<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2015/02?registers=between&min-day=1&max-day=28 Tue, 07 May 2024 19:46:08 -0700 Tue, 07 May 2024 19:46:08 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2015/02?registers=between&min-day=1&max-day=28 Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2015/02/27/2015-04264.html https://regulations.justia.com/regulations/fedreg/2015/02/27/2015-04264.html Fri, 27 Feb 2015 00:00:00 -0800 2015-04264 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-27/pdf/2015-04264.pdf Notice - In the Matter of China Yili Petroleum Company; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2015/02/27/2015-04229.html https://regulations.justia.com/regulations/fedreg/2015/02/27/2015-04229.html Fri, 27 Feb 2015 00:00:00 -0800 2015-04229 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-27/pdf/2015-04229.pdf Notice - In the Matter of Energiz Renewable, Inc., Iron Eagle Group, Inc., and MedClean Technologies, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2015/02/27/2015-04226.html https://regulations.justia.com/regulations/fedreg/2015/02/27/2015-04226.html Fri, 27 Feb 2015 00:00:00 -0800 2015-04226 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-27/pdf/2015-04226.pdf Notice - In the Matter of Dittybase Technologies, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2015/02/27/2015-04225.html https://regulations.justia.com/regulations/fedreg/2015/02/27/2015-04225.html Fri, 27 Feb 2015 00:00:00 -0800 2015-04225 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-27/pdf/2015-04225.pdf Notice - In the Matter of Defense Industries International, Inc., EvCarCo, Inc., and Island Breeze International, Inc., Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2015/02/27/2015-04224.html https://regulations.justia.com/regulations/fedreg/2015/02/27/2015-04224.html Fri, 27 Feb 2015 00:00:00 -0800 2015-04224 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-27/pdf/2015-04224.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt FINRA Rule 4517 (Member Filing and Contact Information Requirements) in the Consolidated FINRA Rulebook https://regulations.justia.com/regulations/fedreg/2015/02/27/2015-04084.html https://regulations.justia.com/regulations/fedreg/2015/02/27/2015-04084.html Fri, 27 Feb 2015 00:00:00 -0800 2015-04084 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-27/pdf/2015-04084.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2015/02/27/2015-04068.html https://regulations.justia.com/regulations/fedreg/2015/02/27/2015-04068.html Fri, 27 Feb 2015 00:00:00 -0800 2015-04068 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-27/pdf/2015-04068.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Chicago Board Options Exchange, Incorporated's Order Handling System and Order Management Terminal https://regulations.justia.com/regulations/fedreg/2015/02/27/2015-04067.html https://regulations.justia.com/regulations/fedreg/2015/02/27/2015-04067.html Fri, 27 Feb 2015 00:00:00 -0800 2015-04067 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-27/pdf/2015-04067.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2015/02/27/2015-04066.html https://regulations.justia.com/regulations/fedreg/2015/02/27/2015-04066.html Fri, 27 Feb 2015 00:00:00 -0800 2015-04066 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-27/pdf/2015-04066.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2015/02/27/2015-04065.html https://regulations.justia.com/regulations/fedreg/2015/02/27/2015-04065.html Fri, 27 Feb 2015 00:00:00 -0800 2015-04065 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-27/pdf/2015-04065.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2015/02/27/2015-04064.html https://regulations.justia.com/regulations/fedreg/2015/02/27/2015-04064.html Fri, 27 Feb 2015 00:00:00 -0800 2015-04064 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-27/pdf/2015-04064.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2015/02/27/2015-04063.html https://regulations.justia.com/regulations/fedreg/2015/02/27/2015-04063.html Fri, 27 Feb 2015 00:00:00 -0800 2015-04063 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-27/pdf/2015-04063.pdf Notice - Order Granting Limited Exemptions From Exchange Act Rule 10b-17 and Rules 101 and 102 of Regulation M to AccuShares S&P GSCI Spot Fund, AccuShares S&P GSCI Agriculture and Livestock Spot Fund, AccuShares S&P GSCI Industrial Metals Spot Fund, AccuShares S&P GSCI Crude Oil Spot Fund, AccuShares S&P GSCI Brent Oil Spot Fund, AccuShares S&P GSCI Natural Gas Spot Fund, and AccuShares Spot CBOE VIX Fund, Pursuant to Exchange Act Rule 10b-17(b)(2) and Rules 101(d) and 102(e) of Regulation M https://regulations.justia.com/regulations/fedreg/2015/02/26/2015-03967.html https://regulations.justia.com/regulations/fedreg/2015/02/26/2015-03967.html Thu, 26 Feb 2015 00:00:00 -0800 2015-03967 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-26/pdf/2015-03967.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fee Schedule Under Exchange Rule 7018(a) With Respect to Transactions in Securities Priced at $1 or More per Share https://regulations.justia.com/regulations/fedreg/2015/02/26/2015-03966.html https://regulations.justia.com/regulations/fedreg/2015/02/26/2015-03966.html Thu, 26 Feb 2015 00:00:00 -0800 2015-03966 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-26/pdf/2015-03966.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Postpone Implementation of Changes to Rules 4751(h) and 4754(b) Relating to the Closing Process https://regulations.justia.com/regulations/fedreg/2015/02/26/2015-03965.html https://regulations.justia.com/regulations/fedreg/2015/02/26/2015-03965.html Thu, 26 Feb 2015 00:00:00 -0800 2015-03965 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-26/pdf/2015-03965.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit, LLC; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Revise the ICC Risk Management Framework https://regulations.justia.com/regulations/fedreg/2015/02/26/2015-03964.html https://regulations.justia.com/regulations/fedreg/2015/02/26/2015-03964.html Thu, 26 Feb 2015 00:00:00 -0800 2015-03964 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-26/pdf/2015-03964.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Adopt FINRA Rule 2242; Debt Research Analysts and Debt Research Reports https://regulations.justia.com/regulations/fedreg/2015/02/26/2015-03963.html https://regulations.justia.com/regulations/fedreg/2015/02/26/2015-03963.html Thu, 26 Feb 2015 00:00:00 -0800 2015-03963 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-26/pdf/2015-03963.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Adopt FINRA Rule 2241 (Research Analysts and Research Reports) in the Consolidated FINRA Rulebook https://regulations.justia.com/regulations/fedreg/2015/02/26/2015-03962.html https://regulations.justia.com/regulations/fedreg/2015/02/26/2015-03962.html Thu, 26 Feb 2015 00:00:00 -0800 2015-03962 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-26/pdf/2015-03962.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change Relating to the Listing and Trading of Shares of the SPDR® DoubleLine Total Return Tactical ETF Under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2015/02/26/2015-03961.html https://regulations.justia.com/regulations/fedreg/2015/02/26/2015-03961.html Thu, 26 Feb 2015 00:00:00 -0800 2015-03961 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-26/pdf/2015-03961.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Program Regarding Exchange Rule 1047(f)(v) https://regulations.justia.com/regulations/fedreg/2015/02/26/2015-03960.html https://regulations.justia.com/regulations/fedreg/2015/02/26/2015-03960.html Thu, 26 Feb 2015 00:00:00 -0800 2015-03960 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-26/pdf/2015-03960.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Chapter V, Regulation of Trading on NOM, To Extend the Pilot Program Under Section 3(d)(iv) https://regulations.justia.com/regulations/fedreg/2015/02/26/2015-03959.html https://regulations.justia.com/regulations/fedreg/2015/02/26/2015-03959.html Thu, 26 Feb 2015 00:00:00 -0800 2015-03959 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-26/pdf/2015-03959.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Limit Up-Limit Down Obvious Error Pilot https://regulations.justia.com/regulations/fedreg/2015/02/26/2015-03958.html https://regulations.justia.com/regulations/fedreg/2015/02/26/2015-03958.html Thu, 26 Feb 2015 00:00:00 -0800 2015-03958 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-26/pdf/2015-03958.