Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2015/02/20?limit=200®isters=between&mode=atom2024-05-20T02:41:35-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2015/02/20/2015-03522.htmlNotice - Joint Industry Plan; Order Approving Amendment No. 34 to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis Submitted by the BATS Exchange, Inc., BATS Y-Exchange, Inc., Chicago Board Options Exchange, Incorporated, Chicago Stock Exchange, Inc., EDGA Exchange, Inc., EDGX Exchange, Inc., Financial Industry Regulatory Authority, Inc., International Securities Exchange LLC, NASDAQ OMX BX, Inc., NASDAQ OMX PHLX, Inc., Nasdaq Stock Market LLC, National Stock Exchange, Inc., New York Stock Exchange LLC, NYSE MKT, LLC, and NYSE Arca, Inc.2015-02-20T00:00:00-08:002015-02-20T00:00:00-08:002015-03522Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-20/pdf/2015-03522.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/20/2015-03521.htmlNotice - Consolidated Tape Association; Order Approving the Nineteenth Substantive Amendment to the Second Restatement of the Consolidated Tape Association Plan2015-02-20T00:00:00-08:002015-02-20T00:00:00-08:002015-03521Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-20/pdf/2015-03521.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/20/2015-03519.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Listing and Trading of Shares of the Innovator IBD® 50 Fund Under NYSE Arca Equities Rule 8.6002015-02-20T00:00:00-08:002015-02-20T00:00:00-08:002015-03519Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-20/pdf/2015-03519.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/20/2015-03518.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Approval of Proposed Rule Change To Require That a Company Publicly Disclose the Denial of a Listing Application2015-02-20T00:00:00-08:002015-02-20T00:00:00-08:002015-03518Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-20/pdf/2015-03518.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/20/2015-03517.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Remote Streaming Quote Traders2015-02-20T00:00:00-08:002015-02-20T00:00:00-08:002015-03517Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-20/pdf/2015-03517.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/20/2015-03516.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the AdvisorShares WCM/BNY Mellon Focused Growth ADR ETF's Holdings of Non-U.S. Equity Securities2015-02-20T00:00:00-08:002015-02-20T00:00:00-08:002015-03516Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-20/pdf/2015-03516.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/20/2015-03515.htmlNotice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Order Granting Approval of Proposed Rule Change in Connection With a Proposed Transaction in Which National Stock Exchange Holdings, Inc. Will Acquire Ownership of the Exchange From the CBOE Stock Exchange, LLC2015-02-20T00:00:00-08:002015-02-20T00:00:00-08:002015-03515Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-20/pdf/2015-03515.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/20/2015-03509.htmlNotice - Proxy Voting Roundtable2015-02-20T00:00:00-08:002015-02-20T00:00:00-08:002015-03509Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-20/pdf/2015-03509.pdf