdf/2015-06358.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2015/03/19/2015-06316.html https://regulations.justia.com/regulations/fedreg/2015/03/19/2015-06316.html Thu, 19 Mar 2015 00:00:00 -0700 2015-06316 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-19/pdf/2015-06316.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2015/03/19/2015-06315.html https://regulations.justia.com/regulations/fedreg/2015/03/19/2015-06315.html Thu, 19 Mar 2015 00:00:00 -0700 2015-06315 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-19/pdf/2015-06315.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2015/03/19/2015-06314.html https://regulations.justia.com/regulations/fedreg/2015/03/19/2015-06314.html Thu, 19 Mar 2015 00:00:00 -0700 2015-06314 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-19/pdf/2015-06314.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2015/03/19/2015-06313.html https://regulations.justia.com/regulations/fedreg/2015/03/19/2015-06313.html Thu, 19 Mar 2015 00:00:00 -0700 2015-06313 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-19/pdf/2015-06313.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Order Approving a Proposed Rule Change To Amend MIAX Rule 402 https://regulations.justia.com/regulations/fedreg/2015/03/19/2015-06285.html https://regulations.justia.com/regulations/fedreg/2015/03/19/2015-06285.html Thu, 19 Mar 2015 00:00:00 -0700 2015-06285 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-19/pdf/2015-06285.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; NYSE MKT LLC; Order Granting an Extension to Limited Exemptions From Rule 612(c) of Regulation NMS in Connection With the Exchanges' Retail Liquidity Programs Until September 30, 2015 https://regulations.justia.com/regulations/fedreg/2015/03/19/2015-06265.html https://regulations.justia.com/regulations/fedreg/2015/03/19/2015-06265.html Thu, 19 Mar 2015 00:00:00 -0700 2015-06265 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-19/pdf/2015-06265.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NASDAQ Rules 7014 https://regulations.justia.com/regulations/fedreg/2015/03/19/2015-06264.html https://regulations.justia.com/regulations/fedreg/2015/03/19/2015-06264.html Thu, 19 Mar 2015 00:00:00 -0700 2015-06264 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-19/pdf/2015-06264.pdf Notice - Self-Regulatory Organizations; ISE Gemini, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees https://regulations.justia.com/regulations/fedreg/2015/03/19/2015-06263.html https://regulations.justia.com/regulations/fedreg/2015/03/19/2015-06263.html Thu, 19 Mar 2015 00:00:00 -0700 2015-06263 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-19/pdf/2015-06263.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Order Granting Approval to Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Adopt a “Risk Protection Monitor” Functionality Under Proposed MIAX Rule 519A and Amend the “Aggregate Risk Monitor” Functionality Under MIAX Rule 612 https://regulations.justia.com/regulations/fedreg/2015/03/19/2015-06262.html https://regulations.justia.com/regulations/fedreg/2015/03/19/2015-06262.html Thu, 19 Mar 2015 00:00:00 -0700 2015-06262 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-19/pdf/2015-06262.pdf Rule - Security-Based Swap Data Repository Registration, Duties, and Core Principles https://regulations.justia.com/regulations/fedreg/2015/03/19/2015-03127.html https://regulations.justia.com/regulations/fedreg/2015/03/19/2015-03127.html Thu, 19 Mar 2015 00:00:00 -0700 2015-03127 Rule http://www.gpo.gov/fdsys/pkg/FR-2015-03-19/pdf/2015-03127.pdf Proposed Rule - Regulation SBSR-Reporting and Dissemination of Security-Based Swap Information https://regulations.justia.com/regulations/fedreg/2015/03/19/2015-03125.html https://regulations.justia.com/regulations/fedreg/2015/03/19/2015-03125.html Thu, 19 Mar 2015 00:00:00 -0700 2015-03125 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2015-03-19/pdf/2015-03125.pdf Rule - Regulation SBSR-Reporting and Dissemination of Security-Based Swap Information https://regulations.justia.com/regulations/fedreg/2015/03/19/2015-03124.html https://regulations.justia.com/regulations/fedreg/2015/03/19/2015-03124.html Thu, 19 Mar 2015 00:00:00 -0700 2015-03124 Rule http://www.gpo.gov/fdsys/pkg/FR-2015-03-19/pdf/2015-03124.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule Relating to Market Maker Posting Credit Tiers https://regulations.justia.com/regulations/fedreg/2015/03/18/2015-06125.html https://regulations.justia.com/regulations/fedreg/2015/03/18/2015-06125.html Wed, 18 Mar 2015 00:00:00 -0700 2015-06125 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-18/pdf/2015-06125.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2015/03/18/2015-06124.html https://regulations.justia.com/regulations/fedreg/2015/03/18/2015-06124.html Wed, 18 Mar 2015 00:00:00 -0700 2015-06124 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-18/pdf/2015-06124.pdf Notice - T. Rowe Price Associates, Inc. and T. Rowe Price International Ltd; Notice of Application https://regulations.justia.com/regulations/fedreg/2015/03/18/2015-06110.html https://regulations.justia.com/regulations/fedreg/2015/03/18/2015-06110.html Wed, 18 Mar 2015 00:00:00 -0700 2015-06110 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-18/pdf/2015-06110.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule https://regulations.justia.com/regulations/fedreg/2015/03/18/2015-06109.html https://regulations.justia.com/regulations/fedreg/2015/03/18/2015-06109.html Wed, 18 Mar 2015 00:00:00 -0700 2015-06109 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-18/pdf/2015-06109.