Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2015/01/02?limit=200&registers=between&mode=atom 2024-11-24T10:38:17-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2015/01/02/2014-30706.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Operation of Its Supplemental Liquidity Providers Pilot, Until the Earlier of the Securities and Exchange Commission's Approval To Make Such Pilot Permanent or July 31, 2015 2015-01-02T00:00:00-08:00 2015-01-02T00:00:00-08:00 2014-30706 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-02/pdf/2014-30706.pdf https://regulations.justia.com/regulations/fedreg/2015/01/02/2014-30705.html Notice - Self-Regulatory Organizations; NYSE MKT, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Operation of Its New Market Model Pilot, Until the Earlier of Securities and Exchange Commission Approval To Make Such Pilot Permanent or July 31, 2015 2015-01-02T00:00:00-08:00 2015-01-02T00:00:00-08:00 2014-30705 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-02/pdf/2014-30705.pdf https://regulations.justia.com/regulations/fedreg/2015/01/02/2014-30704.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Operation of Its Supplemental Liquidity Providers Pilot, Until the Earlier of the Securities and Exchange Commission's Approval To Make Such Pilot Permanent or July 31, 2015 2015-01-02T00:00:00-08:00 2015-01-02T00:00:00-08:00 2014-30704 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-02/pdf/2014-30704.pdf https://regulations.justia.com/regulations/fedreg/2015/01/02/2014-30703.html Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change in Connection With a Proposed Transaction in Which National Stock Exchange Holdings, Inc. Will Acquire Ownership of the Exchange From the CBOE Stock Exchange, LLC 2015-01-02T00:00:00-08:00 2015-01-02T00:00:00-08:00 2014-30703 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-02/pdf/2014-30703.pdf https://regulations.justia.com/regulations/fedreg/2015/01/02/2014-30702.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Rules 4751(h) and 4754(b) Relating to the Closing Process 2015-01-02T00:00:00-08:00 2015-01-02T00:00:00-08:00 2014-30702 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-02/pdf/2014-30702.pdf https://regulations.justia.com/regulations/fedreg/2015/01/02/2014-30701.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Options Fee Schedule 2015-01-02T00:00:00-08:00 2015-01-02T00:00:00-08:00 2014-30701 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-02/pdf/2014-30701.pdf https://regulations.justia.com/regulations/fedreg/2015/01/02/2014-30700.html Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change To Provide for the Clearance of Additional Standard Western European Sovereign Single Names 2015-01-02T00:00:00-08:00 2015-01-02T00:00:00-08:00 2014-30700 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-02/pdf/2014-30700.pdf https://regulations.justia.com/regulations/fedreg/2015/01/02/2014-30699.html Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rules 2.11, 2.12, 11.11 and 11.14 To Replace References to “Direct Edge ECN LLC d/b/a DE Route” and “DE Route” With “BATS Trading, Inc.” 2015-01-02T00:00:00-08:00 2015-01-02T00:00:00-08:00 2014-30699 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-02/pdf/2014-30699.pdf https://regulations.justia.com/regulations/fedreg/2015/01/02/2014-30698.html Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rules 2.11, 2.12, 11.11 and 11.14 To Replace References to “Direct Edge ECN LLC d/b/a DE Route” and “DE Route” With “BATS Trading, Inc.” 2015-01-02T00:00:00-08:00 2015-01-02T00:00:00-08:00 2014-30698 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-02/pdf/2014-30698.pdf https://regulations.justia.com/regulations/fedreg/2015/01/02/2014-30697.html Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Certain Contractual Arrangements That Apply to Its Over-the-Counter Interest Rate Swap Clearing Offering 2015-01-02T00:00:00-08:00 2015-01-02T00:00:00-08:00 2014-30697 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-02/pdf/2014-30697.pdf https://regulations.justia.com/regulations/fedreg/2015/01/02/2014-30696.html Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding Certain Contractual Arrangements That Apply to its Over-the-Counter Credit Default Swap Clearing Offering 2015-01-02T00:00:00-08:00 2015-01-02T00:00:00-08:00 2014-30696 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-02/pdf/2014-30696.pdf https://regulations.justia.com/regulations/fedreg/2015/01/02/2014-30695.html Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 2.12 To Remove References to “Direct Edge ECN LLC” and “DE Route” 2015-01-02T00:00:00-08:00 2015-01-02T00:00:00-08:00 2014-30695 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-02/pdf/2014-30695.pdf https://regulations.justia.com/regulations/fedreg/2015/01/02/2014-30694.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 2.12 To Remove References to “Direct Edge ECN LLC” and “DE Route” 2015-01-02T00:00:00-08:00 2015-01-02T00:00:00-08:00 2014-30694 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-02/pdf/2014-30694.pdf