Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/11?limit=200&registers=between&min-day=1&max-day=30&mode=atom 2024-05-22T23:00:10-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2014/11/28/2014-28084.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Amending Rules 311 and 313 To Add Limited Liability Companies as Eligible Member Organizations and Delineate the Information Limited Liability Companies Must Submit to the Exchange as Part of the Membership Process; Eliminate the Requirement That a Member Corporation Be Created or Organized, and Maintain Its Principal Place of Business, in the United States; and Make Additional Related Amendments To Update Its Membership Rules 2014-11-28T00:00:00-08:00 2014-11-28T00:00:00-08:00 2014-28084 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-28/pdf/2014-28084.pdf https://regulations.justia.com/regulations/fedreg/2014/11/28/2014-28083.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change Amending Rules 311-Equities and 313-Equities To Add Limited Liability Companies as Eligible Member Organizations and Delineate the Information Limited Liability Companies Must Submit to the Exchange as Part of the Membership Process; Eliminate the Requirement That a Member Corporation Be Created or Organized, and Maintain Its Principal Place of Business, in the United States; and Make Additional Related Amendments To Update Its Membership Rules 2014-11-28T00:00:00-08:00 2014-11-28T00:00:00-08:00 2014-28083 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-28/pdf/2014-28083.pdf https://regulations.justia.com/regulations/fedreg/2014/11/28/2014-28082.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Amending Rule 902.1NY To Authorize the Exchange To Share Any User-Designated Risk Settings in Exchange Systems With the Clearing Member That Clears Transactions on Behalf of the User 2014-11-28T00:00:00-08:00 2014-11-28T00:00:00-08:00 2014-28082 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-28/pdf/2014-28082.pdf https://regulations.justia.com/regulations/fedreg/2014/11/28/2014-28080.html Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing of Proposed Rule Change to Finance Procedures 2014-11-28T00:00:00-08:00 2014-11-28T00:00:00-08:00 2014-28080 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-28/pdf/2014-28080.pdf https://regulations.justia.com/regulations/fedreg/2014/11/28/2014-28079.html Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change Related to ICC's Use of House Initial Margin as an Internal Liquidity Resource 2014-11-28T00:00:00-08:00 2014-11-28T00:00:00-08:00 2014-28079 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-28/pdf/2014-28079.pdf https://regulations.justia.com/regulations/fedreg/2014/11/28/2014-28078.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 6.1A To Adopt a Definition of “Professional Customer” on the Exchange 2014-11-28T00:00:00-08:00 2014-11-28T00:00:00-08:00 2014-28078 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-28/pdf/2014-28078.pdf https://regulations.justia.com/regulations/fedreg/2014/11/26/2014-28081.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Amending Rule 6.2A To Authorize the Exchange To Share Any User-Designated Risk Settings in Exchange Systems With the Clearing Member That Clears Transactions on Behalf of the User 2014-11-26T00:00:00-08:00 2014-11-26T00:00:00-08:00 2014-28081 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-26/pdf/2014-28081.pdf https://regulations.justia.com/regulations/fedreg/2014/11/26/2014-28026.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Short Interest Reports 2014-11-26T00:00:00-08:00 2014-11-26T00:00:00-08:00 2014-28026 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-26/pdf/2014-28026.pdf https://regulations.justia.com/regulations/fedreg/2014/11/26/2014-27982.html Notice - Lattice Strategies, LLC, et al.; Notice of Application 2014-11-26T00:00:00-08:00 2014-11-26T00:00:00-08:00 2014-27982 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-26/pdf/2014-27982.pdf https://regulations.justia.com/regulations/fedreg/2014/11/26/2014-27981.html Notice - Advanced Series Trust, et al.; Notice of Application 2014-11-26T00:00:00-08:00 2014-11-26T00:00:00-08:00 2014-27981 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-26/pdf/2014-27981.pdf https://regulations.justia.com/regulations/fedreg/2014/11/26/2014-27980.html Notice - BlackRock, Inc., et al.; Notice of Application 2014-11-26T00:00:00-08:00 2014-11-26T00:00:00-08:00 2014-27980 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-26/pdf/2014-27980.pdf https://regulations.justia.com/regulations/fedreg/2014/11/26/2014-27979.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify Rule 7018(a) With Respect to Execution and Routing of Orders in Securities Priced at $1 or More Per Share 2014-11-26T00:00:00-08:00 2014-11-26T00:00:00-08:00 2014-27979 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-26/pdf/2014-27979.pdf https://regulations.justia.com/regulations/fedreg/2014/11/26/2014-27978.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Clarify the Exchange's Pricing Schedule Under Section VIII With Respect to Execution and Routing of Orders in Securities Priced at $1 or More Per Share 2014-11-26T00:00:00-08:00 2014-11-26T00:00:00-08:00 2014-27978 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-26/pdf/2014-27978.pdf https://regulations.justia.com/regulations/fedreg/2014/11/26/2014-27977.