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment No. 1 to a Proposed Rule Change To Adopt FINRA Rule 2242 (Debt Research Analysts and Debt Research Reports) https://regulations.justia.com/regulations/fedreg/2015/03/18/2015-06094.html https://regulations.justia.com/regulations/fedreg/2015/03/18/2015-06094.html Wed, 18 Mar 2015 00:00:00 -0700 2015-06094 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-18/pdf/2015-06094.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2015/03/18/2015-06093.html https://regulations.justia.com/regulations/fedreg/2015/03/18/2015-06093.html Wed, 18 Mar 2015 00:00:00 -0700 2015-06093 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-18/pdf/2015-06093.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment No. 1 to a Proposed Rule Change To Adopt FINRA Rule 2241 (Research Analysts and Research Reports) in the Consolidated FINRA Rulebook https://regulations.justia.com/regulations/fedreg/2015/03/18/2015-06092.html https://regulations.justia.com/regulations/fedreg/2015/03/18/2015-06092.html Wed, 18 Mar 2015 00:00:00 -0700 2015-06092 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-18/pdf/2015-06092.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Concerning the CHX Routing Services https://regulations.justia.com/regulations/fedreg/2015/03/18/2015-06091.html https://regulations.justia.com/regulations/fedreg/2015/03/18/2015-06091.html Wed, 18 Mar 2015 00:00:00 -0700 2015-06091 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-18/pdf/2015-06091.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Technical Revisions to the DTC Settlement Service Guide https://regulations.justia.com/regulations/fedreg/2015/03/18/2015-06089.html https://regulations.justia.com/regulations/fedreg/2015/03/18/2015-06089.html Wed, 18 Mar 2015 00:00:00 -0700 2015-06089 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-18/pdf/2015-06089.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Withdrawal of Proposed Rule Change Relating to Quotation Requirements for Unlisted Equity Securities and Deletion of the Rules Related to the OTC Bulletin Board Service https://regulations.justia.com/regulations/fedreg/2015/03/17/2015-06090.html https://regulations.justia.com/regulations/fedreg/2015/03/17/2015-06090.html Tue, 17 Mar 2015 00:00:00 -0700 2015-06090 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-17/pdf/2015-06090.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding the Transfer of Ownership Interest in the Exchange https://regulations.justia.com/regulations/fedreg/2015/03/17/2015-06020.html https://regulations.justia.com/regulations/fedreg/2015/03/17/2015-06020.html Tue, 17 Mar 2015 00:00:00 -0700 2015-06020 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-17/pdf/2015-06020.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Concerning the Account From Which Certain Clearing Members May Fund the Additional Margin Requirement Associated With Overnight Trading Sessions https://regulations.justia.com/regulations/fedreg/2015/03/17/2015-06019.html https://regulations.justia.com/regulations/fedreg/2015/03/17/2015-06019.html Tue, 17 Mar 2015 00:00:00 -0700 2015-06019 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-17/pdf/2015-06019.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Penny Pilot Options https://regulations.justia.com/regulations/fedreg/2015/03/17/2015-06018.html https://regulations.justia.com/regulations/fedreg/2015/03/17/2015-06018.html Tue, 17 Mar 2015 00:00:00 -0700 2015-06018 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-17/pdf/2015-06018.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend BOX Rule 7170 To Provide for New Procedures To Account for Erroneous Trades Occurring From Disruptions and/or Malfunctions of Exchange Systems https://regulations.justia.com/regulations/fedreg/2015/03/17/2015-06017.html https://regulations.justia.com/regulations/fedreg/2015/03/17/2015-06017.html Tue, 17 Mar 2015 00:00:00 -0700 2015-06017 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-17/pdf/2015-06017.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the NYSE Amex Options Fee Schedule To Amend the Fees Associated With Booth Space Provided at the Exchange https://regulations.justia.com/regulations/fedreg/2015/03/17/2015-06016.html https://regulations.justia.com/regulations/fedreg/2015/03/17/2015-06016.html Tue, 17 Mar 2015 00:00:00 -0700 2015-06016 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-17/pdf/2015-06016.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Provide a Limited Price Guarantee to Certain Companies That Switch Their Listing to Nasdaq From Another Exchange https://regulations.justia.com/regulations/fedreg/2015/03/17/2015-06015.html https://regulations.justia.com/regulations/fedreg/2015/03/17/2015-06015.html Tue, 17 Mar 2015 00:00:00 -0700 2015-06015 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-17/pdf/2015-06015.pdf Notice - Self-Regulatory Organizations; CBOE Futures Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding Exchange of Contract for Related Position Transactions and Block Trades https://regulations.justia.com/regulations/fedreg/2015/03/17/2015-06013.html https://regulations.justia.com/regulations/fedreg/2015/03/17/2015-06013.html Tue, 17 Mar 2015 00:00:00 -0700 2015-06013 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-17/pdf/2015-06013.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Amended, To Require a Member To Identify Transactions With a Non-Member Affiliate and To Change How FINRA Disseminates a Subset of Such Transactions https://regulations.justia.com/regulations/fedreg/2015/03/17/2015-06012.html https://regulations.justia.com/regulations/fedreg/2015/03/17/2015-06012.html Tue, 17 Mar 2015 00:00:00 -0700 2015-06012 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-17/pdf/2015-06012.