<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2015/02/24?registers=between Wed, 27 Nov 2024 03:35:37 -0800 Wed, 27 Nov 2024 03:35:37 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2015/02/24?registers=between Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Exchange Rule 6.15 https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03821.html https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03821.html Tue, 24 Feb 2015 00:00:00 -0800 2015-03821 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-24/pdf/2015-03821.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Adopt New Rule 5713 and List Paired Class Shares Issued by AccuShares® Commodities Trust I https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03713.html https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03713.html Tue, 24 Feb 2015 00:00:00 -0800 2015-03713 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-24/pdf/2015-03713.pdf Notice - Realty Capital Income Funds Trust, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03689.html https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03689.html Tue, 24 Feb 2015 00:00:00 -0800 2015-03689 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-24/pdf/2015-03689.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Partial Amendment No. 1 and Partial Amendment No. 2, Amending Rule 13-Equities and Related Rules Governing Order Types and Modifiers https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03678.html https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03678.html Tue, 24 Feb 2015 00:00:00 -0800 2015-03678 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-24/pdf/2015-03678.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03670.html https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03670.html Tue, 24 Feb 2015 00:00:00 -0800 2015-03670 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-24/pdf/2015-03670.pdf Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 8.15 Entitled “Imposition of Fines for Minor Violation(s) of Rules” https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03669.html https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03669.html Tue, 24 Feb 2015 00:00:00 -0800 2015-03669 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-24/pdf/2015-03669.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 8.15 Entitled “Imposition of Fines for Minor Violation(s) of Rules” https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03668.html https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03668.html Tue, 24 Feb 2015 00:00:00 -0800 2015-03668 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-24/pdf/2015-03668.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 8.15 Entitled “Imposition of Fines for Minor Violation(s) of Rules” https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03667.html https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03667.html Tue, 24 Feb 2015 00:00:00 -0800 2015-03667 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-24/pdf/2015-03667.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To List and Trade Shares of the iShares U.S. Fixed Income Balanced Risk ETF of the iShares U.S. ETF Trust Under Rule 14.11(i) https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03666.html https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03666.html Tue, 24 Feb 2015 00:00:00 -0800 2015-03666 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-24/pdf/2015-03666.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03665.html https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03665.html Tue, 24 Feb 2015 00:00:00 -0800 2015-03665 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-24/pdf/2015-03665.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 8.15 Entitled “Imposition of Fines for Minor Violation(s) of Rules” https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03664.html https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03664.html Tue, 24 Feb 2015 00:00:00 -0800 2015-03664 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-24/pdf/2015-03664.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Pricing Schedule Under Section VIII With Respect to Execution and Routing of Orders in Securities Priced at $1 or More per Share https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03663.html https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03663.html Tue, 24 Feb 2015 00:00:00 -0800 2015-03663 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-24/pdf/2015-03663.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Listing and Trading of Shares of WisdomTree Put Write Strategy Fund Under Commentary .01 to NYSE Arca Equities Rule 5.2(j)(3) https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03661.html https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03661.html Tue, 24 Feb 2015 00:00:00 -0800 2015-03661 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-24/pdf/2015-03661.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Amend the Codes of Arbitration Procedure To Increase the Late Cancellation Fee https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03660.html https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03660.html Tue, 24 Feb 2015 00:00:00 -0800 2015-03660 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-24/pdf/2015-03660.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03659.html https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03659.html Tue, 24 Feb 2015 00:00:00 -0800 2015-03659 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-24/pdf/2015-03659.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Section 402.05 of the NYSE Listed Company Manual To Clarify That Listed Companies Soliciting Proxy Material Through Brokers or Other Entities Must Comply With SEC Rule 14a-13 https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03658.html https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03658.html Tue, 24 Feb 2015 00:00:00 -0800 2015-03658 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-24/pdf/2015-03658.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03657.html https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03657.html Tue, 24 Feb 2015 00:00:00 -0800 2015-03657 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-24/pdf/2015-03657.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Fees for the BATS One Feed, and Amend Fees for BZX Top and BZX Last Sale https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03656.html https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03656.html Tue, 24 Feb 2015 00:00:00 -0800 2015-03656 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-24/pdf/2015-03656.pdf Notice - Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Fees for the BATS One Feed, and Amend Fees for BYX Top and BYX Last Sale https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03655.html https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03655.html Tue, 24 Feb 2015 00:00:00 -0800 2015-03655 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-24/pdf/2015-03655.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Fees for EDGA Top, EDGA Last Sale, and the BATS One Feed https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03654.html https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03654.html Tue, 24 Feb 2015 00:00:00 -0800 2015-03654 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-24/pdf/2015-03654.pdf Notice - Eagle Point Credit Company Inc., et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03653.html https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03653.html Tue, 24 Feb 2015 00:00:00 -0800 2015-03653 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-24/pdf/2015-03653.pdf