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To List and Trade Shares of the iShares Interest Rate Hedged 0-5 Year High Yield Bond ETF, iShares Interest Rate Hedged 10+ Year Credit Bond ETF, and the iShares Interest Rate Hedged Emerging Markets Bond ETF Under NYSE Arca Equities Rule 8.600 2014-11-26T00:00:00-08:00 2014-11-26T00:00:00-08:00 2014-27977 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-26/pdf/2014-27977.pdf https://regulations.justia.com/regulations/fedreg/2014/11/26/2014-27976.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Reflecting a Change in The Investment Objective of the Treesdale Rising Rates ETF and Change in Its Creation and Redemption Procedures 2014-11-26T00:00:00-08:00 2014-11-26T00:00:00-08:00 2014-27976 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-26/pdf/2014-27976.pdf https://regulations.justia.com/regulations/fedreg/2014/11/26/2014-27975.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Amending the Bylaws of Its Wholly-Owned Subsidiary NYSE Regulation, Inc. To Provide That Non-Affiliated Directors Would Not Be Removed for Cause if They Are Acting in Good Faith in Exercising Their Responsibilities as Directors Related to NYSE Regulation's Functions and Responsibilities Delegated to It Under the Delegation Agreement Between the Exchange, NYSE Regulation and NYSE Market, Inc. 2014-11-26T00:00:00-08:00 2014-11-26T00:00:00-08:00 2014-27975 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-26/pdf/2014-27975.pdf https://regulations.justia.com/regulations/fedreg/2014/11/25/2014-27881.html Notice - In the Matter of Bravo Enterprises Ltd.; Immunotech Laboratories, Inc.; Myriad Interactive Media, Inc.; Wholehealth Products, Inc.; Order of Suspension of Trading 2014-11-25T00:00:00-08:00 2014-11-25T00:00:00-08:00 2014-27881 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-25/pdf/2014-27881.pdf https://regulations.justia.com/regulations/fedreg/2014/11/25/2014-27879.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt an All-Inclusive Annual Listing Fee and Modify Certain Other Listing Fees 2014-11-25T00:00:00-08:00 2014-11-25T00:00:00-08:00 2014-27879 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-25/pdf/2014-27879.pdf https://regulations.justia.com/regulations/fedreg/2014/11/25/2014-27878.html Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Order Approving and Declaring Effective a Proposed Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and the Miami International Securities Exchange, LLC 2014-11-25T00:00:00-08:00 2014-11-25T00:00:00-08:00 2014-27878 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-25/pdf/2014-27878.pdf https://regulations.justia.com/regulations/fedreg/2014/11/25/2014-27846.html Notice - Order Extending Temporary Conditional Exemption for Nationally Recognized Statistical Rating Organizations From Requirements of Rule 17g-5 Under the Securities Exchange Act of 1934 and Request for Comment 2014-11-25T00:00:00-08:00 2014-11-25T00:00:00-08:00 2014-27846 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-25/pdf/2014-27846.pdf https://regulations.justia.com/regulations/fedreg/2014/11/25/2014-27845.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify NASDAQ Rule 7018 Fees 2014-11-25T00:00:00-08:00 2014-11-25T00:00:00-08:00 2014-27845 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-25/pdf/2014-27845.pdf https://regulations.justia.com/regulations/fedreg/2014/11/25/2014-27844.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify Rule 7018(a) with Respect to Execution and Routing of Orders in Securities Priced at $1 or More Per Share 2014-11-25T00:00:00-08:00 2014-11-25T00:00:00-08:00 2014-27844 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-25/pdf/2014-27844.pdf https://regulations.justia.com/regulations/fedreg/2014/11/25/2014-27843.html Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing of Proposed Rule Change Relating to ICE Clear Europe Board Risk Committee 2014-11-25T00:00:00-08:00 2014-11-25T00:00:00-08:00 2014-27843 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-25/pdf/2014-27843.pdf https://regulations.justia.com/regulations/fedreg/2014/11/25/2014-27842.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify That Federal Reserve Banks, Central Counterparties, and Central Securities Depositories Shall Not Be Considered Either “Mandatory Purchaser Participants” or “Voluntary Purchaser Participants” 2014-11-25T00:00:00-08:00 2014-11-25T00:00:00-08:00 2014-27842 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-25/pdf/2014-27842.pdf https://regulations.justia.com/regulations/fedreg/2014/11/25/2014-27841.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify That Federal Reserve Banks, Central Counterparties, and Central Securities Depositories Shall Not Be Considered Either “Mandatory Purchaser Participants” or “Voluntary Purchaser Participants” 2014-11-25T00:00:00-08:00 2014-11-25T00:00:00-08:00 2014-27841 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-25/pdf/2014-27841.pdf https://regulations.justia.com/regulations/fedreg/2014/11/25/2014-27840.