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding FLEX No Minimum Value Size Pilot https://regulations.justia.com/regulations/fedreg/2015/03/17/2015-06011.html https://regulations.justia.com/regulations/fedreg/2015/03/17/2015-06011.html Tue, 17 Mar 2015 00:00:00 -0700 2015-06011 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-17/pdf/2015-06011.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2015/03/17/2015-06010.html https://regulations.justia.com/regulations/fedreg/2015/03/17/2015-06010.html Tue, 17 Mar 2015 00:00:00 -0700 2015-06010 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-17/pdf/2015-06010.pdf Notice - Self-Regulatory Organizations; The Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2015/03/17/2015-06009.html https://regulations.justia.com/regulations/fedreg/2015/03/17/2015-06009.html Tue, 17 Mar 2015 00:00:00 -0700 2015-06009 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-17/pdf/2015-06009.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2015/03/17/2015-05986.html https://regulations.justia.com/regulations/fedreg/2015/03/17/2015-05986.html Tue, 17 Mar 2015 00:00:00 -0700 2015-05986 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-17/pdf/2015-05986.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2015/03/17/2015-05985.html https://regulations.justia.com/regulations/fedreg/2015/03/17/2015-05985.html Tue, 17 Mar 2015 00:00:00 -0700 2015-05985 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-17/pdf/2015-05985.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2015/03/17/2015-05983.html https://regulations.justia.com/regulations/fedreg/2015/03/17/2015-05983.html Tue, 17 Mar 2015 00:00:00 -0700 2015-05983 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-17/pdf/2015-05983.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2015/03/17/2015-05982.html https://regulations.justia.com/regulations/fedreg/2015/03/17/2015-05982.html Tue, 17 Mar 2015 00:00:00 -0700 2015-05982 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-17/pdf/2015-05982.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2015/03/16/2015-05984.html https://regulations.justia.com/regulations/fedreg/2015/03/16/2015-05984.html Mon, 16 Mar 2015 00:00:00 -0700 2015-05984 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-16/pdf/2015-05984.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Modify ISE's Opening Process https://regulations.justia.com/regulations/fedreg/2015/03/16/2015-05861.html https://regulations.justia.com/regulations/fedreg/2015/03/16/2015-05861.html Mon, 16 Mar 2015 00:00:00 -0700 2015-05861 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-16/pdf/2015-05861.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of EDGX Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2015/03/16/2015-05860.html https://regulations.justia.com/regulations/fedreg/2015/03/16/2015-05860.html Mon, 16 Mar 2015 00:00:00 -0700 2015-05860 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-16/pdf/2015-05860.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of EDGX Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2015/03/16/2015-05859.html https://regulations.justia.com/regulations/fedreg/2015/03/16/2015-05859.html Mon, 16 Mar 2015 00:00:00 -0700 2015-05859 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-16/pdf/2015-05859.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of EDGA Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2015/03/16/2015-05858.html https://regulations.justia.com/regulations/fedreg/2015/03/16/2015-05858.html Mon, 16 Mar 2015 00:00:00 -0700 2015-05858 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-16/pdf/2015-05858.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Customer Rebate Program, Multiply Listed Options, PIXL Pricing https://regulations.justia.com/regulations/fedreg/2015/03/16/2015-05857.html https://regulations.justia.com/regulations/fedreg/2015/03/16/2015-05857.html Mon, 16 Mar 2015 00:00:00 -0700 2015-05857 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-16/pdf/2015-05857.pdf Notice - In the Matter of Global Leadership Institute, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2015/03/13/2015-05891.html https://regulations.justia.com/regulations/fedreg/2015/03/13/2015-05891.html Fri, 13 Mar 2015 00:00:00 -0700 2015-05891 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-13/pdf/2015-05891.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change To Revise the ICC Treasury Operations Policies and Procedures https://regulations.justia.com/regulations/fedreg/2015/03/12/2015-05608.html https://regulations.justia.com/regulations/fedreg/2015/03/12/2015-05608.html Thu, 12 Mar 2015 00:00:00 -0700 2015-05608 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-12/pdf/2015-05608.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period for the Exchange's Retail Liquidity Program, Which Is Currently Scheduled To Expire on March 31, 2015, Until September 30, 2015 https://regulations.justia.com/regulations/fedreg/2015/03/12/2015-05607.html https://regulations.justia.com/regulations/fedreg/2015/03/12/2015-05607.html Thu, 12 Mar 2015 00:00:00 -0700 2015-05607 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-12/pdf/2015-05607.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period for the Exchange's Retail Liquidity Program Which Is Currently Scheduled To Expire on March 31, 2015, Until September 30, 2015 https://regulations.justia.com/regulations/fedreg/2015/03/12/2015-05606.html https://regulations.justia.com/regulations/fedreg/2015/03/12/2015-05606.html Thu, 12 Mar 2015 00:00:00 -0700 2015-05606 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-12/pdf/2015-05606.