Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/12/05?limit=200&registers=between&mode=atom 2024-05-03T22:57:14-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2014/12/05/2014-28584.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Amendment To Conform Rule Text 2014-12-05T00:00:00-08:00 2014-12-05T00:00:00-08:00 2014-28584 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-05/pdf/2014-28584.pdf https://regulations.justia.com/regulations/fedreg/2014/12/05/2014-28551.html Notice - Submission for OMB Review; Comment Request 2014-12-05T00:00:00-08:00 2014-12-05T00:00:00-08:00 2014-28551 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-05/pdf/2014-28551.pdf https://regulations.justia.com/regulations/fedreg/2014/12/05/2014-28550.html Notice - Submission for OMB Review; Comment Request 2014-12-05T00:00:00-08:00 2014-12-05T00:00:00-08:00 2014-28550 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-05/pdf/2014-28550.pdf https://regulations.justia.com/regulations/fedreg/2014/12/05/2014-28549.html Notice - Submission for OMB Review; Comment Request 2014-12-05T00:00:00-08:00 2014-12-05T00:00:00-08:00 2014-28549 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-05/pdf/2014-28549.pdf https://regulations.justia.com/regulations/fedreg/2014/12/05/2014-28548.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Consisting of Amendments to MSRB's Electronic Municipal Market Access (EMMA) System To Add Disclosures Related to Municipal Asset-Backed Securities 2014-12-05T00:00:00-08:00 2014-12-05T00:00:00-08:00 2014-28548 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-05/pdf/2014-28548.pdf https://regulations.justia.com/regulations/fedreg/2014/12/05/2014-28547.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change Relating To Listing and Trading of Shares of Eight PIMCO Exchange-Traded Funds 2014-12-05T00:00:00-08:00 2014-12-05T00:00:00-08:00 2014-28547 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-05/pdf/2014-28547.pdf https://regulations.justia.com/regulations/fedreg/2014/12/05/2014-28546.html Notice - Options Price Reporting Authority; Order Approving an Amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information To Amend OPRA's Definition of the term “Nonprofessional” 2014-12-05T00:00:00-08:00 2014-12-05T00:00:00-08:00 2014-28546 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-05/pdf/2014-28546.pdf https://regulations.justia.com/regulations/fedreg/2014/12/05/2014-28545.html Notice - Options Price Reporting Authority; Order Approving an Amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information To Amend Sections 5.4 and 7.1 of the OPRA Plan 2014-12-05T00:00:00-08:00 2014-12-05T00:00:00-08:00 2014-28545 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-05/pdf/2014-28545.pdf https://regulations.justia.com/regulations/fedreg/2014/12/05/2014-28544.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Withdrawal of an Advance Notice Concerning Enhancements to the Risk Management Framework Applied to the Clearance of Confirmed Trades Executed in Extended and Overnight Trading Sessions 2014-12-05T00:00:00-08:00 2014-12-05T00:00:00-08:00 2014-28544 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-05/pdf/2014-28544.pdf https://regulations.justia.com/regulations/fedreg/2014/12/05/2014-28543.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of a Proposed Rule Change Consisting of Proposed Amendments to MSRB Rules G-1, on Separately Identifiable Department or Division of a Bank; G-2, on Standards of Professional Qualification; G-3, on Professional Qualification Requirements; and D-13, on Municipal Advisory Activities 2014-12-05T00:00:00-08:00 2014-12-05T00:00:00-08:00 2014-28543 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-05/pdf/2014-28543.pdf https://regulations.justia.com/regulations/fedreg/2014/12/05/2014-28534.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify NASDAQ Rule 7001(c) 2014-12-05T00:00:00-08:00 2014-12-05T00:00:00-08:00 2014-28534 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-05/pdf/2014-28534.pdf https://regulations.justia.com/regulations/fedreg/2014/12/05/2014-27767.html Rule - Regulation Systems Compliance and Integrity 2014-12-05T00:00:00-08:00 2014-12-05T00:00:00-08:00 2014-27767 Rule http://www.gpo.gov/fdsys/pkg/FR-2014-12-05/pdf/2014-27767.pdf