Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2015/03/10?limit=200&registers=between&mode=atom 2024-11-27T02:59:50-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2015/03/10/2015-05516.html Notice - Order of Suspension of Trading; In the Matter of Aspire International, Inc., Border Management, Inc., and Landmark Energy Enterprises, Inc. 2015-03-10T00:00:00-07:00 2015-03-10T00:00:00-07:00 2015-05516 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-10/pdf/2015-05516.pdf https://regulations.justia.com/regulations/fedreg/2015/03/10/2015-05515.html Notice - In the Matter of Black Sea Metals, Inc., GigaBeam Corp., Safe Technologies International, Inc., and Whitemark Homes, Inc.; Order of Suspension of Trading 2015-03-10T00:00:00-07:00 2015-03-10T00:00:00-07:00 2015-05515 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-10/pdf/2015-05515.pdf https://regulations.justia.com/regulations/fedreg/2015/03/10/2015-05497.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Rule 6.60 and To Adopt Rule 6.61, Which Was Previously Reserved, To Provide Price Protection for Market Maker Quotes 2015-03-10T00:00:00-07:00 2015-03-10T00:00:00-07:00 2015-05497 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-10/pdf/2015-05497.pdf https://regulations.justia.com/regulations/fedreg/2015/03/10/2015-05496.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Rule 967NY and To Adopt Rule 967.1NY To Provide Price Protection for Market Maker Quotes 2015-03-10T00:00:00-07:00 2015-03-10T00:00:00-07:00 2015-05496 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-10/pdf/2015-05496.pdf https://regulations.justia.com/regulations/fedreg/2015/03/10/2015-05485.html Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Rules 11.6, 11.8, 11.9, 11.10 and 11.11 of EDGX Exchange, Inc. 2015-03-10T00:00:00-07:00 2015-03-10T00:00:00-07:00 2015-05485 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-10/pdf/2015-05485.pdf https://regulations.justia.com/regulations/fedreg/2015/03/10/2015-05484.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Related to Equipment and Communication on the Exchange's Trading Floor 2015-03-10T00:00:00-07:00 2015-03-10T00:00:00-07:00 2015-05484 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-10/pdf/2015-05484.pdf https://regulations.justia.com/regulations/fedreg/2015/03/10/2015-05483.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule Relating to Strategy Executions 2015-03-10T00:00:00-07:00 2015-03-10T00:00:00-07:00 2015-05483 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-10/pdf/2015-05483.pdf https://regulations.justia.com/regulations/fedreg/2015/03/10/2015-05482.html Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Rules 11.6, 11.8, 11.9, 11.10 and 11.11 of EDGA Exchange, Inc. 2015-03-10T00:00:00-07:00 2015-03-10T00:00:00-07:00 2015-05482 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-10/pdf/2015-05482.pdf https://regulations.justia.com/regulations/fedreg/2015/03/10/2015-05481.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend One Aspect of the Administration of Income Generated by Payment for Order Flow Fees 2015-03-10T00:00:00-07:00 2015-03-10T00:00:00-07:00 2015-05481 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-10/pdf/2015-05481.pdf https://regulations.justia.com/regulations/fedreg/2015/03/10/2015-05480.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Amendments to NYSE Arca Equities Rule 8.600 to Adopt Generic Listing Standards for Managed Fund Shares 2015-03-10T00:00:00-07:00 2015-03-10T00:00:00-07:00 2015-05480 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-10/pdf/2015-05480.pdf https://regulations.justia.com/regulations/fedreg/2015/03/10/2015-05479.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change Concerning the Execution of an Agreement for Clearing and Settlement Services Between OCC and NASDAQ Futures, Inc. 2015-03-10T00:00:00-07:00 2015-03-10T00:00:00-07:00 2015-05479 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-10/pdf/2015-05479.pdf https://regulations.justia.com/regulations/fedreg/2015/03/10/2015-05478.html Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule To Increase the Fee for Orders Yielding Fee Code K 2015-03-10T00:00:00-07:00 2015-03-10T00:00:00-07:00 2015-05478 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-10/pdf/2015-05478.pdf https://regulations.justia.com/regulations/fedreg/2015/03/10/2015-05477.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change To List and Trade Options on the MSCI EAFE Index and on the MSCI Emerging Markets Index 2015-03-10T00:00:00-07:00 2015-03-10T00:00:00-07:00 2015-05477 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-10/pdf/2015-05477.pdf https://regulations.justia.com/regulations/fedreg/2015/03/10/2015-05476.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule To Adopt Fees for Extended Trading Hours 2015-03-10T00:00:00-07:00 2015-03-10T00:00:00-07:00 2015-05476 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-10/pdf/2015-05476.pdf