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 1082.02 and .03 https://regulations.justia.com/regulations/fedreg/2015/03/12/2015-05605.html https://regulations.justia.com/regulations/fedreg/2015/03/12/2015-05605.html Thu, 12 Mar 2015 00:00:00 -0700 2015-05605 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-12/pdf/2015-05605.pdf Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.13, Order Execution, To Delete References to the ROLF Routing Option, Which Routed Orders to LavaFlow ECN https://regulations.justia.com/regulations/fedreg/2015/03/12/2015-05604.html https://regulations.justia.com/regulations/fedreg/2015/03/12/2015-05604.html Thu, 12 Mar 2015 00:00:00 -0700 2015-05604 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-12/pdf/2015-05604.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.13, Order Execution, To Delete References to the ROLF Routing Option, Which Routed Order to LavaFlow ECN https://regulations.justia.com/regulations/fedreg/2015/03/12/2015-05603.html https://regulations.justia.com/regulations/fedreg/2015/03/12/2015-05603.html Thu, 12 Mar 2015 00:00:00 -0700 2015-05603 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-12/pdf/2015-05603.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change To Revise ICC End-of-Day Price Discovery Policies and Procedures https://regulations.justia.com/regulations/fedreg/2015/03/12/2015-05602.html https://regulations.justia.com/regulations/fedreg/2015/03/12/2015-05602.html Thu, 12 Mar 2015 00:00:00 -0700 2015-05602 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-12/pdf/2015-05602.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2015/03/12/2015-05601.html https://regulations.justia.com/regulations/fedreg/2015/03/12/2015-05601.html Thu, 12 Mar 2015 00:00:00 -0700 2015-05601 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-12/pdf/2015-05601.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2015/03/12/2015-05600.html https://regulations.justia.com/regulations/fedreg/2015/03/12/2015-05600.html Thu, 12 Mar 2015 00:00:00 -0700 2015-05600 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-12/pdf/2015-05600.pdf Notice - American Beacon NextShares Trust, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2015/03/12/2015-05596.html https://regulations.justia.com/regulations/fedreg/2015/03/12/2015-05596.html Thu, 12 Mar 2015 00:00:00 -0700 2015-05596 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-12/pdf/2015-05596.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change Concerning a Proposed Capital Plan for Raising Additional Capital That Would Support The Options Clearing Corporation's Function as a Systemically Important Financial Market Utility https://regulations.justia.com/regulations/fedreg/2015/03/12/2015-05556.html https://regulations.justia.com/regulations/fedreg/2015/03/12/2015-05556.html Thu, 12 Mar 2015 00:00:00 -0700 2015-05556 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-12/pdf/2015-05556.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2015/03/11/2015-05631.html https://regulations.justia.com/regulations/fedreg/2015/03/11/2015-05631.html Wed, 11 Mar 2015 00:00:00 -0700 2015-05631 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-11/pdf/2015-05631.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market, LLC; Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the Shares of the WisdomTree Western Unconstrained Bond Fund of the WisdomTree Trust https://regulations.justia.com/regulations/fedreg/2015/03/11/2015-05514.html https://regulations.justia.com/regulations/fedreg/2015/03/11/2015-05514.html Wed, 11 Mar 2015 00:00:00 -0700 2015-05514 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-11/pdf/2015-05514.pdf Notice - Order of Suspension of Trading; In the Matter of Aspire International, Inc., Border Management, Inc., and Landmark Energy Enterprises, Inc. https://regulations.justia.com/regulations/fedreg/2015/03/10/2015-05516.html https://regulations.justia.com/regulations/fedreg/2015/03/10/2015-05516.html Tue, 10 Mar 2015 00:00:00 -0700 2015-05516 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-10/pdf/2015-05516.pdf Notice - In the Matter of Black Sea Metals, Inc., GigaBeam Corp., Safe Technologies International, Inc., and Whitemark Homes, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2015/03/10/2015-05515.html https://regulations.justia.com/regulations/fedreg/2015/03/10/2015-05515.html Tue, 10 Mar 2015 00:00:00 -0700 2015-05515 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-10/pdf/2015-05515.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Rule 6.60 and To Adopt Rule 6.61, Which Was Previously Reserved, To Provide Price Protection for Market Maker Quotes https://regulations.justia.com/regulations/fedreg/2015/03/10/2015-05497.html https://regulations.justia.com/regulations/fedreg/2015/03/10/2015-05497.html Tue, 10 Mar 2015 00:00:00 -0700 2015-05497 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-10/pdf/2015-05497.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Rule 967NY and To Adopt Rule 967.1NY To Provide Price Protection for Market Maker Quotes https://regulations.justia.com/regulations/fedreg/2015/03/10/2015-05496.html https://regulations.justia.com/regulations/fedreg/2015/03/10/2015-05496.html Tue, 10 Mar 2015 00:00:00 -0700 2015-05496 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-10/pdf/2015-05496.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Rules 11.6, 11.8, 11.9, 11.10 and 11.11 of EDGX Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2015/03/10/2015-05485.html https://regulations.justia.com/regulations/fedreg/2015/03/10/2015-05485.html Tue, 10 Mar 2015 00:00:00 -0700 2015-05485 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-10/pdf/2015-05485.