Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2015/01/23?limit=200&registers=between&mode=atom 2024-11-24T09:59:08-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2015/01/23/2015-01159.html Notice - Notice of Federal Advisory Committee Establishment; Equity Market Structure Advisory Committee 2015-01-23T00:00:00-08:00 2015-01-23T00:00:00-08:00 2015-01159 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-23/pdf/2015-01159.pdf https://regulations.justia.com/regulations/fedreg/2015/01/23/2015-01108.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Remove the Exchange's Quote Mitigation Plan as Provided by Commentary .03 to Exchange Rule 6.86 2015-01-23T00:00:00-08:00 2015-01-23T00:00:00-08:00 2015-01108 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-23/pdf/2015-01108.pdf https://regulations.justia.com/regulations/fedreg/2015/01/23/2015-01107.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Remove the Exchange's Quote Mitigation Plan as Provided by Exchange Rule 970.1NY 2015-01-23T00:00:00-08:00 2015-01-23T00:00:00-08:00 2015-01107 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-23/pdf/2015-01107.pdf https://regulations.justia.com/regulations/fedreg/2015/01/23/2015-01078.html Notice - Proposed Collection; Comment Request 2015-01-23T00:00:00-08:00 2015-01-23T00:00:00-08:00 2015-01078 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-23/pdf/2015-01078.pdf https://regulations.justia.com/regulations/fedreg/2015/01/23/2015-01077.html Notice - Proposed Collection; Comment Request 2015-01-23T00:00:00-08:00 2015-01-23T00:00:00-08:00 2015-01077 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-23/pdf/2015-01077.pdf https://regulations.justia.com/regulations/fedreg/2015/01/23/2015-01076.html Notice - Proposed Collection; Comment Request 2015-01-23T00:00:00-08:00 2015-01-23T00:00:00-08:00 2015-01076 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-23/pdf/2015-01076.pdf https://regulations.justia.com/regulations/fedreg/2015/01/23/2015-01075.html Notice - Proposed Collection; Comment Request 2015-01-23T00:00:00-08:00 2015-01-23T00:00:00-08:00 2015-01075 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-23/pdf/2015-01075.pdf https://regulations.justia.com/regulations/fedreg/2015/01/23/2015-01074.html Notice - Proposed Collection; Comment Request 2015-01-23T00:00:00-08:00 2015-01-23T00:00:00-08:00 2015-01074 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-23/pdf/2015-01074.pdf https://regulations.justia.com/regulations/fedreg/2015/01/23/2015-01072.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Amex Options Fee Schedule 2015-01-23T00:00:00-08:00 2015-01-23T00:00:00-08:00 2015-01072 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-23/pdf/2015-01072.pdf https://regulations.justia.com/regulations/fedreg/2015/01/23/2015-01071.html Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Order Granting Approval of Proposed Rule Change Relating to CDS Pricing Policy 2015-01-23T00:00:00-08:00 2015-01-23T00:00:00-08:00 2015-01071 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-23/pdf/2015-01071.pdf https://regulations.justia.com/regulations/fedreg/2015/01/23/2015-01070.html Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change To Revise the ICC Treasury Operations Policies and Procedures 2015-01-23T00:00:00-08:00 2015-01-23T00:00:00-08:00 2015-01070 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-23/pdf/2015-01070.pdf https://regulations.justia.com/regulations/fedreg/2015/01/23/2015-01069.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Sections 140 and 141 of The NYSE MKT Company Guide To Adopt A New Flat Annual Fee of $5,000 for Listed Warrants 2015-01-23T00:00:00-08:00 2015-01-23T00:00:00-08:00 2015-01069 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-23/pdf/2015-01069.pdf https://regulations.justia.com/regulations/fedreg/2015/01/23/2015-01068.html Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Formalize the ICC Operational Risk Management Framework 2015-01-23T00:00:00-08:00 2015-01-23T00:00:00-08:00 2015-01068 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-23/pdf/2015-01068.pdf https://regulations.justia.com/regulations/fedreg/2015/01/23/2015-01067.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Extranet Access Fee 2015-01-23T00:00:00-08:00 2015-01-23T00:00:00-08:00 2015-01067 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-23/pdf/2015-01067.pdf https://regulations.justia.com/regulations/fedreg/2015/01/23/2015-01066.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Membership Application 2015-01-23T00:00:00-08:00 2015-01-23T00:00:00-08:00 2015-01066 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-23/pdf/2015-01066.pdf https://regulations.justia.com/regulations/fedreg/2015/01/23/2015-01065.html Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Clarify the Use of Certain Data Feeds 2015-01-23T00:00:00-08:00 2015-01-23T00:00:00-08:00 2015-01065 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-23/pdf/2015-01065.pdf https://regulations.justia.com/regulations/fedreg/2015/01/23/2015-01064.html Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Clarify the Use of Certain Data Feeds 2015-01-23T00:00:00-08:00 2015-01-23T00:00:00-08:00 2015-01064 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-23/pdf/2015-01064.pdf https://regulations.justia.com/regulations/fedreg/2015/01/23/2015-01063.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Clarify the Use of Certain Data Feeds 2015-01-23T00:00:00-08:00 2015-01-23T00:00:00-08:00 2015-01063 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-23/pdf/2015-01063.pdf