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the BX Options Rules To Extend the Pilot Program Under Chapter V, Section 3(d)(iv) https://regulations.justia.com/regulations/fedreg/2015/02/26/2015-03957.html https://regulations.justia.com/regulations/fedreg/2015/02/26/2015-03957.html Thu, 26 Feb 2015 00:00:00 -0800 2015-03957 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-26/pdf/2015-03957.pdf Notice - Advisory Committee on Small and Emerging Companies; Notice of Meeting https://regulations.justia.com/regulations/fedreg/2015/02/26/2015-03946.html https://regulations.justia.com/regulations/fedreg/2015/02/26/2015-03946.html Thu, 26 Feb 2015 00:00:00 -0800 2015-03946 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-26/pdf/2015-03946.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2015/02/25/2015-03947.html https://regulations.justia.com/regulations/fedreg/2015/02/25/2015-03947.html Wed, 25 Feb 2015 00:00:00 -0800 2015-03947 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-25/pdf/2015-03947.pdf Notice - Joint Industry Plan; Order Approving the Eighth Amendment to the National Market System Plan To Address Extraordinary Market Volatility by BATS Exchange, Inc., BATS Y-Exchange, Inc., Chicago Board Options Exchange, Incorporated, Chicago Stock Exchange, Inc., EDGA Exchange, Inc., EDGX Exchange, Inc., Financial Industry Regulatory Authority, Inc., NASDAQ OMX BX, Inc., NASDAQ OMX PHLX LLC, The Nasdaq Stock Market LLC, National Stock Exchange, Inc., New York Stock Exchange LLC, NYSE MKT LLC, and NYSE Arca, Inc. https://regulations.justia.com/regulations/fedreg/2015/02/25/2015-03875.html https://regulations.justia.com/regulations/fedreg/2015/02/25/2015-03875.html Wed, 25 Feb 2015 00:00:00 -0800 2015-03875 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-25/pdf/2015-03875.pdf Notice - In the Matter of Akesis Pharmaceuticals, Inc., Stellar Resources, Ltd., and Thwapr, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2015/02/25/2015-03874.html https://regulations.justia.com/regulations/fedreg/2015/02/25/2015-03874.html Wed, 25 Feb 2015 00:00:00 -0800 2015-03874 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-25/pdf/2015-03874.pdf Notice - In the Matter of Revonergy Inc., Siberian Energy Group Inc., Tao Minerals Ltd., (n/k/a Canam Gold Corp.), and Todays Alternative Energy Corp.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2015/02/25/2015-03873.html https://regulations.justia.com/regulations/fedreg/2015/02/25/2015-03873.html Wed, 25 Feb 2015 00:00:00 -0800 2015-03873 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-25/pdf/2015-03873.pdf Notice - In the Matter of Innovative Software Technologies, Inc., National Health Partners, Inc., The Laguna Group, Inc. (a/k/a Eco Energy Pumps, Inc.), and TYIN Group Holdings Limited; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2015/02/25/2015-03872.html https://regulations.justia.com/regulations/fedreg/2015/02/25/2015-03872.html Wed, 25 Feb 2015 00:00:00 -0800 2015-03872 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-25/pdf/2015-03872.pdf Notice - In the Matter of Calypte Biomedical Corporation, EC Development, Inc., and Information Architects Corporation (n/k/a Dakota Creative Group Corporation); Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2015/02/25/2015-03871.html https://regulations.justia.com/regulations/fedreg/2015/02/25/2015-03871.html Wed, 25 Feb 2015 00:00:00 -0800 2015-03871 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-25/pdf/2015-03871.pdf Notice - Self-Regulatory Organizations; ISE Gemini, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Limit Up-Limit Down Obvious Error Pilot https://regulations.justia.com/regulations/fedreg/2015/02/25/2015-03822.html https://regulations.justia.com/regulations/fedreg/2015/02/25/2015-03822.html Wed, 25 Feb 2015 00:00:00 -0800 2015-03822 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-25/pdf/2015-03822.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Exchange Rule 6.25 https://regulations.justia.com/regulations/fedreg/2015/02/25/2015-03820.html https://regulations.justia.com/regulations/fedreg/2015/02/25/2015-03820.html Wed, 25 Feb 2015 00:00:00 -0800 2015-03820 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-25/pdf/2015-03820.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify and Reorganize Chapter VI (Trading Systems), Section 8 (BX Opening and Halt Cross) of the Exchange's Options Rules https://regulations.justia.com/regulations/fedreg/2015/02/25/2015-03819.html https://regulations.justia.com/regulations/fedreg/2015/02/25/2015-03819.html Wed, 25 Feb 2015 00:00:00 -0800 2015-03819 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-25/pdf/2015-03819.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period Applicable to Rule 953.1NY(c), Obvious and Catastrophic Errors, Until October 23, 2015 https://regulations.justia.com/regulations/fedreg/2015/02/25/2015-03817.html https://regulations.justia.com/regulations/fedreg/2015/02/25/2015-03817.html Wed, 25 Feb 2015 00:00:00 -0800 2015-03817 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-25/pdf/2015-03817.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period Applicable to Rule 6.65A(c), Obvious and Catastrophic Errors, Until October 23, 2015 https://regulations.justia.com/regulations/fedreg/2015/02/25/2015-03816.html https://regulations.justia.com/regulations/fedreg/2015/02/25/2015-03816.html Wed, 25 Feb 2015 00:00:00 -0800 2015-03816 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-25/pdf/2015-03816.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Period Applicable to Rule 530 Relating To Limit Up/Limit Down https://regulations.justia.com/regulations/fedreg/2015/02/25/2015-03815.html https://regulations.justia.com/regulations/fedreg/2015/02/25/2015-03815.html Wed, 25 Feb 2015 00:00:00 -0800 2015-03815 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-25/pdf/2015-03815.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Program That Suspends Certain Obvious Error Provisions During Limit Up-Limit Down States in Securities That Underlie Options Traded on the Exchange https://regulations.justia.com/regulations/fedreg/2015/02/25/2015-03814.html https://regulations.justia.com/regulations/fedreg/2015/02/25/2015-03814.html Wed, 25 Feb 2015 00:00:00 -0800 2015-03814 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-25/pdf/2015-03814.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Order Disapproving Proposed Rule Changes To List and Trade Options on Shares of the iShares ETFs and Market Vectors ETFs https://regulations.justia.com/regulations/fedreg/2015/02/25/2015-03813.html https://regulations.justia.com/regulations/fedreg/2015/02/25/2015-03813.html Wed, 25 Feb 2015 00:00:00 -0800 2015-03813 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-25/pdf/2015-03813.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Approval of Proposed Rule Change Relating to the Listing and Trading of the Shares of the Tuttle Tactical Management U.S. Core ETF of ETFis Series Trust I https://regulations.justia.com/regulations/fedreg/2015/02/25/2015-03812.html https://regulations.justia.com/regulations/fedreg/2015/02/25/2015-03812.html Wed, 25 Feb 2015 00:00:00 -0800 2015-03812 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-25/pdf/2015-03812.pdf Notice - Self-Regulatory Organizations; the Options Clearing Corporation; Order Approving Proposed Rule Change To Clarify That OCC Would not Treat a Futures Transaction That Is an Exchange-for-Physical or Block Trade as a Non-Competitively Executed Trade if the Exchange on Which Such Trade Is Executed Has Provided OCC With Representations That it Has Policies or Procedures Requiring That Such Trades Be Executed at Reasonable Prices and That Such Price Is Validated by the Exchange https://regulations.justia.com/regulations/fedreg/2015/02/25/2015-03811.html https://regulations.justia.com/regulations/fedreg/2015/02/25/2015-03811.html Wed, 25 Feb 2015 00:00:00 -0800 2015-03811 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-25/pdf/2015-03811.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 404 https://regulations.justia.com/regulations/fedreg/2015/02/25/2015-03810.html https://regulations.justia.com/regulations/fedreg/2015/02/25/2015-03810.html Wed, 25 Feb 2015 00:00:00 -0800 2015-03810 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-25/pdf/2015-03810.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Exchange Rule 6.15 https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03821.html https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03821.html Tue, 24 Feb 2015 00:00:00 -0800 2015-03821 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-24/pdf/2015-03821.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Adopt New Rule 5713 and List Paired Class Shares Issued by AccuShares® Commodities Trust I https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03713.html https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03713.html Tue, 24 Feb 2015 00:00:00 -0800 2015-03713 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-24/pdf/2015-03713.pdf Notice - Realty Capital Income Funds Trust, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03689.html https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03689.html Tue, 24 Feb 2015 00:00:00 -0800 2015-03689 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-24/pdf/2015-03689.