Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2015/03?limit=200®isters=between&min-day=1&max-day=31&mode=atom2024-05-04T07:34:07-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2015/03/31/2015-07422.htmlNotice - Sunshine Act Meeting2015-03-31T00:00:00-07:002015-03-31T00:00:00-07:002015-07422Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-31/pdf/2015-07422.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/31/2015-07302.htmlNotice - Princeton Private Equity Fund and Princeton Fund Advisors, LLC; Notice of Application2015-03-31T00:00:00-07:002015-03-31T00:00:00-07:002015-07302Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-31/pdf/2015-07302.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/31/2015-07260.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 59502015-03-31T00:00:00-07:002015-03-31T00:00:00-07:002015-07260Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-31/pdf/2015-07260.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/31/2015-07259.htmlNotice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing of Proposed Rule Change Relating to Collateral and Haircut Policy2015-03-31T00:00:00-07:002015-03-31T00:00:00-07:002015-07259Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-31/pdf/2015-07259.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/31/2015-07258.htmlNotice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to FATCA Requirements2015-03-31T00:00:00-07:002015-03-31T00:00:00-07:002015-07258Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-31/pdf/2015-07258.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/31/2015-07257.htmlNotice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Clarify Certain Statements Made in SR-BOX-2015-03, a Proposed Rule Change Filed by the Exchange on January 9, 20152015-03-31T00:00:00-07:002015-03-31T00:00:00-07:002015-07257Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-31/pdf/2015-07257.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/31/2015-07254.htmlNotice - Submission for OMB Review; Comment Request2015-03-31T00:00:00-07:002015-03-31T00:00:00-07:002015-07254Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-31/pdf/2015-07254.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/31/2015-07253.htmlNotice - Submission for OMB Review; Comment Request2015-03-31T00:00:00-07:002015-03-31T00:00:00-07:002015-07253Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-31/pdf/2015-07253.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/31/2015-07252.htmlNotice - ETFS Trust and ETF Securities Advisors, LLC; Notice of Application2015-03-31T00:00:00-07:002015-03-31T00:00:00-07:002015-07252Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-31/pdf/2015-07252.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/31/2015-07251.htmlNotice - Submission for OMB Review; Comment Request2015-03-31T00:00:00-07:002015-03-31T00:00:00-07:002015-07251Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-31/pdf/2015-07251.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/31/2015-07250.htmlNotice - Submission for OMB Review; Comment Request2015-03-31T00:00:00-07:002015-03-31T00:00:00-07:002015-07250Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-31/pdf/2015-07250.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/31/2015-07248.htmlNotice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Clearance of New Natural Gas Futures Contracts2015-03-31T00:00:00-07:002015-03-31T00:00:00-07:002015-07248Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-31/pdf/2015-07248.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/30/2015-07136.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period for the Exchange's Retail Liquidity Until September 30, 20152015-03-30T00:00:00-07:002015-03-30T00:00:00-07:002015-07136Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-30/pdf/2015-07136.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/30/2015-07135.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 13-Equities Relating to Pegging Interest2015-03-30T00:00:00-07:002015-03-30T00:00:00-07:002015-07135Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-30/pdf/2015-07135.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/30/2015-07134.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 13 Relating to Pegging Interest2015-03-30T00:00:00-07:002015-03-30T00:00:00-07:002015-07134Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-30/pdf/2015-07134.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/30/2015-07133.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Section 4(c) of Schedule A to the FINRA By-Laws To Increase Qualification Examination Fees2015-03-30T00:00:00-07:002015-03-30T00:00:00-07:002015-07133Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-30/pdf/2015-07133.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/30/2015-07130.htmlNotice - Submission for OMB Review; Comment Request2015-03-30T00:00:00-07:002015-03-30T00:00:00-07:002015-07130Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-30/pdf/2015-07130.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/30/2015-07129.htmlNotice - Submission for OMB Review; Comment Request2015-03-30T00:00:00-07:002015-03-30T00:00:00-07:002015-07129Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-30/pdf/2015-07129.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/30/2015-07128.htmlNotice - Submission for OMB Review; Comment Request2015-03-30T00:00:00-07:002015-03-30T00:00:00-07:002015-07128Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-30/pdf/2015-07128.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/30/2015-07127.htmlNotice - Submission for OMB Review; Comment Request2015-03-30T00:00:00-07:002015-03-30T00:00:00-07:002015-07127Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-30/pdf/2015-07127.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/27/2015-06994.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt New Rule 21.17, Exchange Sharing of User Designated Risk Settings2015-03-27T00:00:00-07:002015-03-27T00:00:00-07:002015-06994Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-27/pdf/2015-06994.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/27/2015-06993.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of a Proposed Rule Change Consisting of Proposed Amendments to the MSRB Rule G-14 RTRS Procedures, and the Real-Time Transaction Reporting System and Subscription Service2015-03-27T00:00:00-07:002015-03-27T00:00:00-07:002015-06993Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-27/pdf/2015-06993.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/27/2015-06992.htmlNotice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change Relating to Physical Settlement of CDS Contracts2015-03-27T00:00:00-07:002015-03-27T00:00:00-07:002015-06992Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-27/pdf/2015-06992.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/27/2015-06991.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Listing and Trading of Shares of Principal EDGE Active Income ETF Under NYSE Arca Equities Rule 8.6002015-03-27T00:00:00-07:002015-03-27T00:00:00-07:002015-06991Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-27/pdf/2015-06991.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/27/2015-06990.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Consisting of Amendments to MSRB Rule A-16, on Examination Fees2015-03-27T00:00:00-07:002015-03-27T00:00:00-07:002015-06990Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-27/pdf/2015-06990.