<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2015/03/17?registers=between Mon, 13 May 2024 10:03:03 -0700 Mon, 13 May 2024 10:03:03 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2015/03/17?registers=between Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Withdrawal of Proposed Rule Change Relating to Quotation Requirements for Unlisted Equity Securities and Deletion of the Rules Related to the OTC Bulletin Board Service https://regulations.justia.com/regulations/fedreg/2015/03/17/2015-06090.html https://regulations.justia.com/regulations/fedreg/2015/03/17/2015-06090.html Tue, 17 Mar 2015 00:00:00 -0700 2015-06090 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-17/pdf/2015-06090.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding the Transfer of Ownership Interest in the Exchange https://regulations.justia.com/regulations/fedreg/2015/03/17/2015-06020.html https://regulations.justia.com/regulations/fedreg/2015/03/17/2015-06020.html Tue, 17 Mar 2015 00:00:00 -0700 2015-06020 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-17/pdf/2015-06020.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Concerning the Account From Which Certain Clearing Members May Fund the Additional Margin Requirement Associated With Overnight Trading Sessions https://regulations.justia.com/regulations/fedreg/2015/03/17/2015-06019.html https://regulations.justia.com/regulations/fedreg/2015/03/17/2015-06019.html Tue, 17 Mar 2015 00:00:00 -0700 2015-06019 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-17/pdf/2015-06019.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Penny Pilot Options https://regulations.justia.com/regulations/fedreg/2015/03/17/2015-06018.html https://regulations.justia.com/regulations/fedreg/2015/03/17/2015-06018.html Tue, 17 Mar 2015 00:00:00 -0700 2015-06018 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-17/pdf/2015-06018.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend BOX Rule 7170 To Provide for New Procedures To Account for Erroneous Trades Occurring From Disruptions and/or Malfunctions of Exchange Systems https://regulations.justia.com/regulations/fedreg/2015/03/17/2015-06017.html https://regulations.justia.com/regulations/fedreg/2015/03/17/2015-06017.html Tue, 17 Mar 2015 00:00:00 -0700 2015-06017 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-17/pdf/2015-06017.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the NYSE Amex Options Fee Schedule To Amend the Fees Associated With Booth Space Provided at the Exchange https://regulations.justia.com/regulations/fedreg/2015/03/17/2015-06016.html https://regulations.justia.com/regulations/fedreg/2015/03/17/2015-06016.html Tue, 17 Mar 2015 00:00:00 -0700 2015-06016 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-17/pdf/2015-06016.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Provide a Limited Price Guarantee to Certain Companies That Switch Their Listing to Nasdaq From Another Exchange https://regulations.justia.com/regulations/fedreg/2015/03/17/2015-06015.html https://regulations.justia.com/regulations/fedreg/2015/03/17/2015-06015.html Tue, 17 Mar 2015 00:00:00 -0700 2015-06015 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-17/pdf/2015-06015.pdf Notice - Self-Regulatory Organizations; CBOE Futures Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding Exchange of Contract for Related Position Transactions and Block Trades https://regulations.justia.com/regulations/fedreg/2015/03/17/2015-06013.html https://regulations.justia.com/regulations/fedreg/2015/03/17/2015-06013.html Tue, 17 Mar 2015 00:00:00 -0700 2015-06013 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-17/pdf/2015-06013.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Amended, To Require a Member To Identify Transactions With a Non-Member Affiliate and To Change How FINRA Disseminates a Subset of Such Transactions https://regulations.justia.com/regulations/fedreg/2015/03/17/2015-06012.html https://regulations.justia.com/regulations/fedreg/2015/03/17/2015-06012.html Tue, 17 Mar 2015 00:00:00 -0700 2015-06012 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-17/pdf/2015-06012.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding FLEX No Minimum Value Size Pilot https://regulations.justia.com/regulations/fedreg/2015/03/17/2015-06011.html https://regulations.justia.com/regulations/fedreg/2015/03/17/2015-06011.html Tue, 17 Mar 2015 00:00:00 -0700 2015-06011 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-17/pdf/2015-06011.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2015/03/17/2015-06010.html https://regulations.justia.com/regulations/fedreg/2015/03/17/2015-06010.html Tue, 17 Mar 2015 00:00:00 -0700 2015-06010 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-17/pdf/2015-06010.pdf Notice - Self-Regulatory Organizations; The Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2015/03/17/2015-06009.html https://regulations.justia.com/regulations/fedreg/2015/03/17/2015-06009.html Tue, 17 Mar 2015 00:00:00 -0700 2015-06009 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-17/pdf/2015-06009.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2015/03/17/2015-05986.html https://regulations.justia.com/regulations/fedreg/2015/03/17/2015-05986.html Tue, 17 Mar 2015 00:00:00 -0700 2015-05986 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-17/pdf/2015-05986.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2015/03/17/2015-05985.html https://regulations.justia.com/regulations/fedreg/2015/03/17/2015-05985.html Tue, 17 Mar 2015 00:00:00 -0700 2015-05985 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-17/pdf/2015-05985.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2015/03/17/2015-05983.html https://regulations.justia.com/regulations/fedreg/2015/03/17/2015-05983.html Tue, 17 Mar 2015 00:00:00 -0700 2015-05983 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-17/pdf/2015-05983.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2015/03/17/2015-05982.html https://regulations.justia.com/regulations/fedreg/2015/03/17/2015-05982.html Tue, 17 Mar 2015 00:00:00 -0700 2015-05982 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-17/pdf/2015-05982.pdf