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Partial Amendment No. 1 and Partial Amendment No. 2, Amending Rule 13-Equities and Related Rules Governing Order Types and Modifiers https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03678.html https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03678.html Tue, 24 Feb 2015 00:00:00 -0800 2015-03678 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-24/pdf/2015-03678.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03670.html https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03670.html Tue, 24 Feb 2015 00:00:00 -0800 2015-03670 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-24/pdf/2015-03670.pdf Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 8.15 Entitled “Imposition of Fines for Minor Violation(s) of Rules” https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03669.html https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03669.html Tue, 24 Feb 2015 00:00:00 -0800 2015-03669 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-24/pdf/2015-03669.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 8.15 Entitled “Imposition of Fines for Minor Violation(s) of Rules” https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03668.html https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03668.html Tue, 24 Feb 2015 00:00:00 -0800 2015-03668 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-24/pdf/2015-03668.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 8.15 Entitled “Imposition of Fines for Minor Violation(s) of Rules” https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03667.html https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03667.html Tue, 24 Feb 2015 00:00:00 -0800 2015-03667 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-24/pdf/2015-03667.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To List and Trade Shares of the iShares U.S. Fixed Income Balanced Risk ETF of the iShares U.S. ETF Trust Under Rule 14.11(i) https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03666.html https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03666.html Tue, 24 Feb 2015 00:00:00 -0800 2015-03666 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-24/pdf/2015-03666.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03665.html https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03665.html Tue, 24 Feb 2015 00:00:00 -0800 2015-03665 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-24/pdf/2015-03665.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 8.15 Entitled “Imposition of Fines for Minor Violation(s) of Rules” https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03664.html https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03664.html Tue, 24 Feb 2015 00:00:00 -0800 2015-03664 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-24/pdf/2015-03664.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Pricing Schedule Under Section VIII With Respect to Execution and Routing of Orders in Securities Priced at $1 or More per Share https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03663.html https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03663.html Tue, 24 Feb 2015 00:00:00 -0800 2015-03663 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-24/pdf/2015-03663.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Listing and Trading of Shares of WisdomTree Put Write Strategy Fund Under Commentary .01 to NYSE Arca Equities Rule 5.2(j)(3) https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03661.html https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03661.html Tue, 24 Feb 2015 00:00:00 -0800 2015-03661 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-24/pdf/2015-03661.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Amend the Codes of Arbitration Procedure To Increase the Late Cancellation Fee https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03660.html https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03660.html Tue, 24 Feb 2015 00:00:00 -0800 2015-03660 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-24/pdf/2015-03660.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03659.html https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03659.html Tue, 24 Feb 2015 00:00:00 -0800 2015-03659 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-24/pdf/2015-03659.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Section 402.05 of the NYSE Listed Company Manual To Clarify That Listed Companies Soliciting Proxy Material Through Brokers or Other Entities Must Comply With SEC Rule 14a-13 https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03658.html https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03658.html Tue, 24 Feb 2015 00:00:00 -0800 2015-03658 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-24/pdf/2015-03658.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03657.html https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03657.html Tue, 24 Feb 2015 00:00:00 -0800 2015-03657 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-24/pdf/2015-03657.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Fees for the BATS One Feed, and Amend Fees for BZX Top and BZX Last Sale https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03656.html https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03656.html Tue, 24 Feb 2015 00:00:00 -0800 2015-03656 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-24/pdf/2015-03656.pdf Notice - Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Fees for the BATS One Feed, and Amend Fees for BYX Top and BYX Last Sale https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03655.html https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03655.html Tue, 24 Feb 2015 00:00:00 -0800 2015-03655 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-24/pdf/2015-03655.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Fees for EDGA Top, EDGA Last Sale, and the BATS One Feed https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03654.html https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03654.html Tue, 24 Feb 2015 00:00:00 -0800 2015-03654 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-24/pdf/2015-03654.pdf Notice - Eagle Point Credit Company Inc., et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03653.html https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03653.html Tue, 24 Feb 2015 00:00:00 -0800 2015-03653 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-24/pdf/2015-03653.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Fees for EDGX Top, EDGX Last Sale, and the BATS One Feed https://regulations.justia.com/regulations/fedreg/2015/02/23/2015-03538.html https://regulations.justia.com/regulations/fedreg/2015/02/23/2015-03538.html Mon, 23 Feb 2015 00:00:00 -0800 2015-03538 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-23/pdf/2015-03538.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Adopting New Rule 124 to Conduct a Midday Auction and Amending Rule 104 to Codify the Obligation of Designated Market Makers to Facilitate the Midday Auction https://regulations.justia.com/regulations/fedreg/2015/02/23/2015-03537.html https://regulations.justia.com/regulations/fedreg/2015/02/23/2015-03537.html Mon, 23 Feb 2015 00:00:00 -0800 2015-03537 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-23/pdf/2015-03537.pdf Notice - Joint Industry Plan; Order Approving Amendment No. 34 to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis Submitted by the BATS Exchange, Inc., BATS Y-Exchange, Inc., Chicago Board Options Exchange, Incorporated, Chicago Stock Exchange, Inc., EDGA Exchange, Inc., EDGX Exchange, Inc., Financial Industry Regulatory Authority, Inc., International Securities Exchange LLC, NASDAQ OMX BX, Inc., NASDAQ OMX PHLX, Inc., Nasdaq Stock Market LLC, National Stock Exchange, Inc., New York Stock Exchange LLC, NYSE MKT, LLC, and NYSE Arca, Inc. https://regulations.justia.com/regulations/fedreg/2015/02/20/2015-03522.html https://regulations.justia.com/regulations/fedreg/2015/02/20/2015-03522.html Fri, 20 Feb 2015 00:00:00 -0800 2015-03522 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-20/pdf/2015-03522.pdf Notice - Consolidated Tape Association; Order Approving the Nineteenth Substantive Amendment to the Second Restatement of the Consolidated Tape Association Plan https://regulations.justia.com/regulations/fedreg/2015/02/20/2015-03521.html https://regulations.justia.com/regulations/fedreg/2015/02/20/2015-03521.html Fri, 20 Feb 2015 00:00:00 -0800 2015-03521 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-20/pdf/2015-03521.