Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2015/01/12?limit=200&registers=between&mode=atom 2024-11-24T10:32:27-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2015/01/12/2015-00228.html Notice - Proposed Collection; Comment Request 2015-01-12T00:00:00-08:00 2015-01-12T00:00:00-08:00 2015-00228 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-12/pdf/2015-00228.pdf https://regulations.justia.com/regulations/fedreg/2015/01/12/2015-00227.html Notice - Context Capital Advisers, LLC and Context Capital Funds; Notice of Application 2015-01-12T00:00:00-08:00 2015-01-12T00:00:00-08:00 2015-00227 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-12/pdf/2015-00227.pdf https://regulations.justia.com/regulations/fedreg/2015/01/12/2015-00226.html Notice - Forum Funds II, et al.; Notice of Application 2015-01-12T00:00:00-08:00 2015-01-12T00:00:00-08:00 2015-00226 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-12/pdf/2015-00226.pdf https://regulations.justia.com/regulations/fedreg/2015/01/12/2015-00225.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Port Fees 2015-01-12T00:00:00-08:00 2015-01-12T00:00:00-08:00 2015-00225 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-12/pdf/2015-00225.pdf https://regulations.justia.com/regulations/fedreg/2015/01/12/2015-00224.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule 2015-01-12T00:00:00-08:00 2015-01-12T00:00:00-08:00 2015-00224 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-12/pdf/2015-00224.pdf https://regulations.justia.com/regulations/fedreg/2015/01/12/2015-00223.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule 2015-01-12T00:00:00-08:00 2015-01-12T00:00:00-08:00 2015-00223 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-12/pdf/2015-00223.pdf https://regulations.justia.com/regulations/fedreg/2015/01/12/2015-00222.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 123C To Specify That Exchange Systems May Close One or More Securities Electronically 2015-01-12T00:00:00-08:00 2015-01-12T00:00:00-08:00 2015-00222 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-12/pdf/2015-00222.pdf https://regulations.justia.com/regulations/fedreg/2015/01/12/2015-00221.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding Complex Orders 2015-01-12T00:00:00-08:00 2015-01-12T00:00:00-08:00 2015-00221 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-12/pdf/2015-00221.pdf https://regulations.justia.com/regulations/fedreg/2015/01/12/2015-00220.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Rule Governing Modification of Orders on Its NASDAQ OMX PSX Facility (“PSX”) in the Event of an Issuer Corporate Action Related to a Dividend, Payment or Distribution 2015-01-12T00:00:00-08:00 2015-01-12T00:00:00-08:00 2015-00220 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-12/pdf/2015-00220.pdf https://regulations.justia.com/regulations/fedreg/2015/01/12/2015-00219.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify BX's Rule Governing Modification of Orders in the Event of an Issuer Corporate Action Related to a Dividend, Payment or Distribution 2015-01-12T00:00:00-08:00 2015-01-12T00:00:00-08:00 2015-00219 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-12/pdf/2015-00219.pdf https://regulations.justia.com/regulations/fedreg/2015/01/12/2015-00218.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Order Granting Approval of Proposed Rule Change Regarding the Short Term Option Series Program 2015-01-12T00:00:00-08:00 2015-01-12T00:00:00-08:00 2015-00218 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-12/pdf/2015-00218.pdf https://regulations.justia.com/regulations/fedreg/2015/01/12/2015-00217.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE Arca BBO and NYSE Arca Trades 2015-01-12T00:00:00-08:00 2015-01-12T00:00:00-08:00 2015-00217 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-12/pdf/2015-00217.pdf https://regulations.justia.com/regulations/fedreg/2015/01/12/2015-00216.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Price List to Eliminate Transaction Fees for Midpoint Passive Liquidity Orders That Remove Liquidity From the Exchange and That Are Designated With a “Retail” Modifier as Defined in Rule 13 2015-01-12T00:00:00-08:00 2015-01-12T00:00:00-08:00 2015-00216 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-12/pdf/2015-00216.pdf https://regulations.justia.com/regulations/fedreg/2015/01/12/2015-00215.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Price List Related to Fees for Trading Licenses To Extend the Current Fee Schedule to February 27, 2015 and To Implement New Trading License Fees Effective March 1, 2015 2015-01-12T00:00:00-08:00 2015-01-12T00:00:00-08:00 2015-00215 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-12/pdf/2015-00215.pdf https://regulations.justia.com/regulations/fedreg/2015/01/12/2015-00214.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE MKT Order Imbalances 2015-01-12T00:00:00-08:00 2015-01-12T00:00:00-08:00 2015-00214 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-12/pdf/2015-00214.pdf https://regulations.justia.com/regulations/fedreg/2015/01/12/2015-00213.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE Order Imbalances 2015-01-12T00:00:00-08:00 2015-01-12T00:00:00-08:00 2015-00213 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-12/pdf/2015-00213.pdf https://regulations.justia.com/regulations/fedreg/2015/01/12/2015-00212.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fees for NYSE Arca Integrated Feed To Establish Eligibility Requirements for Redistribution 2015-01-12T00:00:00-08:00 2015-01-12T00:00:00-08:00 2015-00212 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-12/pdf/2015-00212.pdf https://regulations.justia.com/regulations/fedreg/2015/01/12/2015-00211.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Schedule of Fees and Charges for Exchange Services To Eliminate Transaction Fees for Midpoint Passive Liquidity Orders That Remove Liquidity From the Exchange and That Are Designated as “Retail” but Which Are Not Executed in the Retail Liquidity Program 2015-01-12T00:00:00-08:00 2015-01-12T00:00:00-08:00 2015-00211 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-12/pdf/2015-00211.pdf https://regulations.justia.com/regulations/fedreg/2015/01/12/2015-00210.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Price List To Eliminate Transaction Fees for Midpoint Passive Liquidity Orders That Remove Liquidity From the Exchange and That are Designated With a “Retail” Modifier as Defined in Rule 13-Equities 2015-01-12T00:00:00-08:00 2015-01-12T00:00:00-08:00 2015-00210 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-12/pdf/2015-00210.pdf