<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2015/03/18?registers=between Wed, 27 Nov 2024 01:39:59 -0800 Wed, 27 Nov 2024 01:39:59 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2015/03/18?registers=between Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule Relating to Market Maker Posting Credit Tiers https://regulations.justia.com/regulations/fedreg/2015/03/18/2015-06125.html https://regulations.justia.com/regulations/fedreg/2015/03/18/2015-06125.html Wed, 18 Mar 2015 00:00:00 -0700 2015-06125 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-18/pdf/2015-06125.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2015/03/18/2015-06124.html https://regulations.justia.com/regulations/fedreg/2015/03/18/2015-06124.html Wed, 18 Mar 2015 00:00:00 -0700 2015-06124 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-18/pdf/2015-06124.pdf Notice - T. Rowe Price Associates, Inc. and T. Rowe Price International Ltd; Notice of Application https://regulations.justia.com/regulations/fedreg/2015/03/18/2015-06110.html https://regulations.justia.com/regulations/fedreg/2015/03/18/2015-06110.html Wed, 18 Mar 2015 00:00:00 -0700 2015-06110 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-18/pdf/2015-06110.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule https://regulations.justia.com/regulations/fedreg/2015/03/18/2015-06109.html https://regulations.justia.com/regulations/fedreg/2015/03/18/2015-06109.html Wed, 18 Mar 2015 00:00:00 -0700 2015-06109 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-18/pdf/2015-06109.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment No. 1 to a Proposed Rule Change To Adopt FINRA Rule 2242 (Debt Research Analysts and Debt Research Reports) https://regulations.justia.com/regulations/fedreg/2015/03/18/2015-06094.html https://regulations.justia.com/regulations/fedreg/2015/03/18/2015-06094.html Wed, 18 Mar 2015 00:00:00 -0700 2015-06094 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-18/pdf/2015-06094.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2015/03/18/2015-06093.html https://regulations.justia.com/regulations/fedreg/2015/03/18/2015-06093.html Wed, 18 Mar 2015 00:00:00 -0700 2015-06093 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-18/pdf/2015-06093.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment No. 1 to a Proposed Rule Change To Adopt FINRA Rule 2241 (Research Analysts and Research Reports) in the Consolidated FINRA Rulebook https://regulations.justia.com/regulations/fedreg/2015/03/18/2015-06092.html https://regulations.justia.com/regulations/fedreg/2015/03/18/2015-06092.html Wed, 18 Mar 2015 00:00:00 -0700 2015-06092 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-18/pdf/2015-06092.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Concerning the CHX Routing Services https://regulations.justia.com/regulations/fedreg/2015/03/18/2015-06091.html https://regulations.justia.com/regulations/fedreg/2015/03/18/2015-06091.html Wed, 18 Mar 2015 00:00:00 -0700 2015-06091 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-18/pdf/2015-06091.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Technical Revisions to the DTC Settlement Service Guide https://regulations.justia.com/regulations/fedreg/2015/03/18/2015-06089.html https://regulations.justia.com/regulations/fedreg/2015/03/18/2015-06089.html Wed, 18 Mar 2015 00:00:00 -0700 2015-06089 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-18/pdf/2015-06089.pdf