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Listing and Trading of Shares of the Innovator IBD® 50 Fund Under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2015/02/20/2015-03519.html https://regulations.justia.com/regulations/fedreg/2015/02/20/2015-03519.html Fri, 20 Feb 2015 00:00:00 -0800 2015-03519 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-20/pdf/2015-03519.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Approval of Proposed Rule Change To Require That a Company Publicly Disclose the Denial of a Listing Application https://regulations.justia.com/regulations/fedreg/2015/02/20/2015-03518.html https://regulations.justia.com/regulations/fedreg/2015/02/20/2015-03518.html Fri, 20 Feb 2015 00:00:00 -0800 2015-03518 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-20/pdf/2015-03518.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Remote Streaming Quote Traders https://regulations.justia.com/regulations/fedreg/2015/02/20/2015-03517.html https://regulations.justia.com/regulations/fedreg/2015/02/20/2015-03517.html Fri, 20 Feb 2015 00:00:00 -0800 2015-03517 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-20/pdf/2015-03517.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the AdvisorShares WCM/BNY Mellon Focused Growth ADR ETF's Holdings of Non-U.S. Equity Securities https://regulations.justia.com/regulations/fedreg/2015/02/20/2015-03516.html https://regulations.justia.com/regulations/fedreg/2015/02/20/2015-03516.html Fri, 20 Feb 2015 00:00:00 -0800 2015-03516 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-20/pdf/2015-03516.pdf Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Order Granting Approval of Proposed Rule Change in Connection With a Proposed Transaction in Which National Stock Exchange Holdings, Inc. Will Acquire Ownership of the Exchange From the CBOE Stock Exchange, LLC https://regulations.justia.com/regulations/fedreg/2015/02/20/2015-03515.html https://regulations.justia.com/regulations/fedreg/2015/02/20/2015-03515.html Fri, 20 Feb 2015 00:00:00 -0800 2015-03515 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-20/pdf/2015-03515.pdf Notice - Proxy Voting Roundtable https://regulations.justia.com/regulations/fedreg/2015/02/20/2015-03509.html https://regulations.justia.com/regulations/fedreg/2015/02/20/2015-03509.html Fri, 20 Feb 2015 00:00:00 -0800 2015-03509 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-20/pdf/2015-03509.pdf Notice - Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2015/02/19/2015-03404.html https://regulations.justia.com/regulations/fedreg/2015/02/19/2015-03404.html Thu, 19 Feb 2015 00:00:00 -0800 2015-03404 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-19/pdf/2015-03404.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change Concerning Extended and Overnight Trading Sessions https://regulations.justia.com/regulations/fedreg/2015/02/19/2015-03403.html https://regulations.justia.com/regulations/fedreg/2015/02/19/2015-03403.html Thu, 19 Feb 2015 00:00:00 -0800 2015-03403 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-19/pdf/2015-03403.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding the Acceptance of the Transfer, by Citadel Securities, LLC (“Citadel Securities”) to Its Affiliate, Citadel Securities Principal Investments, LLC, of Citadel Securities' Ownership Interest in BOX Options Exchange, LLC and BOX Holdings Group, LLC, an Affiliate of the Exchange https://regulations.justia.com/regulations/fedreg/2015/02/19/2015-03402.html https://regulations.justia.com/regulations/fedreg/2015/02/19/2015-03402.html Thu, 19 Feb 2015 00:00:00 -0800 2015-03402 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-19/pdf/2015-03402.pdf Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2015/02/19/2015-03401.html https://regulations.justia.com/regulations/fedreg/2015/02/19/2015-03401.html Thu, 19 Feb 2015 00:00:00 -0800 2015-03401 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-19/pdf/2015-03401.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2015/02/18/2015-03405.html https://regulations.justia.com/regulations/fedreg/2015/02/18/2015-03405.html Wed, 18 Feb 2015 00:00:00 -0800 2015-03405 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-18/pdf/2015-03405.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify the Application of Fees to Securities Under the Select Symbol Program of Rule 7018(a)(4) https://regulations.justia.com/regulations/fedreg/2015/02/18/2015-03232.html https://regulations.justia.com/regulations/fedreg/2015/02/18/2015-03232.html Wed, 18 Feb 2015 00:00:00 -0800 2015-03232 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-18/pdf/2015-03232.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify NASDAQ Rule 7018 Fees https://regulations.justia.com/regulations/fedreg/2015/02/18/2015-03231.html https://regulations.justia.com/regulations/fedreg/2015/02/18/2015-03231.html Wed, 18 Feb 2015 00:00:00 -0800 2015-03231 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-18/pdf/2015-03231.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Granting Approval of Proposed Rule Change To Revise ICC End-of-Day Price Discovery Policies and Procedures https://regulations.justia.com/regulations/fedreg/2015/02/18/2015-03230.html https://regulations.justia.com/regulations/fedreg/2015/02/18/2015-03230.html Wed, 18 Feb 2015 00:00:00 -0800 2015-03230 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-18/pdf/2015-03230.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change To Provide for the Clearance of Additional Standard Western European Sovereign Single Names https://regulations.justia.com/regulations/fedreg/2015/02/18/2015-03229.html https://regulations.justia.com/regulations/fedreg/2015/02/18/2015-03229.html Wed, 18 Feb 2015 00:00:00 -0800 2015-03229 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-18/pdf/2015-03229.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rules 1.5, 2.3, 2.5, and 2.6 Related to the Registration Requirements for Members of EDGX Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2015/02/18/2015-03228.html https://regulations.justia.com/regulations/fedreg/2015/02/18/2015-03228.html Wed, 18 Feb 2015 00:00:00 -0800 2015-03228 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-18/pdf/2015-03228.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rules 1.5, 2.3, 2.5, and 2.6 Related to the Registration Requirements for Members of EDGA Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2015/02/18/2015-03227.html https://regulations.justia.com/regulations/fedreg/2015/02/18/2015-03227.html Wed, 18 Feb 2015 00:00:00 -0800 2015-03227 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-18/pdf/2015-03227.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule https://regulations.justia.com/regulations/fedreg/2015/02/18/2015-03226.html https://regulations.justia.com/regulations/fedreg/2015/02/18/2015-03226.html Wed, 18 Feb 2015 00:00:00 -0800 2015-03226 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-18/pdf/2015-03226.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule https://regulations.justia.com/regulations/fedreg/2015/02/18/2015-03225.html https://regulations.justia.com/regulations/fedreg/2015/02/18/2015-03225.html Wed, 18 Feb 2015 00:00:00 -0800 2015-03225 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-18/pdf/2015-03225.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Tier Size Pilot of FINRA Rule 6433 (Minimum Quotation Size Requirements for OTC Equity Securities) https://regulations.justia.com/regulations/fedreg/2015/02/18/2015-03224.html https://regulations.justia.com/regulations/fedreg/2015/02/18/2015-03224.html Wed, 18 Feb 2015 00:00:00 -0800 2015-03224 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-18/pdf/2015-03224.pdf Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing of a Proposed Rule Change to Rules 11.9 of BATS Y-Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2015/02/18/2015-03223.html https://regulations.justia.com/regulations/fedreg/2015/02/18/2015-03223.html Wed, 18 Feb 2015 00:00:00 -0800 2015-03223 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-18/pdf/2015-03223.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend Rules 11.9, 11.12, and 11.13 of BATS Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2015/02/18/2015-03222.html https://regulations.justia.com/regulations/fedreg/2015/02/18/2015-03222.html Wed, 18 Feb 2015 00:00:00 -0800 2015-03222 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-18/pdf/2015-03222.pdf Notice - Sunshine Act Meeting. https://regulations.justia.com/regulations/fedreg/2015/02/17/2015-03250.html https://regulations.justia.com/regulations/fedreg/2015/02/17/2015-03250.html Tue, 17 Feb 2015 00:00:00 -0800 2015-03250 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-17/pdf/2015-03250.pdf Notice - SEC Advisory Committee on Small and Emerging Companies https://regulations.justia.com/regulations/fedreg/2015/02/17/2015-03221.html https://regulations.justia.com/regulations/fedreg/2015/02/17/2015-03221.html Tue, 17 Feb 2015 00:00:00 -0800 2015-03221 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-17/pdf/2015-03221.pdf Notice - Corsair Opportunity Fund, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2015/02/17/2015-03099.html https://regulations.justia.com/regulations/fedreg/2015/02/17/2015-03099.html Tue, 17 Feb 2015 00:00:00 -0800 2015-03099 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-17/pdf/2015-03099.pdf Notice - Exchange Traded Concepts, LLC et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2015/02/17/2015-03098.html https://regulations.justia.com/regulations/fedreg/2015/02/17/2015-03098.html Tue, 17 Feb 2015 00:00:00 -0800 2015-03098 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-17/pdf/2015-03098.