Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/12/02?limit=200&registers=between&mode=atom 2024-11-25T23:36:49-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2014/12/02/2014-28353.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change in Order To Permit OCC To Adjust the Size of Its Clearing Fund on an Intra-Month Basis 2014-12-02T00:00:00-08:00 2014-12-02T00:00:00-08:00 2014-28353 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-02/pdf/2014-28353.pdf https://regulations.justia.com/regulations/fedreg/2014/12/02/2014-28322.html Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Clearing Rules Relating to CASS Requirements 2014-12-02T00:00:00-08:00 2014-12-02T00:00:00-08:00 2014-28322 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-02/pdf/2014-28322.pdf https://regulations.justia.com/regulations/fedreg/2014/12/02/2014-28321.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Extension of the Exchange's Penny Pilot Program and Replacement of Penny Pilot Issues That Have Been Delisted 2014-12-02T00:00:00-08:00 2014-12-02T00:00:00-08:00 2014-28321 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-02/pdf/2014-28321.pdf https://regulations.justia.com/regulations/fedreg/2014/12/02/2014-28320.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Extension of the Exchange's Penny Pilot Program and Replacement of Penny Pilot Issues That Have Been Delisted 2014-12-02T00:00:00-08:00 2014-12-02T00:00:00-08:00 2014-28320 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-02/pdf/2014-28320.pdf https://regulations.justia.com/regulations/fedreg/2014/12/02/2014-28319.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Active SQF Port Fees 2014-12-02T00:00:00-08:00 2014-12-02T00:00:00-08:00 2014-28319 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-02/pdf/2014-28319.pdf https://regulations.justia.com/regulations/fedreg/2014/12/02/2014-28318.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Extension of the Exchange's Penny Pilot Program and Replacement of Penny Pilot Issues That Have Been Delisted 2014-12-02T00:00:00-08:00 2014-12-02T00:00:00-08:00 2014-28318 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-02/pdf/2014-28318.pdf https://regulations.justia.com/regulations/fedreg/2014/12/02/2014-28317.html Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change to Formalize the ICC Operational Risk Management Framework 2014-12-02T00:00:00-08:00 2014-12-02T00:00:00-08:00 2014-28317 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-02/pdf/2014-28317.pdf https://regulations.justia.com/regulations/fedreg/2014/12/02/2014-28316.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of a Proposed Rule Change To Adopt NASDAQ Rule 7015(i) To Offer the New IPO Workstation 2014-12-02T00:00:00-08:00 2014-12-02T00:00:00-08:00 2014-28316 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-02/pdf/2014-28316.pdf https://regulations.justia.com/regulations/fedreg/2014/12/02/2014-28315.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change To Amend the Rules of the Government Securities Division and the Mortgage-Backed Securities Division Regarding the Default of Fixed Income Clearing Corporation 2014-12-02T00:00:00-08:00 2014-12-02T00:00:00-08:00 2014-28315 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-02/pdf/2014-28315.pdf https://regulations.justia.com/regulations/fedreg/2014/12/02/2014-28314.html Notice - Banc of America Mortgage Securities, Inc., et al.; Notice of Application and Temporary Order 2014-12-02T00:00:00-08:00 2014-12-02T00:00:00-08:00 2014-28314 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-02/pdf/2014-28314.pdf https://regulations.justia.com/regulations/fedreg/2014/12/02/2014-28313.html Notice - ETF Securities Advisors LLC, et al.; Notice of Application 2014-12-02T00:00:00-08:00 2014-12-02T00:00:00-08:00 2014-28313 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-02/pdf/2014-28313.pdf https://regulations.justia.com/regulations/fedreg/2014/12/02/2014-28312.html Notice - Proposed Collection; Comment Request 2014-12-02T00:00:00-08:00 2014-12-02T00:00:00-08:00 2014-28312 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-02/pdf/2014-28312.pdf https://regulations.justia.com/regulations/fedreg/2014/12/02/2014-28311.html Notice - Submission for OMB Review; Comment Request 2014-12-02T00:00:00-08:00 2014-12-02T00:00:00-08:00 2014-28311 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-02/pdf/2014-28311.pdf https://regulations.justia.com/regulations/fedreg/2014/12/02/2014-28310.html Notice - Submission for OMB Review; Comment Request 2014-12-02T00:00:00-08:00 2014-12-02T00:00:00-08:00 2014-28310 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-02/pdf/2014-28310.pdf https://regulations.justia.com/regulations/fedreg/2014/12/02/2014-28309.html Notice - Submission for OMB Review; Comment Request 2014-12-02T00:00:00-08:00 2014-12-02T00:00:00-08:00 2014-28309 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-02/pdf/2014-28309.pdf https://regulations.justia.com/regulations/fedreg/2014/12/02/2014-28308.html Notice - Submission for OMB Review; Comment Request 2014-12-02T00:00:00-08:00 2014-12-02T00:00:00-08:00 2014-28308 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-02/pdf/2014-28308.pdf https://regulations.justia.com/regulations/fedreg/2014/12/02/2014-28307.html Notice - Proposed Collection; Comment Request 2014-12-02T00:00:00-08:00 2014-12-02T00:00:00-08:00 2014-28307 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-02/pdf/2014-28307.pdf https://regulations.justia.com/regulations/fedreg/2014/12/02/2014-28306.html Notice - Proposed Collection; Comment Request 2014-12-02T00:00:00-08:00 2014-12-02T00:00:00-08:00 2014-28306 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-02/pdf/2014-28306.pdf https://regulations.justia.com/regulations/fedreg/2014/12/02/2014-28305.html Notice - Proposed Collection; Comment Request 2014-12-02T00:00:00-08:00 2014-12-02T00:00:00-08:00 2014-28305 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-02/pdf/2014-28305.pdf