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Related to Equipment and Communication on the Exchange's Trading Floor https://regulations.justia.com/regulations/fedreg/2015/03/10/2015-05484.html https://regulations.justia.com/regulations/fedreg/2015/03/10/2015-05484.html Tue, 10 Mar 2015 00:00:00 -0700 2015-05484 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-10/pdf/2015-05484.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule Relating to Strategy Executions https://regulations.justia.com/regulations/fedreg/2015/03/10/2015-05483.html https://regulations.justia.com/regulations/fedreg/2015/03/10/2015-05483.html Tue, 10 Mar 2015 00:00:00 -0700 2015-05483 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-10/pdf/2015-05483.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Rules 11.6, 11.8, 11.9, 11.10 and 11.11 of EDGA Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2015/03/10/2015-05482.html https://regulations.justia.com/regulations/fedreg/2015/03/10/2015-05482.html Tue, 10 Mar 2015 00:00:00 -0700 2015-05482 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-10/pdf/2015-05482.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend One Aspect of the Administration of Income Generated by Payment for Order Flow Fees https://regulations.justia.com/regulations/fedreg/2015/03/10/2015-05481.html https://regulations.justia.com/regulations/fedreg/2015/03/10/2015-05481.html Tue, 10 Mar 2015 00:00:00 -0700 2015-05481 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-10/pdf/2015-05481.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Amendments to NYSE Arca Equities Rule 8.600 to Adopt Generic Listing Standards for Managed Fund Shares https://regulations.justia.com/regulations/fedreg/2015/03/10/2015-05480.html https://regulations.justia.com/regulations/fedreg/2015/03/10/2015-05480.html Tue, 10 Mar 2015 00:00:00 -0700 2015-05480 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-10/pdf/2015-05480.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change Concerning the Execution of an Agreement for Clearing and Settlement Services Between OCC and NASDAQ Futures, Inc. https://regulations.justia.com/regulations/fedreg/2015/03/10/2015-05479.html https://regulations.justia.com/regulations/fedreg/2015/03/10/2015-05479.html Tue, 10 Mar 2015 00:00:00 -0700 2015-05479 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-10/pdf/2015-05479.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule To Increase the Fee for Orders Yielding Fee Code K https://regulations.justia.com/regulations/fedreg/2015/03/10/2015-05478.html https://regulations.justia.com/regulations/fedreg/2015/03/10/2015-05478.html Tue, 10 Mar 2015 00:00:00 -0700 2015-05478 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-10/pdf/2015-05478.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change To List and Trade Options on the MSCI EAFE Index and on the MSCI Emerging Markets Index https://regulations.justia.com/regulations/fedreg/2015/03/10/2015-05477.html https://regulations.justia.com/regulations/fedreg/2015/03/10/2015-05477.html Tue, 10 Mar 2015 00:00:00 -0700 2015-05477 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-10/pdf/2015-05477.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule To Adopt Fees for Extended Trading Hours https://regulations.justia.com/regulations/fedreg/2015/03/10/2015-05476.html https://regulations.justia.com/regulations/fedreg/2015/03/10/2015-05476.html Tue, 10 Mar 2015 00:00:00 -0700 2015-05476 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-10/pdf/2015-05476.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees https://regulations.justia.com/regulations/fedreg/2015/03/09/2015-05293.html https://regulations.justia.com/regulations/fedreg/2015/03/09/2015-05293.html Mon, 09 Mar 2015 00:00:00 -0700 2015-05293 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-09/pdf/2015-05293.pdf Notice - Self-Regulatory Organizations; ISE Gemini, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees https://regulations.justia.com/regulations/fedreg/2015/03/09/2015-05292.html https://regulations.justia.com/regulations/fedreg/2015/03/09/2015-05292.html Mon, 09 Mar 2015 00:00:00 -0700 2015-05292 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-09/pdf/2015-05292.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To Eliminate Additional Order Type Combinations and Delete Related Rule Text and To Restructure the Remaining Rule Text in NYSE Arca Equities Rule 7.31 https://regulations.justia.com/regulations/fedreg/2015/03/09/2015-05291.html https://regulations.justia.com/regulations/fedreg/2015/03/09/2015-05291.html Mon, 09 Mar 2015 00:00:00 -0700 2015-05291 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-09/pdf/2015-05291.pdf Notice - Janus ETF Trust, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2015/03/09/2015-05288.html https://regulations.justia.com/regulations/fedreg/2015/03/09/2015-05288.html Mon, 09 Mar 2015 00:00:00 -0700 2015-05288 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-09/pdf/2015-05288.pdf Notice - In the Matter of Spriza, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2015/03/06/2015-05373.html https://regulations.justia.com/regulations/fedreg/2015/03/06/2015-05373.html Fri, 06 Mar 2015 00:00:00 -0800 2015-05373 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-06/pdf/2015-05373.pdf Notice - In the Matter of Discovery Oil, Ltd., I/O Magic Corporation, Maydao Corporation, NX Global, Inc, and SensiVida Medical Technologies, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2015/03/06/2015-05371.html https://regulations.justia.com/regulations/fedreg/2015/03/06/2015-05371.html Fri, 06 Mar 2015 00:00:00 -0800 2015-05371 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-06/pdf/2015-05371.pdf Notice - In the Matter of China Infrastructure Investment Corp., Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2015/03/06/2015-05370.html https://regulations.justia.com/regulations/fedreg/2015/03/06/2015-05370.html Fri, 06 Mar 2015 00:00:00 -0800 2015-05370 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-06/pdf/2015-05370.