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of No Objection to Advance Notice Concerning Extended and Overnight Trading Sessions https://regulations.justia.com/regulations/fedreg/2015/02/17/2015-03097.html https://regulations.justia.com/regulations/fedreg/2015/02/17/2015-03097.html Tue, 17 Feb 2015 00:00:00 -0800 2015-03097 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-17/pdf/2015-03097.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of the Exchange https://regulations.justia.com/regulations/fedreg/2015/02/17/2015-03078.html https://regulations.justia.com/regulations/fedreg/2015/02/17/2015-03078.html Tue, 17 Feb 2015 00:00:00 -0800 2015-03078 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-17/pdf/2015-03078.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule To Increase the Fee for Orders Yielding Fee Code K https://regulations.justia.com/regulations/fedreg/2015/02/17/2015-03077.html https://regulations.justia.com/regulations/fedreg/2015/02/17/2015-03077.html Tue, 17 Feb 2015 00:00:00 -0800 2015-03077 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-17/pdf/2015-03077.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of the Exchange https://regulations.justia.com/regulations/fedreg/2015/02/17/2015-03076.html https://regulations.justia.com/regulations/fedreg/2015/02/17/2015-03076.html Tue, 17 Feb 2015 00:00:00 -0800 2015-03076 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-17/pdf/2015-03076.pdf Proposed Rule - Disclosure of Hedging by Employees, Officers and Directors https://regulations.justia.com/regulations/fedreg/2015/02/17/2015-02948.html https://regulations.justia.com/regulations/fedreg/2015/02/17/2015-02948.html Tue, 17 Feb 2015 00:00:00 -0800 2015-02948 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2015-02-17/pdf/2015-02948.pdf Notice - Contract Standard for Contractor Workforce Inclusion and Request for Public Comment https://regulations.justia.com/regulations/fedreg/2015/02/13/2015-03082.html https://regulations.justia.com/regulations/fedreg/2015/02/13/2015-03082.html Fri, 13 Feb 2015 00:00:00 -0800 2015-03082 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-13/pdf/2015-03082.pdf Notice - The Adams Express Company and Petroleum & Resources Corporation; Notice of Application https://regulations.justia.com/regulations/fedreg/2015/02/13/2015-03026.html https://regulations.justia.com/regulations/fedreg/2015/02/13/2015-03026.html Fri, 13 Feb 2015 00:00:00 -0800 2015-03026 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-13/pdf/2015-03026.pdf Notice - Pacific Life Insurance Company, et al; Notice of Application https://regulations.justia.com/regulations/fedreg/2015/02/13/2015-02992.html https://regulations.justia.com/regulations/fedreg/2015/02/13/2015-02992.html Fri, 13 Feb 2015 00:00:00 -0800 2015-02992 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-13/pdf/2015-02992.pdf Notice - AB Cap Fund, Inc., et al.; https://regulations.justia.com/regulations/fedreg/2015/02/12/2015-02916.html https://regulations.justia.com/regulations/fedreg/2015/02/12/2015-02916.html Thu, 12 Feb 2015 00:00:00 -0800 2015-02916 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-12/pdf/2015-02916.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the Closing Date of the Equity Rights Program https://regulations.justia.com/regulations/fedreg/2015/02/12/2015-02897.html https://regulations.justia.com/regulations/fedreg/2015/02/12/2015-02897.html Thu, 12 Feb 2015 00:00:00 -0800 2015-02897 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-12/pdf/2015-02897.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the SPY Pilot Program https://regulations.justia.com/regulations/fedreg/2015/02/12/2015-02896.html https://regulations.justia.com/regulations/fedreg/2015/02/12/2015-02896.html Thu, 12 Feb 2015 00:00:00 -0800 2015-02896 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-12/pdf/2015-02896.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Include Internet Protocol Network Connections and Fiber Cross Connects Between a User's Cabinet and Non-User's Equipment as Co-Location Services https://regulations.justia.com/regulations/fedreg/2015/02/12/2015-02895.html https://regulations.justia.com/regulations/fedreg/2015/02/12/2015-02895.html Thu, 12 Feb 2015 00:00:00 -0800 2015-02895 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-12/pdf/2015-02895.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Market LLC Options Facility https://regulations.justia.com/regulations/fedreg/2015/02/12/2015-02894.html https://regulations.justia.com/regulations/fedreg/2015/02/12/2015-02894.html Thu, 12 Feb 2015 00:00:00 -0800 2015-02894 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-12/pdf/2015-02894.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Include Internet Protocol Network Connections and Fiber Cross Connects Between a User's Cabinet and Non-User's Equipment as Co-Location Services https://regulations.justia.com/regulations/fedreg/2015/02/12/2015-02893.html https://regulations.justia.com/regulations/fedreg/2015/02/12/2015-02893.html Thu, 12 Feb 2015 00:00:00 -0800 2015-02893 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-12/pdf/2015-02893.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Include Internet Protocol Network Connections and Fiber Cross Connects Between a User's Cabinet and Non-User's Equipment as Co-Location Services https://regulations.justia.com/regulations/fedreg/2015/02/12/2015-02892.html https://regulations.justia.com/regulations/fedreg/2015/02/12/2015-02892.html Thu, 12 Feb 2015 00:00:00 -0800 2015-02892 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-12/pdf/2015-02892.pdf Notice - Joint Industry Plan; Notice of Amendment to the National Market System Plan Governing the Process of Selecting a Plan Processor and Developing a Plan for the Consolidated Audit Trail by BATS Exchange, Inc., BATS-Y Exchange, Inc., BOX Options Exchange LLC, C2 Options Exchange, Incorporated, Chicago Board Options Exchange, Incorporated, Chicago Stock Exchange, Inc., EDGA Exchange, Inc., EDGX Exchange, Inc., Financial Industry Regulatory Authority, Inc., International Securities Exchange, LLC, ISE Gemini, LLC, Miami International Securities Exchange LLC, NASDAQ OMX BX, Inc., NASDAQ OMX PHLX LLC, The NASDAQ Stock Market LLC, National Stock Exchange, Inc., New York Stock Exchange LLC, and NYSE MKT LLC, NYSE Arca, Inc. https://regulations.justia.com/regulations/fedreg/2015/02/11/2015-02840.html https://regulations.justia.com/regulations/fedreg/2015/02/11/2015-02840.html Wed, 11 Feb 2015 00:00:00 -0800 2015-02840 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-11/pdf/2015-02840.pdf Notice - NexPoint Credit Strategies Fund, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2015/02/11/2015-02796.html https://regulations.justia.com/regulations/fedreg/2015/02/11/2015-02796.html Wed, 11 Feb 2015 00:00:00 -0800 2015-02796 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-11/pdf/2015-02796.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt an Options Regulatory Fee https://regulations.justia.com/regulations/fedreg/2015/02/11/2015-02752.html https://regulations.justia.com/regulations/fedreg/2015/02/11/2015-02752.html Wed, 11 Feb 2015 00:00:00 -0800 2015-02752 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-11/pdf/2015-02752.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing of Proposed Rule Change Relating to Additional European Sovereign CDS Contracts https://regulations.justia.com/regulations/fedreg/2015/02/11/2015-02751.html https://regulations.justia.com/regulations/fedreg/2015/02/11/2015-02751.html Wed, 11 Feb 2015 00:00:00 -0800 2015-02751 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-11/pdf/2015-02751.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of a Proposed Rule Change, and Amendment 1 Thereto, To Expand the Officers Who May Declare That a Clearing Member Is Summarily Suspended https://regulations.justia.com/regulations/fedreg/2015/02/11/2015-02750.html https://regulations.justia.com/regulations/fedreg/2015/02/11/2015-02750.html Wed, 11 Feb 2015 00:00:00 -0800 2015-02750 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-11/pdf/2015-02750.