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/27/2015-06989.htmlNotice - Griffin Institutional Access Real Estate Fund and Griffin Capital Advisor, LLC; Notice of Application2015-03-27T00:00:00-07:002015-03-27T00:00:00-07:002015-06989Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-27/pdf/2015-06989.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/26/2015-07048.htmlNotice - Sunshine Act Meeting2015-03-26T00:00:00-07:002015-03-26T00:00:00-07:002015-07048Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-26/pdf/2015-07048.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/26/2015-07040.htmlNotice - In the Matter of Winsonic Digital Media Group, Ltd.; Order of Suspension of Trading Pursuant to Section 12(K) of the Securities Exchange Act of 19342015-03-26T00:00:00-07:002015-03-26T00:00:00-07:002015-07040Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-26/pdf/2015-07040.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/26/2015-06893.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Solicitation Auction Mechanism2015-03-26T00:00:00-07:002015-03-26T00:00:00-07:002015-06893Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-26/pdf/2015-06893.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/26/2015-06892.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating To Listing and Trading of Shares of the SPDR SSgA Global Managed Volatility ETF Under NYSE Arca Equities Rule 8.6002015-03-26T00:00:00-07:002015-03-26T00:00:00-07:002015-06892Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-26/pdf/2015-06892.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/26/2015-06891.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market, LLC; Notice of Proposed Rule Change To Amend and Restate Certain Nasdaq Rules That Govern the Nasdaq Market Center2015-03-26T00:00:00-07:002015-03-26T00:00:00-07:002015-06891Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-26/pdf/2015-06891.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/26/2015-06890.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of Amendment No. 2, and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, to BATS Rules 20.3 and 20.62015-03-26T00:00:00-07:002015-03-26T00:00:00-07:002015-06890Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-26/pdf/2015-06890.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/26/2015-06889.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule2015-03-26T00:00:00-07:002015-03-26T00:00:00-07:002015-06889Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-26/pdf/2015-06889.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/26/2015-06888.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule2015-03-26T00:00:00-07:002015-03-26T00:00:00-07:002015-06888Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-26/pdf/2015-06888.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/26/2015-06887.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Surveillance Agreements2015-03-26T00:00:00-07:002015-03-26T00:00:00-07:002015-06887Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-26/pdf/2015-06887.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/26/2015-06886.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving a Proposed Rule Change To Amend Rules 6.41 and 24.82015-03-26T00:00:00-07:002015-03-26T00:00:00-07:002015-06886Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-26/pdf/2015-06886.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/25/2015-06900.htmlNotice - Sunshine Act Meeting.2015-03-25T00:00:00-07:002015-03-25T00:00:00-07:002015-06900Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-25/pdf/2015-06900.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/25/2015-06719.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the LBMA Gold Price as a Replacement for the London Gold Fix for Certain Gold Related Exchange Traded Products2015-03-25T00:00:00-07:002015-03-25T00:00:00-07:002015-06719Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-25/pdf/2015-06719.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/25/2015-06718.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Rules Governing the Short Term Option Series Program To Extend Current $0.50 Strike Price Intervals in Non-Index Options to Short Term Options With Strike Prices Less Than $1002015-03-25T00:00:00-07:002015-03-25T00:00:00-07:002015-06718Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-25/pdf/2015-06718.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/25/2015-06717.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Rules Governing the Short Term Option Series Program To Extend Current $0.50 Strike Price Intervals in Non-Index Options to Short Term Options With Strike Prices Less Than $1002015-03-25T00:00:00-07:002015-03-25T00:00:00-07:002015-06717Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-25/pdf/2015-06717.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/25/2015-06716.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange LLC To Amend Its Fee Schedule2015-03-25T00:00:00-07:002015-03-25T00:00:00-07:002015-06716Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-25/pdf/2015-06716.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/25/2015-06715.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change, as Modified by Amendment 1 Thereto, To Expand the Officers Who May Declare That a Clearing Member Is Summarily Suspended2015-03-25T00:00:00-07:002015-03-25T00:00:00-07:002015-06715Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-25/pdf/2015-06715.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/25/2015-06714.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change To Enhance the Measurement Used To Establish Minimum Capital Requirements for Banks Approved To Issue Letters of Credit2015-03-25T00:00:00-07:002015-03-25T00:00:00-07:002015-06714Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-25/pdf/2015-06714.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/25/2015-06713.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 900.3NY(w) and Rule 980NY(d)(1) to Delete the PNP Plus Designation for Electronic Complex Orders From Its Rules2015-03-25T00:00:00-07:002015-03-25T00:00:00-07:002015-06713Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-25/pdf/2015-06713.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/25/2015-06712.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Amending NYSE Arca Equities Rule 5.2(j)(3), Commentary .02 Relating to Listing of Investment Company Units Based on Municipal Bond Indexes2015-03-25T00:00:00-07:002015-03-25T00:00:00-07:002015-06712Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-25/pdf/2015-06712.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/25/2015-06711.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Updating to Certain Phlx Rules2015-03-25T00:00:00-07:002015-03-25T00:00:00-07:002015-06711Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-25/pdf/2015-06711.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/25/2015-06710.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Pricing Schedule's Preface and Sections I, II and IV2015-03-25T00:00:00-07:002015-03-25T00:00:00-07:002015-06710Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-25/pdf/2015-06710.