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2015/03/06/2015-05219.html https://regulations.justia.com/regulations/fedreg/2015/03/06/2015-05219.html Fri, 06 Mar 2015 00:00:00 -0800 2015-05219 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-06/pdf/2015-05219.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2015/03/06/2015-05218.html https://regulations.justia.com/regulations/fedreg/2015/03/06/2015-05218.html Fri, 06 Mar 2015 00:00:00 -0800 2015-05218 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-06/pdf/2015-05218.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2015/03/06/2015-05217.html https://regulations.justia.com/regulations/fedreg/2015/03/06/2015-05217.html Fri, 06 Mar 2015 00:00:00 -0800 2015-05217 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-06/pdf/2015-05217.pdf Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2015/03/06/2015-05216.html https://regulations.justia.com/regulations/fedreg/2015/03/06/2015-05216.html Fri, 06 Mar 2015 00:00:00 -0800 2015-05216 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-06/pdf/2015-05216.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving a Proposed Rule Change Amending Its Continued Listing Requirements, as Set Forth in Section 802.01E of the Exchange's Listed Company Manual, in Relation to the Late Filing of a Company's Annual or Quarterly Report With the Securities and Exchange Commission https://regulations.justia.com/regulations/fedreg/2015/03/06/2015-05191.html https://regulations.justia.com/regulations/fedreg/2015/03/06/2015-05191.html Fri, 06 Mar 2015 00:00:00 -0800 2015-05191 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-06/pdf/2015-05191.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed Rule Change To Amend the Rules of the Government Securities Division and the Mortgage-Backed Securities Division Regarding the Default of Fixed Income Clearing Corporation https://regulations.justia.com/regulations/fedreg/2015/03/06/2015-05190.html https://regulations.justia.com/regulations/fedreg/2015/03/06/2015-05190.html Fri, 06 Mar 2015 00:00:00 -0800 2015-05190 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-06/pdf/2015-05190.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Specifying in Exchange Rules the Exchange's Use of Certain Data Feeds for Order Handling and Execution, Order Routing, and Regulatory Compliance https://regulations.justia.com/regulations/fedreg/2015/03/06/2015-05164.html https://regulations.justia.com/regulations/fedreg/2015/03/06/2015-05164.html Fri, 06 Mar 2015 00:00:00 -0800 2015-05164 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-06/pdf/2015-05164.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Specifying in Exchange Rules the Exchange's Use of Certain Data Feeds for Order Handling and Execution, Order Routing, and Regulatory Compliance https://regulations.justia.com/regulations/fedreg/2015/03/06/2015-05163.html https://regulations.justia.com/regulations/fedreg/2015/03/06/2015-05163.html Fri, 06 Mar 2015 00:00:00 -0800 2015-05163 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-06/pdf/2015-05163.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Specifying in Exchange Rules the Exchange's Use of Certain Data Feeds for Order Handling and Execution, Order Routing, and Regulatory Compliance https://regulations.justia.com/regulations/fedreg/2015/03/06/2015-05162.html https://regulations.justia.com/regulations/fedreg/2015/03/06/2015-05162.html Fri, 06 Mar 2015 00:00:00 -0800 2015-05162 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-06/pdf/2015-05162.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of Eight PIMCO Exchange-Traded Funds https://regulations.justia.com/regulations/fedreg/2015/03/06/2015-05161.html https://regulations.justia.com/regulations/fedreg/2015/03/06/2015-05161.html Fri, 06 Mar 2015 00:00:00 -0800 2015-05161 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-06/pdf/2015-05161.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change in Order To Permit OCC To Adjust the Size of Its Clearing Fund on an Intra-Month Basis https://regulations.justia.com/regulations/fedreg/2015/03/06/2015-05160.html https://regulations.justia.com/regulations/fedreg/2015/03/06/2015-05160.html Fri, 06 Mar 2015 00:00:00 -0800 2015-05160 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-06/pdf/2015-05160.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Price List https://regulations.justia.com/regulations/fedreg/2015/03/06/2015-05159.html https://regulations.justia.com/regulations/fedreg/2015/03/06/2015-05159.html Fri, 06 Mar 2015 00:00:00 -0800 2015-05159 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-06/pdf/2015-05159.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.22 To Update the Names of Certain Market Data Products https://regulations.justia.com/regulations/fedreg/2015/03/06/2015-05158.html https://regulations.justia.com/regulations/fedreg/2015/03/06/2015-05158.html Fri, 06 Mar 2015 00:00:00 -0800 2015-05158 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-06/pdf/2015-05158.pdf Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.22 To Update the Names of Certain Market Data Products https://regulations.justia.com/regulations/fedreg/2015/03/06/2015-05157.html https://regulations.justia.com/regulations/fedreg/2015/03/06/2015-05157.html Fri, 06 Mar 2015 00:00:00 -0800 2015-05157 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-06/pdf/2015-05157.