Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/12/10?limit=200&registers=between&mode=atom 2025-01-06T13:41:26-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2014/12/10/2014-28909.html Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 14.1(c)(5) of EDGX Exchange, Inc. To Harmonize Its Restrictions on Market Makers in UTP Derivative Securities With NYSE Arca, Inc. and Nasdaq Stock Market LLC 2014-12-10T00:00:00-08:00 2014-12-10T00:00:00-08:00 2014-28909 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-10/pdf/2014-28909.pdf https://regulations.justia.com/regulations/fedreg/2014/12/10/2014-28908.html Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 14.1(c)(5) of EDGA Exchange, Inc. To Harmonize Its Restrictions on Market Makers in UTP Derivative Securities With NYSE Arca, Inc. and Nasdaq Stock Market LLC 2014-12-10T00:00:00-08:00 2014-12-10T00:00:00-08:00 2014-28908 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-10/pdf/2014-28908.pdf https://regulations.justia.com/regulations/fedreg/2014/12/10/2014-28907.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.1 of BATS Exchange, Inc. 2014-12-10T00:00:00-08:00 2014-12-10T00:00:00-08:00 2014-28907 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-10/pdf/2014-28907.pdf https://regulations.justia.com/regulations/fedreg/2014/12/10/2014-28906.html Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.1 of BATS Y-Exchange, Inc. 2014-12-10T00:00:00-08:00 2014-12-10T00:00:00-08:00 2014-28906 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-10/pdf/2014-28906.pdf https://regulations.justia.com/regulations/fedreg/2014/12/10/2014-28905.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 14.11(j)(5) of BATS Exchange, Inc., To Remove the Restriction Prohibiting Market Makers in UTP Derivative Securities From Acting or Registering as a Market Maker in Any Reference Asset of That UTP Derivative Security or Any Derivative Instrument Based on Such Reference Asset 2014-12-10T00:00:00-08:00 2014-12-10T00:00:00-08:00 2014-28905 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-10/pdf/2014-28905.pdf https://regulations.justia.com/regulations/fedreg/2014/12/10/2014-28904.html Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 14.1(c)(5) of BATS Y-Exchange, Inc., To Remove the Restriction Prohibiting Market Makers in UTP Derivative Securities From Acting or Registering as a Market Maker in Any Reference Asset of That UTP Derivative Security or Any Derivative Instrument Based on Such Reference Asset 2014-12-10T00:00:00-08:00 2014-12-10T00:00:00-08:00 2014-28904 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-10/pdf/2014-28904.pdf https://regulations.justia.com/regulations/fedreg/2014/12/10/2014-28880.html Notice - Dreyfus ETF Trust, et al.; Notice of Application 2014-12-10T00:00:00-08:00 2014-12-10T00:00:00-08:00 2014-28880 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-10/pdf/2014-28880.pdf https://regulations.justia.com/regulations/fedreg/2014/12/10/2014-28879.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of Hull Tactical US ETF Under NYSE Arca Equities Rule 8.600 2014-12-10T00:00:00-08:00 2014-12-10T00:00:00-08:00 2014-28879 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-10/pdf/2014-28879.pdf https://regulations.justia.com/regulations/fedreg/2014/12/10/2014-28878.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; NYSE MKT LLC; NYSE Arca, Inc.; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, in Connection With the Proposed Termination of the Amended and Restated Trust Agreement, Dated as of November 13, 2013 and Amended on June 2, 2014 By and Among NYSE Holdings LLC, a Delaware Limited Liability Company, NYSE Group, Inc., a Delaware Corporation, Wilmington Trust Company, as Delaware Trustee, and Each of Jacques de Larosière de Champfeu, Alan Trager and John Shepard Reed, as Trustees 2014-12-10T00:00:00-08:00 2014-12-10T00:00:00-08:00 2014-28878 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-10/pdf/2014-28878.pdf https://regulations.justia.com/regulations/fedreg/2014/12/10/2014-28877.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Proposed Rule Change Relating to the NASDAQ Opening and Halt Cross 2014-12-10T00:00:00-08:00 2014-12-10T00:00:00-08:00 2014-28877 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-10/pdf/2014-28877.pdf https://regulations.justia.com/regulations/fedreg/2014/12/10/2014-28876.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 510 To Extend the Penny Pilot Program 2014-12-10T00:00:00-08:00 2014-12-10T00:00:00-08:00 2014-28876 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-10/pdf/2014-28876.pdf https://regulations.justia.com/regulations/fedreg/2014/12/10/2014-28875.html Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Order Approving Proposed Rule Change To Provide for the Clearance of Additional Sovereign Contracts 2014-12-10T00:00:00-08:00 2014-12-10T00:00:00-08:00 2014-28875 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-10/pdf/2014-28875.pdf https://regulations.justia.com/regulations/fedreg/2014/12/10/2014-28874.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change To Modify the Opening Process 2014-12-10T00:00:00-08:00 2014-12-10T00:00:00-08:00 2014-28874 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-10/pdf/2014-28874.pdf https://regulations.justia.com/regulations/fedreg/2014/12/10/2014-28873.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed Rule Change To Amend the Clearing Rules of the Mortgage-Backed Securities Division To Establish a Membership Category and Minimum Financial Requirements for Insured Credit Unions 2014-12-10T00:00:00-08:00 2014-12-10T00:00:00-08:00 2014-28873 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-10/pdf/2014-28873.pdf