<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/12/17?registers=between Mon, 06 May 2024 13:58:49 -0700 Mon, 06 May 2024 13:58:49 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/12/17?registers=between Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Interpretive Material to Rule 7150 (Price Improvement Period “PIP”) and Interpretive Material to Rule 7245 (Complex Order Price Improvement Period “COPIP”) To Extend the Pilot Period That Permit the Exchange To Have No Minimum Size Requirement for Orders Entered Into the PIP and COPIP Until July 18, 2015 https://regulations.justia.com/regulations/fedreg/2014/12/17/2014-29621.html https://regulations.justia.com/regulations/fedreg/2014/12/17/2014-29621.html Wed, 17 Dec 2014 00:00:00 -0800 2014-29621 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-17/pdf/2014-29621.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2014/12/17/2014-29516.html https://regulations.justia.com/regulations/fedreg/2014/12/17/2014-29516.html Wed, 17 Dec 2014 00:00:00 -0800 2014-29516 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-17/pdf/2014-29516.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2014/12/17/2014-29515.html https://regulations.justia.com/regulations/fedreg/2014/12/17/2014-29515.html Wed, 17 Dec 2014 00:00:00 -0800 2014-29515 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-17/pdf/2014-29515.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2014/12/17/2014-29514.html https://regulations.justia.com/regulations/fedreg/2014/12/17/2014-29514.html Wed, 17 Dec 2014 00:00:00 -0800 2014-29514 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-17/pdf/2014-29514.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2014/12/17/2014-29513.html https://regulations.justia.com/regulations/fedreg/2014/12/17/2014-29513.html Wed, 17 Dec 2014 00:00:00 -0800 2014-29513 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-17/pdf/2014-29513.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2014/12/17/2014-29512.html https://regulations.justia.com/regulations/fedreg/2014/12/17/2014-29512.html Wed, 17 Dec 2014 00:00:00 -0800 2014-29512 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-17/pdf/2014-29512.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify NASDAQ Rule 7021 Fees https://regulations.justia.com/regulations/fedreg/2014/12/17/2014-29511.html https://regulations.justia.com/regulations/fedreg/2014/12/17/2014-29511.html Wed, 17 Dec 2014 00:00:00 -0800 2014-29511 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-17/pdf/2014-29511.pdf Notice - ACAP Strategic Fund and SilverBay Capital Management LLC; Notice of Application https://regulations.justia.com/regulations/fedreg/2014/12/17/2014-29501.html https://regulations.justia.com/regulations/fedreg/2014/12/17/2014-29501.html Wed, 17 Dec 2014 00:00:00 -0800 2014-29501 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-17/pdf/2014-29501.pdf Notice - Morgan Creek Global Equity Long/Short Institutional Fund, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2014/12/17/2014-29500.html https://regulations.justia.com/regulations/fedreg/2014/12/17/2014-29500.html Wed, 17 Dec 2014 00:00:00 -0800 2014-29500 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-17/pdf/2014-29500.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Certain NASDAQ Options Market Professional User and Enterprise License Fees https://regulations.justia.com/regulations/fedreg/2014/12/17/2014-29499.html https://regulations.justia.com/regulations/fedreg/2014/12/17/2014-29499.html Wed, 17 Dec 2014 00:00:00 -0800 2014-29499 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-17/pdf/2014-29499.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Amending Its Continued Listing Requirements in Relation to the Late Filing of a Company's Annual Report With the Securities and Exchange Commission as set Forth in Section 802.01E of the Exchange's Listed Company Manual https://regulations.justia.com/regulations/fedreg/2014/12/17/2014-29498.html https://regulations.justia.com/regulations/fedreg/2014/12/17/2014-29498.html Wed, 17 Dec 2014 00:00:00 -0800 2014-29498 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-17/pdf/2014-29498.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify a Level 2 Professional Subscriber Fee https://regulations.justia.com/regulations/fedreg/2014/12/17/2014-29497.html https://regulations.justia.com/regulations/fedreg/2014/12/17/2014-29497.html Wed, 17 Dec 2014 00:00:00 -0800 2014-29497 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-17/pdf/2014-29497.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Amending Rule 6.2A To Authorize the Exchange to Share Any User-Designated Risk Settings in Exchange Systems With the Clearing Member That Clears Transactions on Behalf of the User https://regulations.justia.com/regulations/fedreg/2014/12/17/2014-29496.html https://regulations.justia.com/regulations/fedreg/2014/12/17/2014-29496.html Wed, 17 Dec 2014 00:00:00 -0800 2014-29496 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-17/pdf/2014-29496.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Amending Rule 902.1NY To Authorize the Exchange To Share Any User-Designated Risk Settings in Exchange Systems with the Clearing Member that Clears Transactions on Behalf of the User https://regulations.justia.com/regulations/fedreg/2014/12/17/2014-29495.html https://regulations.justia.com/regulations/fedreg/2014/12/17/2014-29495.html Wed, 17 Dec 2014 00:00:00 -0800 2014-29495 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-17/pdf/2014-29495.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Proposes To Establish an Access Fee for the NYSE Best Quote & Trades Data Feed, Operative on December 1, 2014 https://regulations.justia.com/regulations/fedreg/2014/12/17/2014-29494.html https://regulations.justia.com/regulations/fedreg/2014/12/17/2014-29494.html Wed, 17 Dec 2014 00:00:00 -0800 2014-29494 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-17/pdf/2014-29494.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Applicability of Certain Fees and Credits Provided Under the Fee Schedule https://regulations.justia.com/regulations/fedreg/2014/12/17/2014-29493.html https://regulations.justia.com/regulations/fedreg/2014/12/17/2014-29493.html Wed, 17 Dec 2014 00:00:00 -0800 2014-29493 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-17/pdf/2014-29493.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2014/12/17/2014-29492.html https://regulations.justia.com/regulations/fedreg/2014/12/17/2014-29492.html Wed, 17 Dec 2014 00:00:00 -0800 2014-29492 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-17/pdf/2014-29492.pdf Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2014/12/17/2014-29491.html https://regulations.justia.com/regulations/fedreg/2014/12/17/2014-29491.html Wed, 17 Dec 2014 00:00:00 -0800 2014-29491 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-17/pdf/2014-29491.pdf