<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/12/12?registers=between Mon, 06 May 2024 02:28:56 -0700 Mon, 06 May 2024 02:28:56 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/12/12?registers=between Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Adopt New Exchange Rule 1081, Solicitation Mechanism, To Introduce a New Electronic Solicitation Mechanism https://regulations.justia.com/regulations/fedreg/2014/12/12/2014-29182.html https://regulations.justia.com/regulations/fedreg/2014/12/12/2014-29182.html Fri, 12 Dec 2014 00:00:00 -0800 2014-29182 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-12/pdf/2014-29182.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Granting Approval of Proposed Rule Change To Revise ICC End-of-Day Price Discovery Policies and Procedures https://regulations.justia.com/regulations/fedreg/2014/12/12/2014-29181.html https://regulations.justia.com/regulations/fedreg/2014/12/12/2014-29181.html Fri, 12 Dec 2014 00:00:00 -0800 2014-29181 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-12/pdf/2014-29181.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Revise the Sales Value Fee https://regulations.justia.com/regulations/fedreg/2014/12/12/2014-29180.html https://regulations.justia.com/regulations/fedreg/2014/12/12/2014-29180.html Fri, 12 Dec 2014 00:00:00 -0800 2014-29180 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-12/pdf/2014-29180.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change To Amend the Rules of the Government Securities Division and the Mortgage-Backed Securities Division on Insolvency and Ceasing To Act https://regulations.justia.com/regulations/fedreg/2014/12/12/2014-29179.html https://regulations.justia.com/regulations/fedreg/2014/12/12/2014-29179.html Fri, 12 Dec 2014 00:00:00 -0800 2014-29179 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-12/pdf/2014-29179.pdf Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Position Limits and Position Accountability of the USD Malaysian Crude Palm Oil Calendar (Cleared Only) Contracts https://regulations.justia.com/regulations/fedreg/2014/12/12/2014-29178.html https://regulations.justia.com/regulations/fedreg/2014/12/12/2014-29178.html Fri, 12 Dec 2014 00:00:00 -0800 2014-29178 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-12/pdf/2014-29178.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Amendment No. 1, and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Provide That The Options Clearing Corporation's President Will Be Its Chief Operating Officer, and That the President Will Not Be a Management Director https://regulations.justia.com/regulations/fedreg/2014/12/12/2014-29110.html https://regulations.justia.com/regulations/fedreg/2014/12/12/2014-29110.html Fri, 12 Dec 2014 00:00:00 -0800 2014-29110 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-12/pdf/2014-29110.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Proposed Rule Change Relating to Directed Market Makers https://regulations.justia.com/regulations/fedreg/2014/12/12/2014-29109.html https://regulations.justia.com/regulations/fedreg/2014/12/12/2014-29109.html Fri, 12 Dec 2014 00:00:00 -0800 2014-29109 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-12/pdf/2014-29109.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of EDGX Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2014/12/12/2014-29108.html https://regulations.justia.com/regulations/fedreg/2014/12/12/2014-29108.html Fri, 12 Dec 2014 00:00:00 -0800 2014-29108 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-12/pdf/2014-29108.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of EDGA Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2014/12/12/2014-29107.html https://regulations.justia.com/regulations/fedreg/2014/12/12/2014-29107.html Fri, 12 Dec 2014 00:00:00 -0800 2014-29107 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-12/pdf/2014-29107.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 13.9 of EDGX Exchange, Inc. Related to Communication and Routing Service Known as ConnectEdge https://regulations.justia.com/regulations/fedreg/2014/12/12/2014-29106.html https://regulations.justia.com/regulations/fedreg/2014/12/12/2014-29106.html Fri, 12 Dec 2014 00:00:00 -0800 2014-29106 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-12/pdf/2014-29106.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change to Amend NSCC's Rules and Procedures in Connection with the Discontinuance of the Analytic Reporting Service https://regulations.justia.com/regulations/fedreg/2014/12/12/2014-29105.html https://regulations.justia.com/regulations/fedreg/2014/12/12/2014-29105.html Fri, 12 Dec 2014 00:00:00 -0800 2014-29105 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-12/pdf/2014-29105.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .02 To Exchange Rule 6.72 in Order to Extend the Penny Pilot in Options Classes in Certain Issues Through June 30, 2015 https://regulations.justia.com/regulations/fedreg/2014/12/12/2014-29104.html https://regulations.justia.com/regulations/fedreg/2014/12/12/2014-29104.html Fri, 12 Dec 2014 00:00:00 -0800 2014-29104 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-12/pdf/2014-29104.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .02 to NYSE Amex Options Rule 960NY in Order To Extend the Penny Pilot in Options Classes in Certain Issues Through June 30, 2015 https://regulations.justia.com/regulations/fedreg/2014/12/12/2014-29103.html https://regulations.justia.com/regulations/fedreg/2014/12/12/2014-29103.html Fri, 12 Dec 2014 00:00:00 -0800 2014-29103 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-12/pdf/2014-29103.pdf Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Clarifying Changes to CME Rule 814 and CME Rule 901 https://regulations.justia.com/regulations/fedreg/2014/12/12/2014-29102.html https://regulations.justia.com/regulations/fedreg/2014/12/12/2014-29102.html Fri, 12 Dec 2014 00:00:00 -0800 2014-29102 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-12/pdf/2014-29102.pdf