Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2015/02/24?limit=200&registers=between&mode=atom 2024-11-27T03:34:27-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03821.html Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Exchange Rule 6.15 2015-02-24T00:00:00-08:00 2015-02-24T00:00:00-08:00 2015-03821 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-24/pdf/2015-03821.pdf https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03713.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Adopt New Rule 5713 and List Paired Class Shares Issued by AccuShares® Commodities Trust I 2015-02-24T00:00:00-08:00 2015-02-24T00:00:00-08:00 2015-03713 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-24/pdf/2015-03713.pdf https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03689.html Notice - Realty Capital Income Funds Trust, et al.; Notice of Application 2015-02-24T00:00:00-08:00 2015-02-24T00:00:00-08:00 2015-03689 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-24/pdf/2015-03689.pdf https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03678.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Partial Amendment No. 1 and Partial Amendment No. 2, Amending Rule 13-Equities and Related Rules Governing Order Types and Modifiers 2015-02-24T00:00:00-08:00 2015-02-24T00:00:00-08:00 2015-03678 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-24/pdf/2015-03678.pdf https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03670.html Notice - Submission for OMB Review; Comment Request 2015-02-24T00:00:00-08:00 2015-02-24T00:00:00-08:00 2015-03670 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-24/pdf/2015-03670.pdf https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03669.html Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 8.15 Entitled “Imposition of Fines for Minor Violation(s) of Rules” 2015-02-24T00:00:00-08:00 2015-02-24T00:00:00-08:00 2015-03669 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-24/pdf/2015-03669.pdf https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03668.html Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 8.15 Entitled “Imposition of Fines for Minor Violation(s) of Rules” 2015-02-24T00:00:00-08:00 2015-02-24T00:00:00-08:00 2015-03668 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-24/pdf/2015-03668.pdf https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03667.html Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 8.15 Entitled “Imposition of Fines for Minor Violation(s) of Rules” 2015-02-24T00:00:00-08:00 2015-02-24T00:00:00-08:00 2015-03667 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-24/pdf/2015-03667.pdf https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03666.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To List and Trade Shares of the iShares U.S. Fixed Income Balanced Risk ETF of the iShares U.S. ETF Trust Under Rule 14.11(i) 2015-02-24T00:00:00-08:00 2015-02-24T00:00:00-08:00 2015-03666 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-24/pdf/2015-03666.pdf https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03665.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule 2015-02-24T00:00:00-08:00 2015-02-24T00:00:00-08:00 2015-03665 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-24/pdf/2015-03665.pdf https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03664.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 8.15 Entitled “Imposition of Fines for Minor Violation(s) of Rules” 2015-02-24T00:00:00-08:00 2015-02-24T00:00:00-08:00 2015-03664 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-24/pdf/2015-03664.pdf https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03663.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Pricing Schedule Under Section VIII With Respect to Execution and Routing of Orders in Securities Priced at $1 or More per Share 2015-02-24T00:00:00-08:00 2015-02-24T00:00:00-08:00 2015-03663 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-24/pdf/2015-03663.pdf https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03661.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Listing and Trading of Shares of WisdomTree Put Write Strategy Fund Under Commentary .01 to NYSE Arca Equities Rule 5.2(j)(3) 2015-02-24T00:00:00-08:00 2015-02-24T00:00:00-08:00 2015-03661 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-24/pdf/2015-03661.pdf https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03660.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Amend the Codes of Arbitration Procedure To Increase the Late Cancellation Fee 2015-02-24T00:00:00-08:00 2015-02-24T00:00:00-08:00 2015-03660 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-24/pdf/2015-03660.pdf https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03659.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule 2015-02-24T00:00:00-08:00 2015-02-24T00:00:00-08:00 2015-03659 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-24/pdf/2015-03659.pdf https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03658.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Section 402.05 of the NYSE Listed Company Manual To Clarify That Listed Companies Soliciting Proxy Material Through Brokers or Other Entities Must Comply With SEC Rule 14a-13 2015-02-24T00:00:00-08:00 2015-02-24T00:00:00-08:00 2015-03658 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-24/pdf/2015-03658.pdf https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03657.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees 2015-02-24T00:00:00-08:00 2015-02-24T00:00:00-08:00 2015-03657 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-24/pdf/2015-03657.pdf https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03656.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Fees for the BATS One Feed, and Amend Fees for BZX Top and BZX Last Sale 2015-02-24T00:00:00-08:00 2015-02-24T00:00:00-08:00 2015-03656 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-24/pdf/2015-03656.pdf https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03655.html Notice - Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Fees for the BATS One Feed, and Amend Fees for BYX Top and BYX Last Sale 2015-02-24T00:00:00-08:00 2015-02-24T00:00:00-08:00 2015-03655 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-24/pdf/2015-03655.pdf https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03654.html Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Fees for EDGA Top, EDGA Last Sale, and the BATS One Feed 2015-02-24T00:00:00-08:00 2015-02-24T00:00:00-08:00 2015-03654 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-24/pdf/2015-03654.pdf https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03653.html Notice - Eagle Point Credit Company Inc., et al.; Notice of Application 2015-02-24T00:00:00-08:00 2015-02-24T00:00:00-08:00 2015-03653 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-24/pdf/2015-03653.pdf