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to ICE Clear Europe Clearing Fees https://regulations.justia.com/regulations/fedreg/2015/03/06/2015-05156.html https://regulations.justia.com/regulations/fedreg/2015/03/06/2015-05156.html Fri, 06 Mar 2015 00:00:00 -0800 2015-05156 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-06/pdf/2015-05156.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Granting Approval of Proposed Rule Change To Formalize the ICC Operational Risk Management Framework https://regulations.justia.com/regulations/fedreg/2015/03/06/2015-05155.html https://regulations.justia.com/regulations/fedreg/2015/03/06/2015-05155.html Fri, 06 Mar 2015 00:00:00 -0800 2015-05155 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-06/pdf/2015-05155.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of No Objection to Advance Notice Filing, as Modified by Amendment No. 1, Concerning a Proposed Capital Plan for Raising Additional Capital That Would Support The Options Clearing Corporation's Function as a Systemically Important Financial Market Utility https://regulations.justia.com/regulations/fedreg/2015/03/06/2015-05117.html https://regulations.justia.com/regulations/fedreg/2015/03/06/2015-05117.html Fri, 06 Mar 2015 00:00:00 -0800 2015-05117 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-06/pdf/2015-05117.pdf Notice - Self-Regulatory Organizations; Bloomberg STP LLC; Notice of Filing of Application for Exemption From Registration as a Clearing Agency https://regulations.justia.com/regulations/fedreg/2015/03/05/2015-05053.html https://regulations.justia.com/regulations/fedreg/2015/03/05/2015-05053.html Thu, 05 Mar 2015 00:00:00 -0800 2015-05053 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-05/pdf/2015-05053.pdf Notice - Joint Industry Plan; Notice of Designation of a Longer Period for Commission Action on the Proposed National Market System Plan To Implement a Tick Size Pilot Program on a One-Year Pilot Basis by BATS Exchange, Inc., BATS Y-Exchange, Inc., Chicago Stock Exchange, Inc., EDGA Exchange, Inc., EDGX Exchange, Inc., Financial Industry Regulatory Authority, Inc., NASDAQ OMX BX, Inc., NASDAQ OMX PHLX LLC, The Nasdaq Stock Market LLC, New York Stock Exchange LLC, NYSE MKT LLC, and NYSE Arca, Inc. https://regulations.justia.com/regulations/fedreg/2015/03/05/2015-05052.html https://regulations.justia.com/regulations/fedreg/2015/03/05/2015-05052.html Thu, 05 Mar 2015 00:00:00 -0800 2015-05052 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-05/pdf/2015-05052.pdf Notice - In the Matter of Adex Media, Inc. et al.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2015/03/04/2015-04510.html https://regulations.justia.com/regulations/fedreg/2015/03/04/2015-04510.html Wed, 04 Mar 2015 00:00:00 -0800 2015-04510 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-04/pdf/2015-04510.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Accelerated Approval of a Proposed Rule Change To Amend Exchange Rules Related To Order Tickets https://regulations.justia.com/regulations/fedreg/2015/03/04/2015-04451.html https://regulations.justia.com/regulations/fedreg/2015/03/04/2015-04451.html Wed, 04 Mar 2015 00:00:00 -0800 2015-04451 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-04/pdf/2015-04451.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Amendment No. 1 and Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change Consisting of Proposed Amendments to MSRB Rules G-1, on Separately Identifiable Department or Division of a Bank; G-2, on Standards of Professional Qualification; G-3, on Professional Qualification Requirements; and D-13, on Municipal Advisory Activities https://regulations.justia.com/regulations/fedreg/2015/03/04/2015-04431.html https://regulations.justia.com/regulations/fedreg/2015/03/04/2015-04431.html Wed, 04 Mar 2015 00:00:00 -0800 2015-04431 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-04/pdf/2015-04431.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend Rules 11.9, 11.12, and 11.13 of BATS Exchange, Inc.; Correction https://regulations.justia.com/regulations/fedreg/2015/03/04/2015-04423.html https://regulations.justia.com/regulations/fedreg/2015/03/04/2015-04423.html Wed, 04 Mar 2015 00:00:00 -0800 2015-04423 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-04/pdf/2015-04423.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule https://regulations.justia.com/regulations/fedreg/2015/03/04/2015-04422.html https://regulations.justia.com/regulations/fedreg/2015/03/04/2015-04422.html Wed, 04 Mar 2015 00:00:00 -0800 2015-04422 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-04/pdf/2015-04422.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.11, Routing to Away Trading Centers, To Delete References to the ROLF Routing Option, Which Routed Orders to LavaFlow ECN https://regulations.justia.com/regulations/fedreg/2015/03/04/2015-04421.html https://regulations.justia.com/regulations/fedreg/2015/03/04/2015-04421.html Wed, 04 Mar 2015 00:00:00 -0800 2015-04421 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-04/pdf/2015-04421.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.11, Routing to Away Trading Centers, To Delete References to the ROLF Routing Option, Which Routed Orders to LavaFlow ECN https://regulations.justia.com/regulations/fedreg/2015/03/04/2015-04420.html https://regulations.justia.com/regulations/fedreg/2015/03/04/2015-04420.html Wed, 04 Mar 2015 00:00:00 -0800 2015-04420 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-04/pdf/2015-04420.