Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2015/01/16?limit=200&registers=between&mode=atom 2024-11-24T09:55:20-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2015/01/16/2015-00625.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Extranet Access Fee 2015-01-16T00:00:00-08:00 2015-01-16T00:00:00-08:00 2015-00625 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-16/pdf/2015-00625.pdf https://regulations.justia.com/regulations/fedreg/2015/01/16/2015-00624.html Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amending Rule 8.2(d) 2015-01-16T00:00:00-08:00 2015-01-16T00:00:00-08:00 2015-00624 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-16/pdf/2015-00624.pdf https://regulations.justia.com/regulations/fedreg/2015/01/16/2015-00579.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Order Approving Proposed Rule Change Amending Rules 311-Equities and 313-Equities To Add Limited Liability Companies as Eligible Member Organizations and Delineate the Information Limited Liability Companies Must Submit to the Exchange as Part of the Membership Process; Eliminate the Requirement That a Member Corporation Be Created or Organized, and Maintain Its Principal Place of Business, in the United States; and Make Additional Related Amendments To Update Its Membership Rules 2015-01-16T00:00:00-08:00 2015-01-16T00:00:00-08:00 2015-00579 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-16/pdf/2015-00579.pdf https://regulations.justia.com/regulations/fedreg/2015/01/16/2015-00578.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change Amending Rules 311 and 313 To Add Limited Liability Companies as Eligible Member Organizations and Delineate the Information Limited Liability Companies Must Submit to the Exchange as Part of the Membership Process; Eliminate the Requirement That a Member Corporation Be Created or Organized, and Maintain Its Principal Place of Business, in the United States; and Make Additional Related Amendments To Update Its Membership Rules 2015-01-16T00:00:00-08:00 2015-01-16T00:00:00-08:00 2015-00578 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-16/pdf/2015-00578.pdf https://regulations.justia.com/regulations/fedreg/2015/01/16/2015-00577.html Notice - Self-Regulatory Organizations: The Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 807 2015-01-16T00:00:00-08:00 2015-01-16T00:00:00-08:00 2015-00577 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-16/pdf/2015-00577.pdf https://regulations.justia.com/regulations/fedreg/2015/01/16/2015-00576.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Fee Schedule in the Mortgage-Backed Securities Division Clearing Rules 2015-01-16T00:00:00-08:00 2015-01-16T00:00:00-08:00 2015-00576 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-16/pdf/2015-00576.pdf https://regulations.justia.com/regulations/fedreg/2015/01/16/2015-00575.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Price List Relating to Fees for Bond Trading License Firms 2015-01-16T00:00:00-08:00 2015-01-16T00:00:00-08:00 2015-00575 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-16/pdf/2015-00575.pdf