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/24/2015-06800.htmlNotice - In the Matter of Longhai Steel, Inc., Order of Suspension of Trading2015-03-24T00:00:00-07:002015-03-24T00:00:00-07:002015-06800Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-24/pdf/2015-06800.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/24/2015-06796.htmlNotice - In the Matter of ChitrChatr Communications Inc.; Order of Suspension of Trading2015-03-24T00:00:00-07:002015-03-24T00:00:00-07:002015-06796Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-24/pdf/2015-06796.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/24/2015-06795.htmlNotice - In the Matter of First China Pharmaceutical Group, Inc.; Order of Suspension of Trading2015-03-24T00:00:00-07:002015-03-24T00:00:00-07:002015-06795Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-24/pdf/2015-06795.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/24/2015-06720.htmlNotice - Sunshine Act Meeting2015-03-24T00:00:00-07:002015-03-24T00:00:00-07:002015-06720Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-24/pdf/2015-06720.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/24/2015-06624.htmlNotice - Self-Regulatory Organizations; ISE Gemini, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees2015-03-24T00:00:00-07:002015-03-24T00:00:00-07:002015-06624Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-24/pdf/2015-06624.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/24/2015-06623.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees2015-03-24T00:00:00-07:002015-03-24T00:00:00-07:002015-06623Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-24/pdf/2015-06623.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/24/2015-06622.htmlNotice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend the Exchange's Rules for the Listing and Trading on the Exchange of Options Settling to the RealVolTM2015-03-24T00:00:00-07:002015-03-24T00:00:00-07:002015-06622Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-24/pdf/2015-06622.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/24/2015-06621.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees2015-03-24T00:00:00-07:002015-03-24T00:00:00-07:002015-06621Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-24/pdf/2015-06621.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/24/2015-06620.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Fees Assessed Under NASDAQ Rule 7016(a)2015-03-24T00:00:00-07:002015-03-24T00:00:00-07:002015-06620Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-24/pdf/2015-06620.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/23/2015-06533.htmlNotice - Investor Advisory Committee Meeting2015-03-23T00:00:00-07:002015-03-23T00:00:00-07:002015-06533Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-23/pdf/2015-06533.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/23/2015-06515.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Order Approving Proposed Rule Change, as Modified by Amendment No. 1, Amending its Information Barrier Rules2015-03-23T00:00:00-07:002015-03-23T00:00:00-07:002015-06515Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-23/pdf/2015-06515.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/23/2015-06514.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Relating to Rules 6.74A and 6.74B2015-03-23T00:00:00-07:002015-03-23T00:00:00-07:002015-06514Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-23/pdf/2015-06514.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/23/2015-06513.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Rule 4751(h)(5) Relating to Market Hours IOC Orders2015-03-23T00:00:00-07:002015-03-23T00:00:00-07:002015-06513Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-23/pdf/2015-06513.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/20/2015-06362.htmlNotice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Rule 12.14, Front Running of Block Transactions2015-03-20T00:00:00-07:002015-03-20T00:00:00-07:002015-06362Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-20/pdf/2015-06362.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/20/2015-06361.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Rule 12.14, Front Running of Block Transactions2015-03-20T00:00:00-07:002015-03-20T00:00:00-07:002015-06361Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-20/pdf/2015-06361.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/20/2015-06360.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Expiration Date of the Refund Program Under FINRA Rule 3110.15 (Temporary Program To Address Underreported Form U4 Information)2015-03-20T00:00:00-07:002015-03-20T00:00:00-07:002015-06360Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-20/pdf/2015-06360.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/20/2015-06359.htmlNotice - Self-Regulatory Organizations; the Options Clearing Corporation; Notice of Filing of Proposed Rule Change Concerning the Provision of Clearance and Settlement Services for Energy Futures and Options on Energy Futures2015-03-20T00:00:00-07:002015-03-20T00:00:00-07:002015-06359Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-20/pdf/2015-06359.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/20/2015-06358.htmlNotice - Proposed Collection; Comment Request2015-03-20T00:00:00-07:002015-03-20T00:00:00-07:002015-06358Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-20/pdf/2015-06358.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/19/2015-06316.htmlNotice - Submission for OMB Review; Comment Request2015-03-19T00:00:00-07:002015-03-19T00:00:00-07:002015-06316Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-19/pdf/2015-06316.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/19/2015-06315.htmlNotice - Submission for OMB Review; Comment Request2015-03-19T00:00:00-07:002015-03-19T00:00:00-07:002015-06315Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-19/pdf/2015-06315.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/19/2015-06314.htmlNotice - Submission for OMB Review; Comment Request2015-03-19T00:00:00-07:002015-03-19T00:00:00-07:002015-06314Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-19/pdf/2015-06314.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/19/2015-06313.htmlNotice - Submission for OMB Review; Comment Request2015-03-19T00:00:00-07:002015-03-19T00:00:00-07:002015-06313Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-19/pdf/2015-06313.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/19/2015-06285.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Order Approving a Proposed Rule Change To Amend MIAX Rule 4022015-03-19T00:00:00-07:002015-03-19T00:00:00-07:002015-06285Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-19/pdf/2015-06285.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/19/2015-06265.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; NYSE MKT LLC; Order Granting an Extension to Limited Exemptions From Rule 612(c) of Regulation NMS in Connection With the Exchanges' Retail Liquidity Programs Until September 30, 20152015-03-19T00:00:00-07:002015-03-19T00:00:00-07:002015-06265Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-19/pdf/2015-06265.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/19/2015-06264.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NASDAQ Rules 70142015-03-19T00:00:00-07:002015-03-19T00:00:00-07:002015-06264Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-19/pdf/2015-06264.