Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2015/03/18?limit=200&registers=between&mode=atom 2024-11-27T01:37:28-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2015/03/18/2015-06125.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule Relating to Market Maker Posting Credit Tiers 2015-03-18T00:00:00-07:00 2015-03-18T00:00:00-07:00 2015-06125 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-18/pdf/2015-06125.pdf https://regulations.justia.com/regulations/fedreg/2015/03/18/2015-06124.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. 2015-03-18T00:00:00-07:00 2015-03-18T00:00:00-07:00 2015-06124 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-18/pdf/2015-06124.pdf https://regulations.justia.com/regulations/fedreg/2015/03/18/2015-06110.html Notice - T. Rowe Price Associates, Inc. and T. Rowe Price International Ltd; Notice of Application 2015-03-18T00:00:00-07:00 2015-03-18T00:00:00-07:00 2015-06110 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-18/pdf/2015-06110.pdf https://regulations.justia.com/regulations/fedreg/2015/03/18/2015-06109.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule 2015-03-18T00:00:00-07:00 2015-03-18T00:00:00-07:00 2015-06109 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-18/pdf/2015-06109.pdf https://regulations.justia.com/regulations/fedreg/2015/03/18/2015-06094.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment No. 1 to a Proposed Rule Change To Adopt FINRA Rule 2242 (Debt Research Analysts and Debt Research Reports) 2015-03-18T00:00:00-07:00 2015-03-18T00:00:00-07:00 2015-06094 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-18/pdf/2015-06094.pdf https://regulations.justia.com/regulations/fedreg/2015/03/18/2015-06093.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule 2015-03-18T00:00:00-07:00 2015-03-18T00:00:00-07:00 2015-06093 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-18/pdf/2015-06093.pdf https://regulations.justia.com/regulations/fedreg/2015/03/18/2015-06092.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment No. 1 to a Proposed Rule Change To Adopt FINRA Rule 2241 (Research Analysts and Research Reports) in the Consolidated FINRA Rulebook 2015-03-18T00:00:00-07:00 2015-03-18T00:00:00-07:00 2015-06092 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-18/pdf/2015-06092.pdf https://regulations.justia.com/regulations/fedreg/2015/03/18/2015-06091.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Concerning the CHX Routing Services 2015-03-18T00:00:00-07:00 2015-03-18T00:00:00-07:00 2015-06091 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-18/pdf/2015-06091.pdf https://regulations.justia.com/regulations/fedreg/2015/03/18/2015-06089.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Technical Revisions to the DTC Settlement Service Guide 2015-03-18T00:00:00-07:00 2015-03-18T00:00:00-07:00 2015-06089 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-18/pdf/2015-06089.pdf