Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/12/24?limit=200®isters=between&mode=atom2024-04-30T01:47:42-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2014/12/24/2014-30296.htmlNotice - In the Matter of Treaty Energy Corporation; Order of Suspension of Trading2014-12-24T00:00:00-08:002014-12-24T00:00:00-08:002014-30296Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-24/pdf/2014-30296.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/24/2014-30130.htmlNotice - Forum Funds II and CVR Portfolio Funds LLC; Notice of Application2014-12-24T00:00:00-08:002014-12-24T00:00:00-08:002014-30130Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-24/pdf/2014-30130.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/24/2014-30129.htmlNotice - Forum Funds II and Acuitas Investments, LLC; Notice of Application2014-12-24T00:00:00-08:002014-12-24T00:00:00-08:002014-30129Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-24/pdf/2014-30129.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/24/2014-30128.htmlNotice - SSgA Funds Management, Inc., et al.; Notice of Application2014-12-24T00:00:00-08:002014-12-24T00:00:00-08:002014-30128Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-24/pdf/2014-30128.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/24/2014-30127.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, to Rule 20.6 of BATS Exchange, Inc.2014-12-24T00:00:00-08:002014-12-24T00:00:00-08:002014-30127Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-24/pdf/2014-30127.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/24/2014-30126.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 342 To Remove the Three Years' Experience Requirement for Supervisory Personnel and To Add Supplementary Material to Rule 3110 Stating That Supervisors Must Reasonably Discharge Their Supervisory Duties and Obligations2014-12-24T00:00:00-08:002014-12-24T00:00:00-08:002014-30126Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-24/pdf/2014-30126.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/24/2014-30125.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 342-Equities To Remove the Three Years' Experience Requirement for Supervisory Personnel and To Add Supplementary Material to Rule 3110-Equities Stating That Supervisors Must Reasonably Discharge Their Supervisory Duties and Obligations2014-12-24T00:00:00-08:002014-12-24T00:00:00-08:002014-30125Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-24/pdf/2014-30125.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/24/2014-30124.htmlNotice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc.2014-12-24T00:00:00-08:002014-12-24T00:00:00-08:002014-30124Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-24/pdf/2014-30124.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/24/2014-30123.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.2014-12-24T00:00:00-08:002014-12-24T00:00:00-08:002014-30123Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-24/pdf/2014-30123.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/24/2014-30122.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Port Fees2014-12-24T00:00:00-08:002014-12-24T00:00:00-08:002014-30122Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-24/pdf/2014-30122.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/24/2014-30121.htmlNotice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing of Proposed Rule Change To Adopt New Rule 7300 To Allow the Exchange To Trade Preferenced Orders2014-12-24T00:00:00-08:002014-12-24T00:00:00-08:002014-30121Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-24/pdf/2014-30121.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/24/2014-30120.htmlNotice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Granting Approval of Proposed Rule Change To Revise the ICC Risk Management Framework2014-12-24T00:00:00-08:002014-12-24T00:00:00-08:002014-30120Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-24/pdf/2014-30120.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/24/2014-30119.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rules 11.9(a)(2) and 11.18(e) of BATS Exchange, Inc.2014-12-24T00:00:00-08:002014-12-24T00:00:00-08:002014-30119Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-24/pdf/2014-30119.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/24/2014-30118.htmlNotice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rules 11.9(a)(2) and 11.18(e) of BATS Y-Exchange, Inc.2014-12-24T00:00:00-08:002014-12-24T00:00:00-08:002014-30118Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-24/pdf/2014-30118.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/24/2014-30105.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change, as Modified by Amendment No. 2 Thereto, To List and Trade Shares of the Sit Rising Rate Fund Under NYSE Arca Equities Rule 8.2002014-12-24T00:00:00-08:002014-12-24T00:00:00-08:002014-30105Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-24/pdf/2014-30105.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/24/2014-29256.htmlRule - Credit Risk Retention2014-12-24T00:00:00-08:002014-12-24T00:00:00-08:002014-29256Rulehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-24/pdf/2014-29256.pdf