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/19/2015-06263.htmlNotice - Self-Regulatory Organizations; ISE Gemini, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees2015-03-19T00:00:00-07:002015-03-19T00:00:00-07:002015-06263Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-19/pdf/2015-06263.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/19/2015-06262.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Order Granting Approval to Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Adopt a “Risk Protection Monitor” Functionality Under Proposed MIAX Rule 519A and Amend the “Aggregate Risk Monitor” Functionality Under MIAX Rule 6122015-03-19T00:00:00-07:002015-03-19T00:00:00-07:002015-06262Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-19/pdf/2015-06262.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/19/2015-03127.htmlRule - Security-Based Swap Data Repository Registration, Duties, and Core Principles2015-03-19T00:00:00-07:002015-03-19T00:00:00-07:002015-03127Rulehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-19/pdf/2015-03127.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/19/2015-03125.htmlProposed Rule - Regulation SBSR-Reporting and Dissemination of Security-Based Swap Information2015-03-19T00:00:00-07:002015-03-19T00:00:00-07:002015-03125Proposed Rulehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-19/pdf/2015-03125.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/19/2015-03124.htmlRule - Regulation SBSR-Reporting and Dissemination of Security-Based Swap Information2015-03-19T00:00:00-07:002015-03-19T00:00:00-07:002015-03124Rulehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-19/pdf/2015-03124.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/18/2015-06125.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule Relating to Market Maker Posting Credit Tiers2015-03-18T00:00:00-07:002015-03-18T00:00:00-07:002015-06125Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-18/pdf/2015-06125.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/18/2015-06124.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.2015-03-18T00:00:00-07:002015-03-18T00:00:00-07:002015-06124Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-18/pdf/2015-06124.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/18/2015-06110.htmlNotice - T. Rowe Price Associates, Inc. and T. Rowe Price International Ltd; Notice of Application2015-03-18T00:00:00-07:002015-03-18T00:00:00-07:002015-06110Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-18/pdf/2015-06110.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/18/2015-06109.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule2015-03-18T00:00:00-07:002015-03-18T00:00:00-07:002015-06109Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-18/pdf/2015-06109.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/18/2015-06094.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment No. 1 to a Proposed Rule Change To Adopt FINRA Rule 2242 (Debt Research Analysts and Debt Research Reports)2015-03-18T00:00:00-07:002015-03-18T00:00:00-07:002015-06094Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-18/pdf/2015-06094.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/18/2015-06093.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule2015-03-18T00:00:00-07:002015-03-18T00:00:00-07:002015-06093Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-18/pdf/2015-06093.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/18/2015-06092.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment No. 1 to a Proposed Rule Change To Adopt FINRA Rule 2241 (Research Analysts and Research Reports) in the Consolidated FINRA Rulebook2015-03-18T00:00:00-07:002015-03-18T00:00:00-07:002015-06092Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-18/pdf/2015-06092.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/18/2015-06091.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Concerning the CHX Routing Services2015-03-18T00:00:00-07:002015-03-18T00:00:00-07:002015-06091Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-18/pdf/2015-06091.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/18/2015-06089.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Technical Revisions to the DTC Settlement Service Guide2015-03-18T00:00:00-07:002015-03-18T00:00:00-07:002015-06089Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-18/pdf/2015-06089.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/17/2015-06090.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Withdrawal of Proposed Rule Change Relating to Quotation Requirements for Unlisted Equity Securities and Deletion of the Rules Related to the OTC Bulletin Board Service2015-03-17T00:00:00-07:002015-03-17T00:00:00-07:002015-06090Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-17/pdf/2015-06090.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/17/2015-06020.htmlNotice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding the Transfer of Ownership Interest in the Exchange2015-03-17T00:00:00-07:002015-03-17T00:00:00-07:002015-06020Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-17/pdf/2015-06020.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/17/2015-06019.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Concerning the Account From Which Certain Clearing Members May Fund the Additional Margin Requirement Associated With Overnight Trading Sessions2015-03-17T00:00:00-07:002015-03-17T00:00:00-07:002015-06019Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-17/pdf/2015-06019.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/17/2015-06018.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Penny Pilot Options2015-03-17T00:00:00-07:002015-03-17T00:00:00-07:002015-06018Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-17/pdf/2015-06018.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/17/2015-06017.htmlNotice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend BOX Rule 7170 To Provide for New Procedures To Account for Erroneous Trades Occurring From Disruptions and/or Malfunctions of Exchange Systems2015-03-17T00:00:00-07:002015-03-17T00:00:00-07:002015-06017Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-17/pdf/2015-06017.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/17/2015-06016.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the NYSE Amex Options Fee Schedule To Amend the Fees Associated With Booth Space Provided at the Exchange2015-03-17T00:00:00-07:002015-03-17T00:00:00-07:002015-06016Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-17/pdf/2015-06016.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/17/2015-06015.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Provide a Limited Price Guarantee to Certain Companies That Switch Their Listing to Nasdaq From Another Exchange2015-03-17T00:00:00-07:002015-03-17T00:00:00-07:002015-06015Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-17/pdf/2015-06015.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/17/2015-06013.htmlNotice - Self-Regulatory Organizations; CBOE Futures Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding Exchange of Contract for Related Position Transactions and Block Trades2015-03-17T00:00:00-07:002015-03-17T00:00:00-07:002015-06013Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-17/pdf/2015-06013.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/17/2015-06012.