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX BX, Inc. Relating to a Typographical Error https://regulations.justia.com/regulations/fedreg/2015/02/11/2015-02749.html https://regulations.justia.com/regulations/fedreg/2015/02/11/2015-02749.html Wed, 11 Feb 2015 00:00:00 -0800 2015-02749 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-11/pdf/2015-02749.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Order Approving Proposed Rule Change Adopt BOX Rule 7300 To Allow the Exchange To Trade Preferenced Orders https://regulations.justia.com/regulations/fedreg/2015/02/11/2015-02748.html https://regulations.justia.com/regulations/fedreg/2015/02/11/2015-02748.html Wed, 11 Feb 2015 00:00:00 -0800 2015-02748 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-11/pdf/2015-02748.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Part 8 of the NYSE MKT Company Guide to (i) Require the Chief Executive Officers of Listed Companies to Provide Annual Certification with Respect to the Company's Compliance with the Requirements of Part 8 of the Company Guide, (ii) Require Listed Companies to Submit Annual and Interim Written Affirmations, and (iii) Make Certain Other Clarifying Changes https://regulations.justia.com/regulations/fedreg/2015/02/11/2015-02747.html https://regulations.justia.com/regulations/fedreg/2015/02/11/2015-02747.html Wed, 11 Feb 2015 00:00:00 -0800 2015-02747 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-11/pdf/2015-02747.pdf Notice - The Saratoga Advantage Trust and James Alpha Management, LLC; Notice of Application https://regulations.justia.com/regulations/fedreg/2015/02/11/2015-02745.html https://regulations.justia.com/regulations/fedreg/2015/02/11/2015-02745.html Wed, 11 Feb 2015 00:00:00 -0800 2015-02745 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-11/pdf/2015-02745.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2015/02/10/2015-02797.html https://regulations.justia.com/regulations/fedreg/2015/02/10/2015-02797.html Tue, 10 Feb 2015 00:00:00 -0800 2015-02797 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-10/pdf/2015-02797.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2015/02/10/2015-02795.html https://regulations.justia.com/regulations/fedreg/2015/02/10/2015-02795.html Tue, 10 Feb 2015 00:00:00 -0800 2015-02795 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-10/pdf/2015-02795.pdf Notice - In the Matter of Med Pro Venture Capital, Inc; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2015/02/10/2015-02794.html https://regulations.justia.com/regulations/fedreg/2015/02/10/2015-02794.html Tue, 10 Feb 2015 00:00:00 -0800 2015-02794 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-10/pdf/2015-02794.pdf Notice - Exceed Advisory LLC and Exceed ETFs; Notice of Application https://regulations.justia.com/regulations/fedreg/2015/02/10/2015-02660.html https://regulations.justia.com/regulations/fedreg/2015/02/10/2015-02660.html Tue, 10 Feb 2015 00:00:00 -0800 2015-02660 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-10/pdf/2015-02660.pdf Notice - Self-Regulatory Organizations; ISE Gemini, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees https://regulations.justia.com/regulations/fedreg/2015/02/10/2015-02644.html https://regulations.justia.com/regulations/fedreg/2015/02/10/2015-02644.html Tue, 10 Feb 2015 00:00:00 -0800 2015-02644 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-10/pdf/2015-02644.pdf Notice - Self-Regulatory Organizations; CBOE Futures Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding Ownership and Control Reports https://regulations.justia.com/regulations/fedreg/2015/02/10/2015-02643.html https://regulations.justia.com/regulations/fedreg/2015/02/10/2015-02643.html Tue, 10 Feb 2015 00:00:00 -0800 2015-02643 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-10/pdf/2015-02643.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Options Regulatory Fee https://regulations.justia.com/regulations/fedreg/2015/02/10/2015-02642.html https://regulations.justia.com/regulations/fedreg/2015/02/10/2015-02642.html Tue, 10 Feb 2015 00:00:00 -0800 2015-02642 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-10/pdf/2015-02642.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change To Amend Rules 6.41 and 24.8 https://regulations.justia.com/regulations/fedreg/2015/02/10/2015-02641.html https://regulations.justia.com/regulations/fedreg/2015/02/10/2015-02641.html Tue, 10 Feb 2015 00:00:00 -0800 2015-02641 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-10/pdf/2015-02641.pdf Notice - Securities Act of 1933, Release No. 9721/February 4, 2015; Securities Exchange Act of 1934, Release No. 74203/February 4, 2015; Order Approving Public Company Accounting Oversight Board Budget and Annual Accounting Support Fee for Calendar Year 2015 https://regulations.justia.com/regulations/fedreg/2015/02/10/2015-02637.html https://regulations.justia.com/regulations/fedreg/2015/02/10/2015-02637.html Tue, 10 Feb 2015 00:00:00 -0800 2015-02637 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-10/pdf/2015-02637.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2015/02/10/2015-02616.html https://regulations.justia.com/regulations/fedreg/2015/02/10/2015-02616.html Tue, 10 Feb 2015 00:00:00 -0800 2015-02616 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-10/pdf/2015-02616.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2015/02/10/2015-02615.html https://regulations.justia.com/regulations/fedreg/2015/02/10/2015-02615.html Tue, 10 Feb 2015 00:00:00 -0800 2015-02615 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-10/pdf/2015-02615.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of an Advance Notice, as Modified by Amendment No. 1, Concerning a Proposed Capital Plan for Raising Additional Capital That Would Support The Options Clearing Corporation's Function as a Systemically Important Financial Market Utility https://regulations.justia.com/regulations/fedreg/2015/02/09/2015-02566.html https://regulations.justia.com/regulations/fedreg/2015/02/09/2015-02566.html Mon, 09 Feb 2015 00:00:00 -0800 2015-02566 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-09/pdf/2015-02566.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Reflect Changes to the Means of Achieving the Investment Objective Applicable to the Guggenheim Enhanced Short Duration ETF https://regulations.justia.com/regulations/fedreg/2015/02/09/2015-02512.html https://regulations.justia.com/regulations/fedreg/2015/02/09/2015-02512.html Mon, 09 Feb 2015 00:00:00 -0800 2015-02512 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-09/pdf/2015-02512.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Rules of The NASDAQ Options Market Regarding Sharing of Risk Settings https://regulations.justia.com/regulations/fedreg/2015/02/09/2015-02511.html https://regulations.justia.com/regulations/fedreg/2015/02/09/2015-02511.html Mon, 09 Feb 2015 00:00:00 -0800 2015-02511 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-09/pdf/2015-02511.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add New Rule 1016 To Authorize the Exchange To Share Phlx XL Participant-Designated Risk Settings in Phlx XL https://regulations.justia.com/regulations/fedreg/2015/02/09/2015-02504.html https://regulations.justia.com/regulations/fedreg/2015/02/09/2015-02504.html Mon, 09 Feb 2015 00:00:00 -0800 2015-02504 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-09/pdf/2015-02504.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend IM-3120-2 to Rule 3120 To Extend the Pilot Program That Eliminated the Position Limits for Options on SPDR S&P 500 ETF https://regulations.justia.com/regulations/fedreg/2015/02/09/2015-02503.html https://regulations.justia.com/regulations/fedreg/2015/02/09/2015-02503.html Mon, 09 Feb 2015 00:00:00 -0800 2015-02503 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-09/pdf/2015-02503.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add New Section 20, Exchange Sharing of Participant-Designated Risk Settings, to Chapter VI, Trading Systems https://regulations.justia.com/regulations/fedreg/2015/02/09/2015-02502.html https://regulations.justia.com/regulations/fedreg/2015/02/09/2015-02502.html Mon, 09 Feb 2015 00:00:00 -0800 2015-02502 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-09/pdf/2015-02502.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Order Approving a Proposed Rule Change To List and Trade Shares of the iShares Short Maturity Municipal Bond ETF of the iShares U.S. ETF Trust Under Rule 14.11(i) of BATS Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2015/02/09/2015-02501.html https://regulations.justia.com/regulations/fedreg/2015/02/09/2015-02501.html Mon, 09 Feb 2015 00:00:00 -0800 2015-02501 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-09/pdf/2015-02501.