<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2015/01/15?registers=between Sun, 24 Nov 2024 09:48:13 -0800 Sun, 24 Nov 2024 09:48:13 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2015/01/15?registers=between Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2015/01/15/2015-00534.html https://regulations.justia.com/regulations/fedreg/2015/01/15/2015-00534.html Thu, 15 Jan 2015 00:00:00 -0800 2015-00534 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-15/pdf/2015-00534.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2015/01/15/2015-00533.html https://regulations.justia.com/regulations/fedreg/2015/01/15/2015-00533.html Thu, 15 Jan 2015 00:00:00 -0800 2015-00533 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-15/pdf/2015-00533.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .06 to Rule 6.8 To Extend the Pilot Program That Eliminated the Position Limits for Options on SPDR S&P 500 ETF https://regulations.justia.com/regulations/fedreg/2015/01/15/2015-00532.html https://regulations.justia.com/regulations/fedreg/2015/01/15/2015-00532.html Thu, 15 Jan 2015 00:00:00 -0800 2015-00532 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-15/pdf/2015-00532.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Certain Rules To Adopt or Align System Functionality With That Currently Offered by BATS Exchange, Inc. and BATS Y-Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2015/01/15/2015-00531.html https://regulations.justia.com/regulations/fedreg/2015/01/15/2015-00531.html Thu, 15 Jan 2015 00:00:00 -0800 2015-00531 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-15/pdf/2015-00531.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE OpenBook https://regulations.justia.com/regulations/fedreg/2015/01/15/2015-00530.html https://regulations.justia.com/regulations/fedreg/2015/01/15/2015-00530.html Thu, 15 Jan 2015 00:00:00 -0800 2015-00530 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-15/pdf/2015-00530.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Order Approving Proposed Rule Change Relating to ICE Clear Europe Board Risk Committee https://regulations.justia.com/regulations/fedreg/2015/01/15/2015-00529.html https://regulations.justia.com/regulations/fedreg/2015/01/15/2015-00529.html Thu, 15 Jan 2015 00:00:00 -0800 2015-00529 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-15/pdf/2015-00529.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Extranet Access Fee https://regulations.justia.com/regulations/fedreg/2015/01/15/2015-00528.html https://regulations.justia.com/regulations/fedreg/2015/01/15/2015-00528.html Thu, 15 Jan 2015 00:00:00 -0800 2015-00528 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-15/pdf/2015-00528.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Related to Fees for Use of EDGA Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2015/01/15/2015-00527.html https://regulations.justia.com/regulations/fedreg/2015/01/15/2015-00527.html Thu, 15 Jan 2015 00:00:00 -0800 2015-00527 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-15/pdf/2015-00527.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Related to Fees for Use of EDGX Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2015/01/15/2015-00526.html https://regulations.justia.com/regulations/fedreg/2015/01/15/2015-00526.html Thu, 15 Jan 2015 00:00:00 -0800 2015-00526 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-15/pdf/2015-00526.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Certain Rules To Adopt or Align System Functionality With That Currently Offered by BATS Exchange, Inc. and BATS Y-Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2015/01/15/2015-00525.html https://regulations.justia.com/regulations/fedreg/2015/01/15/2015-00525.html Thu, 15 Jan 2015 00:00:00 -0800 2015-00525 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-15/pdf/2015-00525.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Extranet Access Fee https://regulations.justia.com/regulations/fedreg/2015/01/15/2015-00524.html https://regulations.justia.com/regulations/fedreg/2015/01/15/2015-00524.html Thu, 15 Jan 2015 00:00:00 -0800 2015-00524 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-15/pdf/2015-00524.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change Relating to Quotation Requirements for Unlisted Equity Securities and Deletion of the Rules Related to the OTC Bulletin Board Service https://regulations.justia.com/regulations/fedreg/2015/01/15/2015-00523.html https://regulations.justia.com/regulations/fedreg/2015/01/15/2015-00523.html Thu, 15 Jan 2015 00:00:00 -0800 2015-00523 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-15/pdf/2015-00523.pdf