Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2015/03/04?limit=200&registers=between&mode=atom 2024-11-27T02:55:32-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2015/03/04/2015-04510.html Notice - In the Matter of Adex Media, Inc. et al.; Order of Suspension of Trading 2015-03-04T00:00:00-08:00 2015-03-04T00:00:00-08:00 2015-04510 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-04/pdf/2015-04510.pdf https://regulations.justia.com/regulations/fedreg/2015/03/04/2015-04451.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Accelerated Approval of a Proposed Rule Change To Amend Exchange Rules Related To Order Tickets 2015-03-04T00:00:00-08:00 2015-03-04T00:00:00-08:00 2015-04451 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-04/pdf/2015-04451.pdf https://regulations.justia.com/regulations/fedreg/2015/03/04/2015-04431.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Amendment No. 1 and Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change Consisting of Proposed Amendments to MSRB Rules G-1, on Separately Identifiable Department or Division of a Bank; G-2, on Standards of Professional Qualification; G-3, on Professional Qualification Requirements; and D-13, on Municipal Advisory Activities 2015-03-04T00:00:00-08:00 2015-03-04T00:00:00-08:00 2015-04431 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-04/pdf/2015-04431.pdf https://regulations.justia.com/regulations/fedreg/2015/03/04/2015-04423.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend Rules 11.9, 11.12, and 11.13 of BATS Exchange, Inc.; Correction 2015-03-04T00:00:00-08:00 2015-03-04T00:00:00-08:00 2015-04423 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-04/pdf/2015-04423.pdf https://regulations.justia.com/regulations/fedreg/2015/03/04/2015-04422.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule 2015-03-04T00:00:00-08:00 2015-03-04T00:00:00-08:00 2015-04422 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-04/pdf/2015-04422.pdf https://regulations.justia.com/regulations/fedreg/2015/03/04/2015-04421.html Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.11, Routing to Away Trading Centers, To Delete References to the ROLF Routing Option, Which Routed Orders to LavaFlow ECN 2015-03-04T00:00:00-08:00 2015-03-04T00:00:00-08:00 2015-04421 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-04/pdf/2015-04421.pdf https://regulations.justia.com/regulations/fedreg/2015/03/04/2015-04420.html Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.11, Routing to Away Trading Centers, To Delete References to the ROLF Routing Option, Which Routed Orders to LavaFlow ECN 2015-03-04T00:00:00-08:00 2015-03-04T00:00:00-08:00 2015-04420 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-04/pdf/2015-04420.pdf https://regulations.justia.com/regulations/fedreg/2015/03/04/2015-04419.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change Relating to Revisions to the Definitions of Non-Public Arbitrator and Public Arbitrator 2015-03-04T00:00:00-08:00 2015-03-04T00:00:00-08:00 2015-04419 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-04/pdf/2015-04419.pdf