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change To Provide for the Clearance of Additional Standard Emerging Market Sovereign Single Names https://regulations.justia.com/regulations/fedreg/2015/02/09/2015-02500.html https://regulations.justia.com/regulations/fedreg/2015/02/09/2015-02500.html Mon, 09 Feb 2015 00:00:00 -0800 2015-02500 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-09/pdf/2015-02500.pdf Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Immediate Effectiveness of Proposed Change to CME Rule 814 To Clarify Certain Operational Details Regarding Current CME Settlement Cycles https://regulations.justia.com/regulations/fedreg/2015/02/09/2015-02499.html https://regulations.justia.com/regulations/fedreg/2015/02/09/2015-02499.html Mon, 09 Feb 2015 00:00:00 -0800 2015-02499 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-09/pdf/2015-02499.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the List of Securities Eligible for the Select Symbol Program Under Rule 7018(a)(4) https://regulations.justia.com/regulations/fedreg/2015/02/09/2015-02498.html https://regulations.justia.com/regulations/fedreg/2015/02/09/2015-02498.html Mon, 09 Feb 2015 00:00:00 -0800 2015-02498 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-09/pdf/2015-02498.pdf Notice - Victory Capital Management Inc., et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2015/02/09/2015-02488.html https://regulations.justia.com/regulations/fedreg/2015/02/09/2015-02488.html Mon, 09 Feb 2015 00:00:00 -0800 2015-02488 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-09/pdf/2015-02488.pdf Rule - Rescission of Outdated Rules and Forms, and Amendments To Correct References https://regulations.justia.com/regulations/fedreg/2015/02/09/2015-02465.html https://regulations.justia.com/regulations/fedreg/2015/02/09/2015-02465.html Mon, 09 Feb 2015 00:00:00 -0800 2015-02465 Rule http://www.gpo.gov/fdsys/pkg/FR-2015-02-09/pdf/2015-02465.pdf Rule - Asset-Backed Securities Disclosure and Registration https://regulations.justia.com/regulations/fedreg/2015/02/06/2015-02425.html https://regulations.justia.com/regulations/fedreg/2015/02/06/2015-02425.html Fri, 06 Feb 2015 00:00:00 -0800 2015-02425 Rule http://www.gpo.gov/fdsys/pkg/FR-2015-02-06/pdf/2015-02425.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to Shares of the iShares California AMT-Free Muni Bond ETF and iShares New York AMT-Free Muni Bond ETF https://regulations.justia.com/regulations/fedreg/2015/02/06/2015-02342.html https://regulations.justia.com/regulations/fedreg/2015/02/06/2015-02342.html Fri, 06 Feb 2015 00:00:00 -0800 2015-02342 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-06/pdf/2015-02342.pdf Notice - Capital Group ETF Trust, et al.; https://regulations.justia.com/regulations/fedreg/2015/02/06/2015-02318.html https://regulations.justia.com/regulations/fedreg/2015/02/06/2015-02318.html Fri, 06 Feb 2015 00:00:00 -0800 2015-02318 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-06/pdf/2015-02318.pdf Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2015/02/05/2015-02303.html https://regulations.justia.com/regulations/fedreg/2015/02/05/2015-02303.html Thu, 05 Feb 2015 00:00:00 -0800 2015-02303 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-05/pdf/2015-02303.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Amending Its Continued Listing Requirements in Relation to the Late Filing of a Company's Annual Report With the Securities and Exchange Commission as Set Forth in Section 802.01E of the Exchange's Listed Company Manual https://regulations.justia.com/regulations/fedreg/2015/02/05/2015-02267.html https://regulations.justia.com/regulations/fedreg/2015/02/05/2015-02267.html Thu, 05 Feb 2015 00:00:00 -0800 2015-02267 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-05/pdf/2015-02267.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Amex Options Fee Schedule To Make a Change to the Amex Customer Engagement Program in Section I.E. of the Fee Schedule https://regulations.justia.com/regulations/fedreg/2015/02/05/2015-02252.html https://regulations.justia.com/regulations/fedreg/2015/02/05/2015-02252.html Thu, 05 Feb 2015 00:00:00 -0800 2015-02252 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-05/pdf/2015-02252.pdf Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Enhancements to Its Risk Model for Credit Default Swaps https://regulations.justia.com/regulations/fedreg/2015/02/05/2015-02251.html https://regulations.justia.com/regulations/fedreg/2015/02/05/2015-02251.html Thu, 05 Feb 2015 00:00:00 -0800 2015-02251 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-05/pdf/2015-02251.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing of Proposed Rule Change To Amend Its Rules for the Listing and Trading on the Exchange of Options Settling to the RealVolTM https://regulations.justia.com/regulations/fedreg/2015/02/05/2015-02250.html https://regulations.justia.com/regulations/fedreg/2015/02/05/2015-02250.html Thu, 05 Feb 2015 00:00:00 -0800 2015-02250 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-05/pdf/2015-02250.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending NYSE Arca Equities Rule 5.2(j)(3), Commentary .02 Relating To Listing of Investment Company Units Based on Municipal Bond Indexes https://regulations.justia.com/regulations/fedreg/2015/02/04/2015-02109.html https://regulations.justia.com/regulations/fedreg/2015/02/04/2015-02109.html Wed, 04 Feb 2015 00:00:00 -0800 2015-02109 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-04/pdf/2015-02109.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change With the Proposed Amendment of the Restated Certificate of Incorporation of Exchange Subsidiary NYSE Regulation, Inc. https://regulations.justia.com/regulations/fedreg/2015/02/04/2015-02108.html https://regulations.justia.com/regulations/fedreg/2015/02/04/2015-02108.html Wed, 04 Feb 2015 00:00:00 -0800 2015-02108 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-04/pdf/2015-02108.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Applicable to Securities Listed on BATS Exchange, Inc. pursuant to Rule 14.13 https://regulations.justia.com/regulations/fedreg/2015/02/04/2015-02107.html https://regulations.justia.com/regulations/fedreg/2015/02/04/2015-02107.html Wed, 04 Feb 2015 00:00:00 -0800 2015-02107 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-04/pdf/2015-02107.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Deadline for the VPR Program to January 14, 2015 https://regulations.justia.com/regulations/fedreg/2015/02/04/2015-02106.html https://regulations.justia.com/regulations/fedreg/2015/02/04/2015-02106.html Wed, 04 Feb 2015 00:00:00 -0800 2015-02106 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-04/pdf/2015-02106.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Pricing Schedule Under Section VIII With Respect To Execution and Routing of Orders in Securities Priced at $1 or More Per Share https://regulations.justia.com/regulations/fedreg/2015/02/04/2015-02105.html https://regulations.justia.com/regulations/fedreg/2015/02/04/2015-02105.html Wed, 04 Feb 2015 00:00:00 -0800 2015-02105 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-04/pdf/2015-02105.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change To Amend Exchange Rules Related to Order Tickets https://regulations.justia.com/regulations/fedreg/2015/02/04/2015-02104.html https://regulations.justia.com/regulations/fedreg/2015/02/04/2015-02104.html Wed, 04 Feb 2015 00:00:00 -0800 2015-02104 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-04/pdf/2015-02104.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2015/02/03/2015-02102.html https://regulations.justia.com/regulations/fedreg/2015/02/03/2015-02102.html Tue, 03 Feb 2015 00:00:00 -0800 2015-02102 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-03/pdf/2015-02102.pdf Notice - Investment Company Act Release No. 31435; 812-14349 Trust for Professional Managers and William Blair & Company L.L.C.; Notice of Application https://regulations.justia.com/regulations/fedreg/2015/02/03/2015-02065.html https://regulations.justia.com/regulations/fedreg/2015/02/03/2015-02065.html Tue, 03 Feb 2015 00:00:00 -0800 2015-02065 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-03/pdf/2015-02065.pdf Notice - Diamond Hill Capital Management, Inc., et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2015/02/03/2015-02064.html https://regulations.justia.com/regulations/fedreg/2015/02/03/2015-02064.html Tue, 03 Feb 2015 00:00:00 -0800 2015-02064 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-03/pdf/2015-02064.pdf Notice - CSOP ETF Trust and CSOP Asset Management Limited; Notice of Application https://regulations.justia.com/regulations/fedreg/2015/02/03/2015-02020.html https://regulations.justia.com/regulations/fedreg/2015/02/03/2015-02020.html Tue, 03 Feb 2015 00:00:00 -0800 2015-02020 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-03/pdf/2015-02020.pdf Notice - Crow Point Partners, LLC and Northern Lights Fund Trust; Notice of Application https://regulations.justia.com/regulations/fedreg/2015/02/03/2015-02019.html https://regulations.justia.com/regulations/fedreg/2015/02/03/2015-02019.html Tue, 03 Feb 2015 00:00:00 -0800 2015-02019 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-03/pdf/2015-02019.pdf Notice - AlphaMark Advisors, LLC, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2015/02/03/2015-02018.html https://regulations.justia.com/regulations/fedreg/2015/02/03/2015-02018.html Tue, 03 Feb 2015 00:00:00 -0800 2015-02018 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-03/pdf/2015-02018.