Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2015/01/09?limit=200&registers=between&mode=atom 2024-11-24T09:20:53-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2015/01/09/2015-00139.html Notice - Proposed Collection; Comment Request 2015-01-09T00:00:00-08:00 2015-01-09T00:00:00-08:00 2015-00139 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-09/pdf/2015-00139.pdf https://regulations.justia.com/regulations/fedreg/2015/01/09/2015-00138.html Notice - Proposed Collection; Comment Request 2015-01-09T00:00:00-08:00 2015-01-09T00:00:00-08:00 2015-00138 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-09/pdf/2015-00138.pdf https://regulations.justia.com/regulations/fedreg/2015/01/09/2015-00137.html Notice - Morgan Stanley Smith Barney LLC and Morgan Stanley Global Investment Solutions; Notice of Application 2015-01-09T00:00:00-08:00 2015-01-09T00:00:00-08:00 2015-00137 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-09/pdf/2015-00137.pdf https://regulations.justia.com/regulations/fedreg/2015/01/09/2015-00136.html Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Top and Last Sale Data Feeds 2015-01-09T00:00:00-08:00 2015-01-09T00:00:00-08:00 2015-00136 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-09/pdf/2015-00136.pdf https://regulations.justia.com/regulations/fedreg/2015/01/09/2015-00135.html Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Top and Last Sale Data Feeds 2015-01-09T00:00:00-08:00 2015-01-09T00:00:00-08:00 2015-00135 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-09/pdf/2015-00135.pdf https://regulations.justia.com/regulations/fedreg/2015/01/09/2015-00134.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Extranet Access Fee 2015-01-09T00:00:00-08:00 2015-01-09T00:00:00-08:00 2015-00134 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-09/pdf/2015-00134.pdf https://regulations.justia.com/regulations/fedreg/2015/01/09/2015-00133.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE MKT OpenBook MKT Order Imbalances 2015-01-09T00:00:00-08:00 2015-01-09T00:00:00-08:00 2015-00133 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-09/pdf/2015-00133.pdf https://regulations.justia.com/regulations/fedreg/2015/01/09/2015-00132.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE MKT BBO and NYSE MKT Trades 2015-01-09T00:00:00-08:00 2015-01-09T00:00:00-08:00 2015-00132 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-09/pdf/2015-00132.pdf https://regulations.justia.com/regulations/fedreg/2015/01/09/2015-00129.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE BBO and NYSE Trades 2015-01-09T00:00:00-08:00 2015-01-09T00:00:00-08:00 2015-00129 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-09/pdf/2015-00129.pdf https://regulations.justia.com/regulations/fedreg/2015/01/09/2015-00128.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Fees Charged for Tax Services 2015-01-09T00:00:00-08:00 2015-01-09T00:00:00-08:00 2015-00128 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-09/pdf/2015-00128.pdf https://regulations.justia.com/regulations/fedreg/2015/01/09/2015-00127.html Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend a Fee Waiver Program for Certain OTC FX Cleared-Only Products 2015-01-09T00:00:00-08:00 2015-01-09T00:00:00-08:00 2015-00127 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-09/pdf/2015-00127.pdf https://regulations.justia.com/regulations/fedreg/2015/01/09/2015-00126.html Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change To Revise the ICC Risk Management Framework 2015-01-09T00:00:00-08:00 2015-01-09T00:00:00-08:00 2015-00126 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-09/pdf/2015-00126.pdf