Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/12/11?limit=200&registers=between&mode=atom 2024-04-26T14:59:12-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2014/12/11/2014-29183.html Notice - Sunshine Act Meeting 2014-12-11T00:00:00-08:00 2014-12-11T00:00:00-08:00 2014-29183 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-11/pdf/2014-29183.pdf https://regulations.justia.com/regulations/fedreg/2014/12/11/2014-29023.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Granting Approval of a Proposed Rule Change Consisting of Rule G-18, on Best Execution of Transactions in Municipal Securities, and Amendments to Rule G-48, on Transactions With Sophisticated Municipal Market Professionals (“SMMP”), and Rule D-15, on the Definition of SMMP 2014-12-11T00:00:00-08:00 2014-12-11T00:00:00-08:00 2014-29023 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-11/pdf/2014-29023.pdf https://regulations.justia.com/regulations/fedreg/2014/12/11/2014-29013.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Amend TRACE Rules To Require Members To Identify Transactions With Non-Member Affiliates and To Change How FINRA Disseminates a Subset of Such Transactions 2014-12-11T00:00:00-08:00 2014-12-11T00:00:00-08:00 2014-29013 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-11/pdf/2014-29013.pdf https://regulations.justia.com/regulations/fedreg/2014/12/11/2014-29012.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Penny Pilot Program 2014-12-11T00:00:00-08:00 2014-12-11T00:00:00-08:00 2014-29012 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-11/pdf/2014-29012.pdf https://regulations.justia.com/regulations/fedreg/2014/12/11/2014-29011.html Notice - Self-Regulatory Organizations; ISE Gemini, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Penny Pilot Program 2014-12-11T00:00:00-08:00 2014-12-11T00:00:00-08:00 2014-29011 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-11/pdf/2014-29011.pdf https://regulations.justia.com/regulations/fedreg/2014/12/11/2014-29009.html Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Eliminate Reference to the EdgeRisk Gateway in Rule 13.10 of EDGX Exchange, Inc. 2014-12-11T00:00:00-08:00 2014-12-11T00:00:00-08:00 2014-29009 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-11/pdf/2014-29009.pdf https://regulations.justia.com/regulations/fedreg/2014/12/11/2014-29008.html Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the EdgeBook Cloud Service on EDGX Exchange, Inc. 2014-12-11T00:00:00-08:00 2014-12-11T00:00:00-08:00 2014-29008 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-11/pdf/2014-29008.pdf https://regulations.justia.com/regulations/fedreg/2014/12/11/2014-29007.html Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Eliminate Reference to the EdgeRisk Gateway in Rule 13.10 of EDGA Exchange, Inc. 2014-12-11T00:00:00-08:00 2014-12-11T00:00:00-08:00 2014-29007 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-11/pdf/2014-29007.pdf https://regulations.justia.com/regulations/fedreg/2014/12/11/2014-29006.html Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the EdgeBook Cloud Service on EDGA Exchange, Inc. 2014-12-11T00:00:00-08:00 2014-12-11T00:00:00-08:00 2014-29006 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-11/pdf/2014-29006.pdf https://regulations.justia.com/regulations/fedreg/2014/12/11/2014-29005.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; National Securities Clearing Corporation; The Depository Trust Company; Notice of Filing of Advance Notices, as Amended, To Amend and Restate the Third Amended and Restated Shareholders Agreement, Dated as of December 7, 2005 2014-12-11T00:00:00-08:00 2014-12-11T00:00:00-08:00 2014-29005 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-11/pdf/2014-29005.pdf https://regulations.justia.com/regulations/fedreg/2014/12/11/2014-29004.html Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adjust the Fees and Credits for Complex Orders Executed Against Orders on the BOX Book 2014-12-11T00:00:00-08:00 2014-12-11T00:00:00-08:00 2014-29004 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-11/pdf/2014-29004.pdf https://regulations.justia.com/regulations/fedreg/2014/12/11/2014-29003.html Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fee Schedule Applicable to Its OTC Credit Default Swap Clearing Offering 2014-12-11T00:00:00-08:00 2014-12-11T00:00:00-08:00 2014-29003 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-11/pdf/2014-29003.pdf https://regulations.justia.com/regulations/fedreg/2014/12/11/2014-29002.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Advance Notice Concerning Modifications To Back Testing Procedures in Order To Enhance Monitoring of Margin Coverage and Model Risk Exposure 2014-12-11T00:00:00-08:00 2014-12-11T00:00:00-08:00 2014-29002 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-11/pdf/2014-29002.pdf