Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2015/01/26?limit=200&registers=between&mode=atom 2024-11-24T09:54:50-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2015/01/26/2015-01275.html Notice - Investor Advisory Committee Meeting 2015-01-26T00:00:00-08:00 2015-01-26T00:00:00-08:00 2015-01275 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-26/pdf/2015-01275.pdf https://regulations.justia.com/regulations/fedreg/2015/01/26/2015-01252.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to SPY Pilot Program 2015-01-26T00:00:00-08:00 2015-01-26T00:00:00-08:00 2015-01252 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-26/pdf/2015-01252.pdf https://regulations.justia.com/regulations/fedreg/2015/01/26/2015-01251.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Order Approving Proposed Rule Change To Amend NSCC's Rules and Procedures in Connection With the Discontinuance of the Analytic Reporting Service 2015-01-26T00:00:00-08:00 2015-01-26T00:00:00-08:00 2015-01251 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-26/pdf/2015-01251.pdf https://regulations.justia.com/regulations/fedreg/2015/01/26/2015-01250.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding BX LMM and Penny Pilot Options 2015-01-26T00:00:00-08:00 2015-01-26T00:00:00-08:00 2015-01250 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-26/pdf/2015-01250.pdf https://regulations.justia.com/regulations/fedreg/2015/01/26/2015-01249.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving a Proposed Rule Change Relating to the NASDAQ Opening and Halt Cross 2015-01-26T00:00:00-08:00 2015-01-26T00:00:00-08:00 2015-01249 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-26/pdf/2015-01249.pdf https://regulations.justia.com/regulations/fedreg/2015/01/26/2015-01248.html Notice - Self-Regulatory Organizations: Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Implement an Equity Rights Program 2015-01-26T00:00:00-08:00 2015-01-26T00:00:00-08:00 2015-01248 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-26/pdf/2015-01248.pdf https://regulations.justia.com/regulations/fedreg/2015/01/26/2015-01247.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 123C-Equities To Specify That Exchange Systems May Close One or More Securities Electronically If a Designated Market Maker Registered in a Security or Securities Cannot Facilitate the Close of Trading as Required by Exchange Rules 2015-01-26T00:00:00-08:00 2015-01-26T00:00:00-08:00 2015-01247 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-26/pdf/2015-01247.pdf https://regulations.justia.com/regulations/fedreg/2015/01/26/2015-01246.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Listing and Trading of Shares of the AdvisorShares Pacific Asset Enhanced Floating Rate ETF Under NYSE Arca Equities Rule 8.600 2015-01-26T00:00:00-08:00 2015-01-26T00:00:00-08:00 2015-01246 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-26/pdf/2015-01246.pdf https://regulations.justia.com/regulations/fedreg/2015/01/26/2015-01245.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of an Advance Notice, and Amendment No. 1 Thereto, To Establish Procedures Regarding the Monthly Resizing of its Clearing Fund and the Addition of Financial Resources 2015-01-26T00:00:00-08:00 2015-01-26T00:00:00-08:00 2015-01245 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-26/pdf/2015-01245.pdf