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change Relating to Revisions to the Definitions of Non-Public Arbitrator and Public Arbitrator https://regulations.justia.com/regulations/fedreg/2015/03/04/2015-04419.html https://regulations.justia.com/regulations/fedreg/2015/03/04/2015-04419.html Wed, 04 Mar 2015 00:00:00 -0800 2015-04419 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-04/pdf/2015-04419.pdf Notice - In the Matter of Agent155 Media Corp., QSound Labs, Inc., STEN Corp., and Wind Energy America, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2015/03/03/2015-04450.html https://regulations.justia.com/regulations/fedreg/2015/03/03/2015-04450.html Tue, 03 Mar 2015 00:00:00 -0800 2015-04450 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-03/pdf/2015-04450.pdf Notice - Order of Suspension of Trading; In the Matter of China Pharmaceuticals, Inc., China Printing & Packaging, Inc., Silvan Industries, Inc., and Ziyang Ceramics Corp. https://regulations.justia.com/regulations/fedreg/2015/03/03/2015-04449.html https://regulations.justia.com/regulations/fedreg/2015/03/03/2015-04449.html Tue, 03 Mar 2015 00:00:00 -0800 2015-04449 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-03/pdf/2015-04449.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2015/03/03/2015-04432.html https://regulations.justia.com/regulations/fedreg/2015/03/03/2015-04432.html Tue, 03 Mar 2015 00:00:00 -0800 2015-04432 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-03/pdf/2015-04432.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the Shares of the First Trust Strategic Floating Rate ETF of First Trust Exchange-Traded Fund IV https://regulations.justia.com/regulations/fedreg/2015/03/03/2015-04334.html https://regulations.justia.com/regulations/fedreg/2015/03/03/2015-04334.html Tue, 03 Mar 2015 00:00:00 -0800 2015-04334 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-03/pdf/2015-04334.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the Shares of the AlphaMark Actively Managed Small Cap ETF of ETF Series Solutions https://regulations.justia.com/regulations/fedreg/2015/03/03/2015-04333.html https://regulations.justia.com/regulations/fedreg/2015/03/03/2015-04333.html Tue, 03 Mar 2015 00:00:00 -0800 2015-04333 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-03/pdf/2015-04333.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2015/03/02/2015-04223.html https://regulations.justia.com/regulations/fedreg/2015/03/02/2015-04223.html Mon, 02 Mar 2015 00:00:00 -0800 2015-04223 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-02/pdf/2015-04223.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2015/03/02/2015-04222.html https://regulations.justia.com/regulations/fedreg/2015/03/02/2015-04222.html Mon, 02 Mar 2015 00:00:00 -0800 2015-04222 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-02/pdf/2015-04222.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2015/03/02/2015-04221.html https://regulations.justia.com/regulations/fedreg/2015/03/02/2015-04221.html Mon, 02 Mar 2015 00:00:00 -0800 2015-04221 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-02/pdf/2015-04221.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fee Schedule Under Exchange Rule 7018(a) and (e) With Respect to Transactions in Securities Priced at $1 per Share or More https://regulations.justia.com/regulations/fedreg/2015/03/02/2015-04189.html https://regulations.justia.com/regulations/fedreg/2015/03/02/2015-04189.html Mon, 02 Mar 2015 00:00:00 -0800 2015-04189 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-02/pdf/2015-04189.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing of a Proposed Rule Change Relating to CDS Procedures for CDX North America Index CDS Contracts https://regulations.justia.com/regulations/fedreg/2015/03/02/2015-04188.html https://regulations.justia.com/regulations/fedreg/2015/03/02/2015-04188.html Mon, 02 Mar 2015 00:00:00 -0800 2015-04188 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-02/pdf/2015-04188.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change To Discontinue the Prospectus Repository System Service https://regulations.justia.com/regulations/fedreg/2015/03/02/2015-04184.html https://regulations.justia.com/regulations/fedreg/2015/03/02/2015-04184.html Mon, 02 Mar 2015 00:00:00 -0800 2015-04184 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-02/pdf/2015-04184.pdf Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Eliminate Rule 13.4, “Assigning of Registered Securities in the Name of a Member or Member Organization” https://regulations.justia.com/regulations/fedreg/2015/03/02/2015-04183.html https://regulations.justia.com/regulations/fedreg/2015/03/02/2015-04183.html Mon, 02 Mar 2015 00:00:00 -0800 2015-04183 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-02/pdf/2015-04183.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Eliminate Rule 13.4, “Assigning of Registered Securities in the Name of a Member or Member Organization” https://regulations.justia.com/regulations/fedreg/2015/03/02/2015-04182.html https://regulations.justia.com/regulations/fedreg/2015/03/02/2015-04182.html Mon, 02 Mar 2015 00:00:00 -0800 2015-04182 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-02/pdf/2015-04182.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Concerning the Use of Market Data Feeds by the Exchange https://regulations.justia.com/regulations/fedreg/2015/03/02/2015-04181.html https://regulations.justia.com/regulations/fedreg/2015/03/02/2015-04181.html Mon, 02 Mar 2015 00:00:00 -0800 2015-04181 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-02/pdf/2015-04181.pdf