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Adopt New Exchange Rule 1081, Solicitation Mechanism, To Introduce a New Electronic Solicitation Mechanism https://regulations.justia.com/regulations/fedreg/2015/02/03/2015-02017.html https://regulations.justia.com/regulations/fedreg/2015/02/03/2015-02017.html Tue, 03 Feb 2015 00:00:00 -0800 2015-02017 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-03/pdf/2015-02017.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Non-Substantive Amendments and Clarifications to the Fee Schedule https://regulations.justia.com/regulations/fedreg/2015/02/03/2015-02016.html https://regulations.justia.com/regulations/fedreg/2015/02/03/2015-02016.html Tue, 03 Feb 2015 00:00:00 -0800 2015-02016 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-03/pdf/2015-02016.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Non-Substantive Amendments and Clarifications to the Fee Schedule https://regulations.justia.com/regulations/fedreg/2015/02/03/2015-02015.html https://regulations.justia.com/regulations/fedreg/2015/02/03/2015-02015.html Tue, 03 Feb 2015 00:00:00 -0800 2015-02015 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-03/pdf/2015-02015.pdf Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Chapter IX of Its Rulebook To Incorporate Certain Rules of NASDAQ and FINRA Relating to Arbitration and Mediation https://regulations.justia.com/regulations/fedreg/2015/02/03/2015-02014.html https://regulations.justia.com/regulations/fedreg/2015/02/03/2015-02014.html Tue, 03 Feb 2015 00:00:00 -0800 2015-02014 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-03/pdf/2015-02014.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Chapter IX of Its Rulebook To Incorporate Certain Rules of NASDAQ and FINRA Relating to Arbitration and Mediation https://regulations.justia.com/regulations/fedreg/2015/02/03/2015-02013.html https://regulations.justia.com/regulations/fedreg/2015/02/03/2015-02013.html Tue, 03 Feb 2015 00:00:00 -0800 2015-02013 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-03/pdf/2015-02013.pdf Notice - Self-Regulatory Organizations: Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a Box Spread Strategy Rebate for Users of the Exchange's Customized Options Pricing Service https://regulations.justia.com/regulations/fedreg/2015/02/03/2015-02012.html https://regulations.justia.com/regulations/fedreg/2015/02/03/2015-02012.html Tue, 03 Feb 2015 00:00:00 -0800 2015-02012 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-03/pdf/2015-02012.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2015/02/02/2015-01955.html https://regulations.justia.com/regulations/fedreg/2015/02/02/2015-01955.html Mon, 02 Feb 2015 00:00:00 -0800 2015-01955 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-02/pdf/2015-01955.pdf Notice - Advisory Committee on Small and Emerging Companies https://regulations.justia.com/regulations/fedreg/2015/02/02/2015-01898.html https://regulations.justia.com/regulations/fedreg/2015/02/02/2015-01898.html Mon, 02 Feb 2015 00:00:00 -0800 2015-01898 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-02/pdf/2015-01898.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2015/02/02/2015-01874.html https://regulations.justia.com/regulations/fedreg/2015/02/02/2015-01874.html Mon, 02 Feb 2015 00:00:00 -0800 2015-01874 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-02/pdf/2015-01874.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2015/02/02/2015-01873.html https://regulations.justia.com/regulations/fedreg/2015/02/02/2015-01873.html Mon, 02 Feb 2015 00:00:00 -0800 2015-01873 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-02/pdf/2015-01873.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2015/02/02/2015-01872.html https://regulations.justia.com/regulations/fedreg/2015/02/02/2015-01872.html Mon, 02 Feb 2015 00:00:00 -0800 2015-01872 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-02/pdf/2015-01872.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2015/02/02/2015-01871.html https://regulations.justia.com/regulations/fedreg/2015/02/02/2015-01871.html Mon, 02 Feb 2015 00:00:00 -0800 2015-01871 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-02/pdf/2015-01871.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rules 2.5(c)(4) and 11.5 To Harmonize With EDGA and EDGX Rules, Its Membership Requirements Applicable to Clearing Agencies That Clear Transactions for Members https://regulations.justia.com/regulations/fedreg/2015/02/02/2015-01870.html https://regulations.justia.com/regulations/fedreg/2015/02/02/2015-01870.html Mon, 02 Feb 2015 00:00:00 -0800 2015-01870 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-02/pdf/2015-01870.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend Pilot Program that Eliminates Position and Exercise Limits for Physically-Settled SPDR S&P 500 ETF Trust (“SPY”) Options https://regulations.justia.com/regulations/fedreg/2015/02/02/2015-01869.html https://regulations.justia.com/regulations/fedreg/2015/02/02/2015-01869.html Mon, 02 Feb 2015 00:00:00 -0800 2015-01869 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-02/pdf/2015-01869.pdf Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rules 2.5(c)(4) and 11.5 To Harmonize With EDGA and EDGX Rules, Its Membership Requirements Applicable To Clearing Agencies That Clear Transactions for Members https://regulations.justia.com/regulations/fedreg/2015/02/02/2015-01868.html https://regulations.justia.com/regulations/fedreg/2015/02/02/2015-01868.html Mon, 02 Feb 2015 00:00:00 -0800 2015-01868 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-02/pdf/2015-01868.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Options on Shares of the Market Vectors ETFs https://regulations.justia.com/regulations/fedreg/2015/02/02/2015-01867.html https://regulations.justia.com/regulations/fedreg/2015/02/02/2015-01867.html Mon, 02 Feb 2015 00:00:00 -0800 2015-01867 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-02/pdf/2015-01867.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Clearance of New Government Bond Contracts https://regulations.justia.com/regulations/fedreg/2015/02/02/2015-01866.html https://regulations.justia.com/regulations/fedreg/2015/02/02/2015-01866.html Mon, 02 Feb 2015 00:00:00 -0800 2015-01866 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-02/pdf/2015-01866.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding the Short Term Option Series Program https://regulations.justia.com/regulations/fedreg/2015/02/02/2015-01865.html https://regulations.justia.com/regulations/fedreg/2015/02/02/2015-01865.html Mon, 02 Feb 2015 00:00:00 -0800 2015-01865 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-02/pdf/2015-01865.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding the Short Term Option Series Program https://regulations.justia.com/regulations/fedreg/2015/02/02/2015-01864.html https://regulations.justia.com/regulations/fedreg/2015/02/02/2015-01864.html Mon, 02 Feb 2015 00:00:00 -0800 2015-01864 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-02/pdf/2015-01864.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding the Short Term Option Series Program https://regulations.justia.com/regulations/fedreg/2015/02/02/2015-01863.html https://regulations.justia.com/regulations/fedreg/2015/02/02/2015-01863.html Mon, 02 Feb 2015 00:00:00 -0800 2015-01863 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-02/pdf/2015-01863.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding the Short Term Option Series Program https://regulations.justia.com/regulations/fedreg/2015/02/02/2015-01862.html https://regulations.justia.com/regulations/fedreg/2015/02/02/2015-01862.html Mon, 02 Feb 2015 00:00:00 -0800 2015-01862 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-02/pdf/2015-01862.pdf Notice - Self-Regulatory Organizations: Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule https://regulations.justia.com/regulations/fedreg/2015/02/02/2015-01861.html https://regulations.justia.com/regulations/fedreg/2015/02/02/2015-01861.html Mon, 02 Feb 2015 00:00:00 -0800 2015-01861 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-02/pdf/2015-01861.pdf