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Amended, To Require a Member To Identify Transactions With a Non-Member Affiliate and To Change How FINRA Disseminates a Subset of Such Transactions2015-03-17T00:00:00-07:002015-03-17T00:00:00-07:002015-06012Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-17/pdf/2015-06012.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/17/2015-06011.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding FLEX No Minimum Value Size Pilot2015-03-17T00:00:00-07:002015-03-17T00:00:00-07:002015-06011Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-17/pdf/2015-06011.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/17/2015-06010.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule2015-03-17T00:00:00-07:002015-03-17T00:00:00-07:002015-06010Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-17/pdf/2015-06010.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/17/2015-06009.htmlNotice - Self-Regulatory Organizations; The Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule2015-03-17T00:00:00-07:002015-03-17T00:00:00-07:002015-06009Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-17/pdf/2015-06009.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/17/2015-05986.htmlNotice - Proposed Collection; Comment Request2015-03-17T00:00:00-07:002015-03-17T00:00:00-07:002015-05986Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-17/pdf/2015-05986.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/17/2015-05985.htmlNotice - Submission for OMB Review; Comment Request2015-03-17T00:00:00-07:002015-03-17T00:00:00-07:002015-05985Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-17/pdf/2015-05985.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/17/2015-05983.htmlNotice - Submission for OMB Review; Comment Request2015-03-17T00:00:00-07:002015-03-17T00:00:00-07:002015-05983Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-17/pdf/2015-05983.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/17/2015-05982.htmlNotice - Submission for OMB Review; Comment Request2015-03-17T00:00:00-07:002015-03-17T00:00:00-07:002015-05982Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-17/pdf/2015-05982.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/16/2015-05984.htmlNotice - Submission for OMB Review; Comment Request2015-03-16T00:00:00-07:002015-03-16T00:00:00-07:002015-05984Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-16/pdf/2015-05984.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/16/2015-05861.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Modify ISE's Opening Process2015-03-16T00:00:00-07:002015-03-16T00:00:00-07:002015-05861Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-16/pdf/2015-05861.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/16/2015-05860.htmlNotice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of EDGX Exchange, Inc.2015-03-16T00:00:00-07:002015-03-16T00:00:00-07:002015-05860Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-16/pdf/2015-05860.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/16/2015-05859.htmlNotice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of EDGX Exchange, Inc.2015-03-16T00:00:00-07:002015-03-16T00:00:00-07:002015-05859Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-16/pdf/2015-05859.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/16/2015-05858.htmlNotice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of EDGA Exchange, Inc.2015-03-16T00:00:00-07:002015-03-16T00:00:00-07:002015-05858Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-16/pdf/2015-05858.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/16/2015-05857.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Customer Rebate Program, Multiply Listed Options, PIXL Pricing2015-03-16T00:00:00-07:002015-03-16T00:00:00-07:002015-05857Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-16/pdf/2015-05857.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/13/2015-05891.htmlNotice - In the Matter of Global Leadership Institute, Inc.; Order of Suspension of Trading2015-03-13T00:00:00-07:002015-03-13T00:00:00-07:002015-05891Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-13/pdf/2015-05891.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/12/2015-05608.htmlNotice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change To Revise the ICC Treasury Operations Policies and Procedures2015-03-12T00:00:00-07:002015-03-12T00:00:00-07:002015-05608Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-12/pdf/2015-05608.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/12/2015-05607.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period for the Exchange's Retail Liquidity Program, Which Is Currently Scheduled To Expire on March 31, 2015, Until September 30, 20152015-03-12T00:00:00-07:002015-03-12T00:00:00-07:002015-05607Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-12/pdf/2015-05607.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/12/2015-05606.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period for the Exchange's Retail Liquidity Program Which Is Currently Scheduled To Expire on March 31, 2015, Until September 30, 20152015-03-12T00:00:00-07:002015-03-12T00:00:00-07:002015-05606Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-12/pdf/2015-05606.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/12/2015-05605.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 1082.02 and .032015-03-12T00:00:00-07:002015-03-12T00:00:00-07:002015-05605Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-12/pdf/2015-05605.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/12/2015-05604.htmlNotice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.13, Order Execution, To Delete References to the ROLF Routing Option, Which Routed Orders to LavaFlow ECN2015-03-12T00:00:00-07:002015-03-12T00:00:00-07:002015-05604Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-12/pdf/2015-05604.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/12/2015-05603.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.13, Order Execution, To Delete References to the ROLF Routing Option, Which Routed Order to LavaFlow ECN2015-03-12T00:00:00-07:002015-03-12T00:00:00-07:002015-05603Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-12/pdf/2015-05603.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/12/2015-05602.htmlNotice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change To Revise ICC End-of-Day Price Discovery Policies and Procedures2015-03-12T00:00:00-07:002015-03-12T00:00:00-07:002015-05602Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-12/pdf/2015-05602.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/12/2015-05601.htmlNotice - Proposed Collection; Comment Request2015-03-12T00:00:00-07:002015-03-12T00:00:00-07:002015-05601Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-12/pdf/2015-05601.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/12/2015-05600.htmlNotice - Proposed Collection; Comment Request2015-03-12T00:00:00-07:002015-03-12T00:00:00-07:002015-05600Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-12/pdf/2015-05600.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/12/2015-05596.htmlNotice - American Beacon NextShares Trust, et al.; Notice of Application2015-03-12T00:00:00-07:002015-03-12T00:00:00-07:002015-05596Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-12/pdf/2015-05596.