Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/12/11?limit=200®isters=between&mode=atom2024-04-26T14:59:12-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2014/12/11/2014-29183.htmlNotice - Sunshine Act Meeting2014-12-11T00:00:00-08:002014-12-11T00:00:00-08:002014-29183Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-11/pdf/2014-29183.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/11/2014-29023.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Granting Approval of a Proposed Rule Change Consisting of Rule G-18, on Best Execution of Transactions in Municipal Securities, and Amendments to Rule G-48, on Transactions With Sophisticated Municipal Market Professionals (“SMMP”), and Rule D-15, on the Definition of SMMP2014-12-11T00:00:00-08:002014-12-11T00:00:00-08:002014-29023Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-11/pdf/2014-29023.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/11/2014-29013.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Amend TRACE Rules To Require Members To Identify Transactions With Non-Member Affiliates and To Change How FINRA Disseminates a Subset of Such Transactions2014-12-11T00:00:00-08:002014-12-11T00:00:00-08:002014-29013Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-11/pdf/2014-29013.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/11/2014-29012.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Penny Pilot Program2014-12-11T00:00:00-08:002014-12-11T00:00:00-08:002014-29012Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-11/pdf/2014-29012.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/11/2014-29011.htmlNotice - Self-Regulatory Organizations; ISE Gemini, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Penny Pilot Program2014-12-11T00:00:00-08:002014-12-11T00:00:00-08:002014-29011Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-11/pdf/2014-29011.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/11/2014-29009.htmlNotice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Eliminate Reference to the EdgeRisk Gateway in Rule 13.10 of EDGX Exchange, Inc.2014-12-11T00:00:00-08:002014-12-11T00:00:00-08:002014-29009Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-11/pdf/2014-29009.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/11/2014-29008.htmlNotice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the EdgeBook Cloud Service on EDGX Exchange, Inc.2014-12-11T00:00:00-08:002014-12-11T00:00:00-08:002014-29008Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-11/pdf/2014-29008.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/11/2014-29007.htmlNotice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Eliminate Reference to the EdgeRisk Gateway in Rule 13.10 of EDGA Exchange, Inc.2014-12-11T00:00:00-08:002014-12-11T00:00:00-08:002014-29007Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-11/pdf/2014-29007.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/11/2014-29006.htmlNotice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the EdgeBook Cloud Service on EDGA Exchange, Inc.2014-12-11T00:00:00-08:002014-12-11T00:00:00-08:002014-29006Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-11/pdf/2014-29006.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/11/2014-29005.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; National Securities Clearing Corporation; The Depository Trust Company; Notice of Filing of Advance Notices, as Amended, To Amend and Restate the Third Amended and Restated Shareholders Agreement, Dated as of December 7, 20052014-12-11T00:00:00-08:002014-12-11T00:00:00-08:002014-29005Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-11/pdf/2014-29005.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/11/2014-29004.htmlNotice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adjust the Fees and Credits for Complex Orders Executed Against Orders on the BOX Book2014-12-11T00:00:00-08:002014-12-11T00:00:00-08:002014-29004Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-11/pdf/2014-29004.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/11/2014-29003.htmlNotice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fee Schedule Applicable to Its OTC Credit Default Swap Clearing Offering2014-12-11T00:00:00-08:002014-12-11T00:00:00-08:002014-29003Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-11/pdf/2014-29003.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/11/2014-29002.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Advance Notice Concerning Modifications To Back Testing Procedures in Order To Enhance Monitoring of Margin Coverage and Model Risk Exposure2014-12-11T00:00:00-08:002014-12-11T00:00:00-08:002014-29002Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-11/pdf/2014-29002.pdf