Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/12/24?limit=200&registers=between&mode=atom 2024-04-30T01:47:42-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2014/12/24/2014-30296.html Notice - In the Matter of Treaty Energy Corporation; Order of Suspension of Trading 2014-12-24T00:00:00-08:00 2014-12-24T00:00:00-08:00 2014-30296 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-24/pdf/2014-30296.pdf https://regulations.justia.com/regulations/fedreg/2014/12/24/2014-30130.html Notice - Forum Funds II and CVR Portfolio Funds LLC; Notice of Application 2014-12-24T00:00:00-08:00 2014-12-24T00:00:00-08:00 2014-30130 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-24/pdf/2014-30130.pdf https://regulations.justia.com/regulations/fedreg/2014/12/24/2014-30129.html Notice - Forum Funds II and Acuitas Investments, LLC; Notice of Application 2014-12-24T00:00:00-08:00 2014-12-24T00:00:00-08:00 2014-30129 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-24/pdf/2014-30129.pdf https://regulations.justia.com/regulations/fedreg/2014/12/24/2014-30128.html Notice - SSgA Funds Management, Inc., et al.; Notice of Application 2014-12-24T00:00:00-08:00 2014-12-24T00:00:00-08:00 2014-30128 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-24/pdf/2014-30128.pdf https://regulations.justia.com/regulations/fedreg/2014/12/24/2014-30127.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, to Rule 20.6 of BATS Exchange, Inc. 2014-12-24T00:00:00-08:00 2014-12-24T00:00:00-08:00 2014-30127 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-24/pdf/2014-30127.pdf https://regulations.justia.com/regulations/fedreg/2014/12/24/2014-30126.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 342 To Remove the Three Years' Experience Requirement for Supervisory Personnel and To Add Supplementary Material to Rule 3110 Stating That Supervisors Must Reasonably Discharge Their Supervisory Duties and Obligations 2014-12-24T00:00:00-08:00 2014-12-24T00:00:00-08:00 2014-30126 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-24/pdf/2014-30126.pdf https://regulations.justia.com/regulations/fedreg/2014/12/24/2014-30125.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 342-Equities To Remove the Three Years' Experience Requirement for Supervisory Personnel and To Add Supplementary Material to Rule 3110-Equities Stating That Supervisors Must Reasonably Discharge Their Supervisory Duties and Obligations 2014-12-24T00:00:00-08:00 2014-12-24T00:00:00-08:00 2014-30125 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-24/pdf/2014-30125.pdf https://regulations.justia.com/regulations/fedreg/2014/12/24/2014-30124.html Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc. 2014-12-24T00:00:00-08:00 2014-12-24T00:00:00-08:00 2014-30124 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-24/pdf/2014-30124.pdf https://regulations.justia.com/regulations/fedreg/2014/12/24/2014-30123.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. 2014-12-24T00:00:00-08:00 2014-12-24T00:00:00-08:00 2014-30123 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-24/pdf/2014-30123.pdf https://regulations.justia.com/regulations/fedreg/2014/12/24/2014-30122.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Port Fees 2014-12-24T00:00:00-08:00 2014-12-24T00:00:00-08:00 2014-30122 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-24/pdf/2014-30122.pdf https://regulations.justia.com/regulations/fedreg/2014/12/24/2014-30121.html Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing of Proposed Rule Change To Adopt New Rule 7300 To Allow the Exchange To Trade Preferenced Orders 2014-12-24T00:00:00-08:00 2014-12-24T00:00:00-08:00 2014-30121 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-24/pdf/2014-30121.pdf https://regulations.justia.com/regulations/fedreg/2014/12/24/2014-30120.html Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Granting Approval of Proposed Rule Change To Revise the ICC Risk Management Framework 2014-12-24T00:00:00-08:00 2014-12-24T00:00:00-08:00 2014-30120 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-24/pdf/2014-30120.pdf https://regulations.justia.com/regulations/fedreg/2014/12/24/2014-30119.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rules 11.9(a)(2) and 11.18(e) of BATS Exchange, Inc. 2014-12-24T00:00:00-08:00 2014-12-24T00:00:00-08:00 2014-30119 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-24/pdf/2014-30119.pdf https://regulations.justia.com/regulations/fedreg/2014/12/24/2014-30118.html Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rules 11.9(a)(2) and 11.18(e) of BATS Y-Exchange, Inc. 2014-12-24T00:00:00-08:00 2014-12-24T00:00:00-08:00 2014-30118 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-24/pdf/2014-30118.pdf https://regulations.justia.com/regulations/fedreg/2014/12/24/2014-30105.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change, as Modified by Amendment No. 2 Thereto, To List and Trade Shares of the Sit Rising Rate Fund Under NYSE Arca Equities Rule 8.200 2014-12-24T00:00:00-08:00 2014-12-24T00:00:00-08:00 2014-30105 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-24/pdf/2014-30105.pdf https://regulations.justia.com/regulations/fedreg/2014/12/24/2014-29256.html Rule - Credit Risk Retention 2014-12-24T00:00:00-08:00 2014-12-24T00:00:00-08:00 2014-29256 Rule http://www.gpo.gov/fdsys/pkg/FR-2014-12-24/pdf/2014-29256.pdf