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/12/2015-05556.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change Concerning a Proposed Capital Plan for Raising Additional Capital That Would Support The Options Clearing Corporation's Function as a Systemically Important Financial Market Utility2015-03-12T00:00:00-07:002015-03-12T00:00:00-07:002015-05556Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-12/pdf/2015-05556.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/11/2015-05631.htmlNotice - Sunshine Act Meeting2015-03-11T00:00:00-07:002015-03-11T00:00:00-07:002015-05631Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-11/pdf/2015-05631.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/11/2015-05514.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market, LLC; Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the Shares of the WisdomTree Western Unconstrained Bond Fund of the WisdomTree Trust2015-03-11T00:00:00-07:002015-03-11T00:00:00-07:002015-05514Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-11/pdf/2015-05514.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/10/2015-05516.htmlNotice - Order of Suspension of Trading; In the Matter of Aspire International, Inc., Border Management, Inc., and Landmark Energy Enterprises, Inc.2015-03-10T00:00:00-07:002015-03-10T00:00:00-07:002015-05516Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-10/pdf/2015-05516.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/10/2015-05515.htmlNotice - In the Matter of Black Sea Metals, Inc., GigaBeam Corp., Safe Technologies International, Inc., and Whitemark Homes, Inc.; Order of Suspension of Trading2015-03-10T00:00:00-07:002015-03-10T00:00:00-07:002015-05515Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-10/pdf/2015-05515.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/10/2015-05497.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Rule 6.60 and To Adopt Rule 6.61, Which Was Previously Reserved, To Provide Price Protection for Market Maker Quotes2015-03-10T00:00:00-07:002015-03-10T00:00:00-07:002015-05497Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-10/pdf/2015-05497.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/10/2015-05496.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Rule 967NY and To Adopt Rule 967.1NY To Provide Price Protection for Market Maker Quotes2015-03-10T00:00:00-07:002015-03-10T00:00:00-07:002015-05496Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-10/pdf/2015-05496.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/10/2015-05485.htmlNotice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Rules 11.6, 11.8, 11.9, 11.10 and 11.11 of EDGX Exchange, Inc.2015-03-10T00:00:00-07:002015-03-10T00:00:00-07:002015-05485Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-10/pdf/2015-05485.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/10/2015-05484.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Related to Equipment and Communication on the Exchange's Trading Floor2015-03-10T00:00:00-07:002015-03-10T00:00:00-07:002015-05484Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-10/pdf/2015-05484.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/10/2015-05483.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule Relating to Strategy Executions2015-03-10T00:00:00-07:002015-03-10T00:00:00-07:002015-05483Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-10/pdf/2015-05483.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/10/2015-05482.htmlNotice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Rules 11.6, 11.8, 11.9, 11.10 and 11.11 of EDGA Exchange, Inc.2015-03-10T00:00:00-07:002015-03-10T00:00:00-07:002015-05482Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-10/pdf/2015-05482.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/10/2015-05481.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend One Aspect of the Administration of Income Generated by Payment for Order Flow Fees2015-03-10T00:00:00-07:002015-03-10T00:00:00-07:002015-05481Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-10/pdf/2015-05481.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/10/2015-05480.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Amendments to NYSE Arca Equities Rule 8.600 to Adopt Generic Listing Standards for Managed Fund Shares2015-03-10T00:00:00-07:002015-03-10T00:00:00-07:002015-05480Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-10/pdf/2015-05480.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/10/2015-05479.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change Concerning the Execution of an Agreement for Clearing and Settlement Services Between OCC and NASDAQ Futures, Inc.2015-03-10T00:00:00-07:002015-03-10T00:00:00-07:002015-05479Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-10/pdf/2015-05479.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/10/2015-05478.htmlNotice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule To Increase the Fee for Orders Yielding Fee Code K2015-03-10T00:00:00-07:002015-03-10T00:00:00-07:002015-05478Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-10/pdf/2015-05478.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/10/2015-05477.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change To List and Trade Options on the MSCI EAFE Index and on the MSCI Emerging Markets Index2015-03-10T00:00:00-07:002015-03-10T00:00:00-07:002015-05477Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-10/pdf/2015-05477.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/10/2015-05476.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule To Adopt Fees for Extended Trading Hours2015-03-10T00:00:00-07:002015-03-10T00:00:00-07:002015-05476Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-10/pdf/2015-05476.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/09/2015-05293.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees2015-03-09T00:00:00-07:002015-03-09T00:00:00-07:002015-05293Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-09/pdf/2015-05293.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/09/2015-05292.htmlNotice - Self-Regulatory Organizations; ISE Gemini, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees2015-03-09T00:00:00-07:002015-03-09T00:00:00-07:002015-05292Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-09/pdf/2015-05292.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/09/2015-05291.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To Eliminate Additional Order Type Combinations and Delete Related Rule Text and To Restructure the Remaining Rule Text in NYSE Arca Equities Rule 7.312015-03-09T00:00:00-07:002015-03-09T00:00:00-07:002015-05291Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-09/pdf/2015-05291.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/09/2015-05288.htmlNotice - Janus ETF Trust, et al.; Notice of Application2015-03-09T00:00:00-07:002015-03-09T00:00:00-07:002015-05288Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-09/pdf/2015-05288.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/06/2015-05373.htmlNotice - In the Matter of Spriza, Inc.; Order of Suspension of Trading2015-03-06T00:00:00-08:002015-03-06T00:00:00-08:002015-05373Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-06/pdf/2015-05373.