Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/12/17?limit=200&registers=between&mode=atom 2024-05-06T17:32:34-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2014/12/17/2014-29621.html Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Interpretive Material to Rule 7150 (Price Improvement Period “PIP”) and Interpretive Material to Rule 7245 (Complex Order Price Improvement Period “COPIP”) To Extend the Pilot Period That Permit the Exchange To Have No Minimum Size Requirement for Orders Entered Into the PIP and COPIP Until July 18, 2015 2014-12-17T00:00:00-08:00 2014-12-17T00:00:00-08:00 2014-29621 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-17/pdf/2014-29621.pdf https://regulations.justia.com/regulations/fedreg/2014/12/17/2014-29516.html Notice - Submission for OMB Review; Comment Request 2014-12-17T00:00:00-08:00 2014-12-17T00:00:00-08:00 2014-29516 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-17/pdf/2014-29516.pdf https://regulations.justia.com/regulations/fedreg/2014/12/17/2014-29515.html Notice - Submission for OMB Review; Comment Request 2014-12-17T00:00:00-08:00 2014-12-17T00:00:00-08:00 2014-29515 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-17/pdf/2014-29515.pdf https://regulations.justia.com/regulations/fedreg/2014/12/17/2014-29514.html Notice - Submission for OMB Review; Comment Request 2014-12-17T00:00:00-08:00 2014-12-17T00:00:00-08:00 2014-29514 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-17/pdf/2014-29514.pdf https://regulations.justia.com/regulations/fedreg/2014/12/17/2014-29513.html Notice - Submission for OMB Review; Comment Request 2014-12-17T00:00:00-08:00 2014-12-17T00:00:00-08:00 2014-29513 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-17/pdf/2014-29513.pdf https://regulations.justia.com/regulations/fedreg/2014/12/17/2014-29512.html Notice - Submission for OMB Review; Comment Request 2014-12-17T00:00:00-08:00 2014-12-17T00:00:00-08:00 2014-29512 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-17/pdf/2014-29512.pdf https://regulations.justia.com/regulations/fedreg/2014/12/17/2014-29511.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify NASDAQ Rule 7021 Fees 2014-12-17T00:00:00-08:00 2014-12-17T00:00:00-08:00 2014-29511 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-17/pdf/2014-29511.pdf https://regulations.justia.com/regulations/fedreg/2014/12/17/2014-29501.html Notice - ACAP Strategic Fund and SilverBay Capital Management LLC; Notice of Application 2014-12-17T00:00:00-08:00 2014-12-17T00:00:00-08:00 2014-29501 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-17/pdf/2014-29501.pdf https://regulations.justia.com/regulations/fedreg/2014/12/17/2014-29500.html Notice - Morgan Creek Global Equity Long/Short Institutional Fund, et al.; Notice of Application 2014-12-17T00:00:00-08:00 2014-12-17T00:00:00-08:00 2014-29500 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-17/pdf/2014-29500.pdf https://regulations.justia.com/regulations/fedreg/2014/12/17/2014-29499.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Certain NASDAQ Options Market Professional User and Enterprise License Fees 2014-12-17T00:00:00-08:00 2014-12-17T00:00:00-08:00 2014-29499 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-17/pdf/2014-29499.pdf https://regulations.justia.com/regulations/fedreg/2014/12/17/2014-29498.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Amending Its Continued Listing Requirements in Relation to the Late Filing of a Company's Annual Report With the Securities and Exchange Commission as set Forth in Section 802.01E of the Exchange's Listed Company Manual 2014-12-17T00:00:00-08:00 2014-12-17T00:00:00-08:00 2014-29498 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-17/pdf/2014-29498.pdf https://regulations.justia.com/regulations/fedreg/2014/12/17/2014-29497.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify a Level 2 Professional Subscriber Fee 2014-12-17T00:00:00-08:00 2014-12-17T00:00:00-08:00 2014-29497 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-17/pdf/2014-29497.pdf https://regulations.justia.com/regulations/fedreg/2014/12/17/2014-29496.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Amending Rule 6.2A To Authorize the Exchange to Share Any User-Designated Risk Settings in Exchange Systems With the Clearing Member That Clears Transactions on Behalf of the User 2014-12-17T00:00:00-08:00 2014-12-17T00:00:00-08:00 2014-29496 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-17/pdf/2014-29496.pdf https://regulations.justia.com/regulations/fedreg/2014/12/17/2014-29495.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Amending Rule 902.1NY To Authorize the Exchange To Share Any User-Designated Risk Settings in Exchange Systems with the Clearing Member that Clears Transactions on Behalf of the User 2014-12-17T00:00:00-08:00 2014-12-17T00:00:00-08:00 2014-29495 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-17/pdf/2014-29495.pdf https://regulations.justia.com/regulations/fedreg/2014/12/17/2014-29494.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Proposes To Establish an Access Fee for the NYSE Best Quote & Trades Data Feed, Operative on December 1, 2014 2014-12-17T00:00:00-08:00 2014-12-17T00:00:00-08:00 2014-29494 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-17/pdf/2014-29494.pdf https://regulations.justia.com/regulations/fedreg/2014/12/17/2014-29493.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Applicability of Certain Fees and Credits Provided Under the Fee Schedule 2014-12-17T00:00:00-08:00 2014-12-17T00:00:00-08:00 2014-29493 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-17/pdf/2014-29493.pdf https://regulations.justia.com/regulations/fedreg/2014/12/17/2014-29492.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. 2014-12-17T00:00:00-08:00 2014-12-17T00:00:00-08:00 2014-29492 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-17/pdf/2014-29492.pdf https://regulations.justia.com/regulations/fedreg/2014/12/17/2014-29491.html Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc. 2014-12-17T00:00:00-08:00 2014-12-17T00:00:00-08:00 2014-29491 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-17/pdf/2014-29491.pdf