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/06/2015-05371.htmlNotice - In the Matter of Discovery Oil, Ltd., I/O Magic Corporation, Maydao Corporation, NX Global, Inc, and SensiVida Medical Technologies, Inc.; Order of Suspension of Trading2015-03-06T00:00:00-08:002015-03-06T00:00:00-08:002015-05371Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-06/pdf/2015-05371.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/06/2015-05370.htmlNotice - In the Matter of China Infrastructure Investment Corp., Order of Suspension of Trading2015-03-06T00:00:00-08:002015-03-06T00:00:00-08:002015-05370Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-06/pdf/2015-05370.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/06/2015-05219.htmlNotice - Proposed Collection; Comment Request2015-03-06T00:00:00-08:002015-03-06T00:00:00-08:002015-05219Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-06/pdf/2015-05219.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/06/2015-05218.htmlNotice - Proposed Collection; Comment Request2015-03-06T00:00:00-08:002015-03-06T00:00:00-08:002015-05218Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-06/pdf/2015-05218.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/06/2015-05217.htmlNotice - Proposed Collection; Comment Request2015-03-06T00:00:00-08:002015-03-06T00:00:00-08:002015-05217Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-06/pdf/2015-05217.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/06/2015-05216.htmlNotice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 19402015-03-06T00:00:00-08:002015-03-06T00:00:00-08:002015-05216Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-06/pdf/2015-05216.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/06/2015-05191.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving a Proposed Rule Change Amending Its Continued Listing Requirements, as Set Forth in Section 802.01E of the Exchange's Listed Company Manual, in Relation to the Late Filing of a Company's Annual or Quarterly Report With the Securities and Exchange Commission2015-03-06T00:00:00-08:002015-03-06T00:00:00-08:002015-05191Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-06/pdf/2015-05191.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/06/2015-05190.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed Rule Change To Amend the Rules of the Government Securities Division and the Mortgage-Backed Securities Division Regarding the Default of Fixed Income Clearing Corporation2015-03-06T00:00:00-08:002015-03-06T00:00:00-08:002015-05190Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-06/pdf/2015-05190.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/06/2015-05164.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Specifying in Exchange Rules the Exchange's Use of Certain Data Feeds for Order Handling and Execution, Order Routing, and Regulatory Compliance2015-03-06T00:00:00-08:002015-03-06T00:00:00-08:002015-05164Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-06/pdf/2015-05164.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/06/2015-05163.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Specifying in Exchange Rules the Exchange's Use of Certain Data Feeds for Order Handling and Execution, Order Routing, and Regulatory Compliance2015-03-06T00:00:00-08:002015-03-06T00:00:00-08:002015-05163Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-06/pdf/2015-05163.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/06/2015-05162.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Specifying in Exchange Rules the Exchange's Use of Certain Data Feeds for Order Handling and Execution, Order Routing, and Regulatory Compliance2015-03-06T00:00:00-08:002015-03-06T00:00:00-08:002015-05162Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-06/pdf/2015-05162.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/06/2015-05161.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of Eight PIMCO Exchange-Traded Funds2015-03-06T00:00:00-08:002015-03-06T00:00:00-08:002015-05161Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-06/pdf/2015-05161.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/06/2015-05160.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change in Order To Permit OCC To Adjust the Size of Its Clearing Fund on an Intra-Month Basis2015-03-06T00:00:00-08:002015-03-06T00:00:00-08:002015-05160Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-06/pdf/2015-05160.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/06/2015-05159.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Price List2015-03-06T00:00:00-08:002015-03-06T00:00:00-08:002015-05159Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-06/pdf/2015-05159.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/06/2015-05158.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.22 To Update the Names of Certain Market Data Products2015-03-06T00:00:00-08:002015-03-06T00:00:00-08:002015-05158Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-06/pdf/2015-05158.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/06/2015-05157.htmlNotice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.22 To Update the Names of Certain Market Data Products2015-03-06T00:00:00-08:002015-03-06T00:00:00-08:002015-05157Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-06/pdf/2015-05157.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/06/2015-05156.htmlNotice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to ICE Clear Europe Clearing Fees2015-03-06T00:00:00-08:002015-03-06T00:00:00-08:002015-05156Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-06/pdf/2015-05156.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/06/2015-05155.htmlNotice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Granting Approval of Proposed Rule Change To Formalize the ICC Operational Risk Management Framework2015-03-06T00:00:00-08:002015-03-06T00:00:00-08:002015-05155Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-06/pdf/2015-05155.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/06/2015-05117.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of No Objection to Advance Notice Filing, as Modified by Amendment No. 1, Concerning a Proposed Capital Plan for Raising Additional Capital That Would Support The Options Clearing Corporation's Function as a Systemically Important Financial Market Utility2015-03-06T00:00:00-08:002015-03-06T00:00:00-08:002015-05117Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-06/pdf/2015-05117.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/05/2015-05053.htmlNotice - Self-Regulatory Organizations; Bloomberg STP LLC; Notice of Filing of Application for Exemption From Registration as a Clearing Agency2015-03-05T00:00:00-08:002015-03-05T00:00:00-08:002015-05053Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-05/pdf/2015-05053.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/05/2015-05052.htmlNotice - Joint Industry Plan; Notice of Designation of a Longer Period for Commission Action on the Proposed National Market System Plan To Implement a Tick Size Pilot Program on a One-Year Pilot Basis by BATS Exchange, Inc., BATS Y-Exchange, Inc., Chicago Stock Exchange, Inc., EDGA Exchange, Inc., EDGX Exchange, Inc., Financial Industry Regulatory Authority, Inc., NASDAQ OMX BX, Inc., NASDAQ OMX PHLX LLC, The Nasdaq Stock Market LLC, New York Stock Exchange LLC, NYSE MKT LLC, and NYSE Arca, Inc.2015-03-05T00:00:00-08:002015-03-05T00:00:00-08:002015-05052Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-05/pdf/2015-05052.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/04/2015-04510.htmlNotice - In the Matter of Adex Media, Inc. et al.; Order of Suspension of Trading2015-03-04T00:00:00-08:002015-03-04T00:00:00-08:002015-04510Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-04/pdf/2015-04510.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/04/2015-04451.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Accelerated Approval of a Proposed Rule Change To Amend Exchange Rules Related To Order Tickets2015-03-04T00:00:00-08:002015-03-04T00:00:00-08:002015-04451Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-04/pdf/2015-04451.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/04/2015-04431.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Amendment No. 1 and Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change Consisting of Proposed Amendments to MSRB Rules G-1, on Separately Identifiable Department or Division of a Bank; G-2, on Standards of Professional Qualification; G-3, on Professional Qualification Requirements; and D-13, on Municipal Advisory Activities2015-03-04T00:00:00-08:002015-03-04T00:00:00-08:002015-04431Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-04/pdf/2015-04431.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/04/2015-04423.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend Rules 11.9, 11.12, and 11.13 of BATS Exchange, Inc.; Correction2015-03-04T00:00:00-08:002015-03-04T00:00:00-08:002015-04423Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-04/pdf/2015-04423.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/04/2015-04422.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule2015-03-04T00:00:00-08:002015-03-04T00:00:00-08:002015-04422Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-04/pdf/2015-04422.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/04/2015-04421.htmlNotice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.11, Routing to Away Trading Centers, To Delete References to the ROLF Routing Option, Which Routed Orders to LavaFlow ECN2015-03-04T00:00:00-08:002015-03-04T00:00:00-08:002015-04421Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-04/pdf/2015-04421.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/04/2015-04420.htmlNotice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.11, Routing to Away Trading Centers, To Delete References to the ROLF Routing Option, Which Routed Orders to LavaFlow ECN2015-03-04T00:00:00-08:002015-03-04T00:00:00-08:002015-04420Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-04/pdf/2015-04420.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/04/2015-04419.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change Relating to Revisions to the Definitions of Non-Public Arbitrator and Public Arbitrator2015-03-04T00:00:00-08:002015-03-04T00:00:00-08:002015-04419Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-04/pdf/2015-04419.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/03/2015-04450.htmlNotice - In the Matter of Agent155 Media Corp., QSound Labs, Inc., STEN Corp., and Wind Energy America, Inc.; Order of Suspension of Trading2015-03-03T00:00:00-08:002015-03-03T00:00:00-08:002015-04450Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-03/pdf/2015-04450.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/03/2015-04449.htmlNotice - Order of Suspension of Trading; In the Matter of China Pharmaceuticals, Inc., China Printing & Packaging, Inc., Silvan Industries, Inc., and Ziyang Ceramics Corp.2015-03-03T00:00:00-08:002015-03-03T00:00:00-08:002015-04449Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-03/pdf/2015-04449.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/03/2015-04432.htmlNotice - Sunshine Act Meeting2015-03-03T00:00:00-08:002015-03-03T00:00:00-08:002015-04432Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-03/pdf/2015-04432.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/03/2015-04334.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the Shares of the First Trust Strategic Floating Rate ETF of First Trust Exchange-Traded Fund IV2015-03-03T00:00:00-08:002015-03-03T00:00:00-08:002015-04334Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-03/pdf/2015-04334.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/03/2015-04333.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the Shares of the AlphaMark Actively Managed Small Cap ETF of ETF Series Solutions2015-03-03T00:00:00-08:002015-03-03T00:00:00-08:002015-04333Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-03/pdf/2015-04333.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/02/2015-04223.htmlNotice - Submission for OMB Review; Comment Request2015-03-02T00:00:00-08:002015-03-02T00:00:00-08:002015-04223Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-02/pdf/2015-04223.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/02/2015-04222.htmlNotice - Submission for OMB Review; Comment Request2015-03-02T00:00:00-08:002015-03-02T00:00:00-08:002015-04222Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-02/pdf/2015-04222.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/02/2015-04221.htmlNotice - Submission for OMB Review; Comment Request2015-03-02T00:00:00-08:002015-03-02T00:00:00-08:002015-04221Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-02/pdf/2015-04221.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/02/2015-04189.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fee Schedule Under Exchange Rule 7018(a) and (e) With Respect to Transactions in Securities Priced at $1 per Share or More2015-03-02T00:00:00-08:002015-03-02T00:00:00-08:002015-04189Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-02/pdf/2015-04189.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/02/2015-04188.htmlNotice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing of a Proposed Rule Change Relating to CDS Procedures for CDX North America Index CDS Contracts2015-03-02T00:00:00-08:002015-03-02T00:00:00-08:002015-04188Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-02/pdf/2015-04188.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/02/2015-04184.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change To Discontinue the Prospectus Repository System Service2015-03-02T00:00:00-08:002015-03-02T00:00:00-08:002015-04184Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-02/pdf/2015-04184.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/02/2015-04183.htmlNotice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Eliminate Rule 13.4, “Assigning of Registered Securities in the Name of a Member or Member Organization”2015-03-02T00:00:00-08:002015-03-02T00:00:00-08:002015-04183Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-02/pdf/2015-04183.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/02/2015-04182.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Eliminate Rule 13.4, “Assigning of Registered Securities in the Name of a Member or Member Organization”2015-03-02T00:00:00-08:002015-03-02T00:00:00-08:002015-04182Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-02/pdf/2015-04182.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/02/2015-04181.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Concerning the Use of Market Data Feeds by the Exchange2015-03-02T00:00:00-08:002015-03-02T00:00:00-08:002015-04181Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-02/pdf/2015-04181.pdf