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify That Federal Reserve Banks, Central Counterparties, and Central Securities Depositories Shall Not Be Considered Either “Mandatory Purchaser Participants” or “Voluntary Purchaser Participants” and Registered Investment Companies Shall Be Considered “Voluntary Purchaser Participants” 2014-11-25T00:00:00-08:00 2014-11-25T00:00:00-08:00 2014-27840 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-25/pdf/2014-27840.pdf https://regulations.justia.com/regulations/fedreg/2014/11/25/2014-27839.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Rules Concerning Supervision To Harmonize the Rules With Certain Financial Industry Regulatory Authority, Inc. Rules and Making Other Conforming Changes 2014-11-25T00:00:00-08:00 2014-11-25T00:00:00-08:00 2014-27839 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-25/pdf/2014-27839.pdf https://regulations.justia.com/regulations/fedreg/2014/11/24/2014-27745.html Notice - Privacy Act of 1974: Systems of Records 2014-11-24T00:00:00-08:00 2014-11-24T00:00:00-08:00 2014-27745 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-24/pdf/2014-27745.pdf https://regulations.justia.com/regulations/fedreg/2014/11/24/2014-27711.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Approval of a Proposed Rule Change, as Modified by Amendments No. 1 and No. 2 Thereto, Relating to the Listing and Trading of the Shares of the Reality Shares NASDAQ-100 DIVS Index ETF Under Nasdaq Rule 5705 2014-11-24T00:00:00-08:00 2014-11-24T00:00:00-08:00 2014-27711 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-24/pdf/2014-27711.pdf https://regulations.justia.com/regulations/fedreg/2014/11/24/2014-27710.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Pricing Schedule 2014-11-24T00:00:00-08:00 2014-11-24T00:00:00-08:00 2014-27710 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-24/pdf/2014-27710.pdf https://regulations.justia.com/regulations/fedreg/2014/11/24/2014-27709.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change Regarding the Short Term Option Series Program 2014-11-24T00:00:00-08:00 2014-11-24T00:00:00-08:00 2014-27709 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-24/pdf/2014-27709.pdf https://regulations.justia.com/regulations/fedreg/2014/11/24/2014-27708.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the Gross Income Assessment Pricing Structure 2014-11-24T00:00:00-08:00 2014-11-24T00:00:00-08:00 2014-27708 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-24/pdf/2014-27708.pdf https://regulations.justia.com/regulations/fedreg/2014/11/24/2014-27707.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of a Proposed Rule Change, as Modified by Amendments No. 1 and No. 4 Thereto, Relating to Listing and Trading of Shares of the Reality Shares DIVS Index ETF Under NYSE Arca Equities Rule 5.2(j)(3) 2014-11-24T00:00:00-08:00 2014-11-24T00:00:00-08:00 2014-27707 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-24/pdf/2014-27707.pdf https://regulations.justia.com/regulations/fedreg/2014/11/24/2014-27706.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Professional Orders 2014-11-24T00:00:00-08:00 2014-11-24T00:00:00-08:00 2014-27706 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-24/pdf/2014-27706.pdf https://regulations.justia.com/regulations/fedreg/2014/11/24/2014-27705.html Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Withdrawal of Proposed Rule Change Related to Enhancements to Risk Model for Credit Default Swaps 2014-11-24T00:00:00-08:00 2014-11-24T00:00:00-08:00 2014-27705 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-24/pdf/2014-27705.pdf https://regulations.justia.com/regulations/fedreg/2014/11/24/2014-27704.html Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Withdrawal of Proposed Rule Change Related to Clearing of Certain iTraxx Europe Index Untranched CDS Contracts on Indices Administered by Markit 2014-11-24T00:00:00-08:00 2014-11-24T00:00:00-08:00 2014-27704 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-24/pdf/2014-27704.pdf https://regulations.justia.com/regulations/fedreg/2014/11/24/2014-27703.html Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Penny Pilot Program Through June 30, 2015 2014-11-24T00:00:00-08:00 2014-11-24T00:00:00-08:00 2014-27703 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-24/pdf/2014-27703.pdf https://regulations.justia.com/regulations/fedreg/2014/11/24/2014-27702.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Penny Pilot Program through June 30, 2015 2014-11-24T00:00:00-08:00 2014-11-24T00:00:00-08:00 2014-27702 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-24/pdf/2014-27702.pdf https://regulations.justia.com/regulations/fedreg/2014/11/24/2014-27701.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Adopt FINRA Rule 2242 (Debt Research Analysts and Debt Research Reports) 2014-11-24T00:00:00-08:00 2014-11-24T00:00:00-08:00 2014-27701 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-24/pdf/2014-27701.pdf https://regulations.justia.com/regulations/fedreg/2014/11/24/2014-27700.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Adopt FINRA Rule 2241 (Research Analysts and Research Reports) in the Consolidated FINRA Rulebook 2014-11-24T00:00:00-08:00 2014-11-24T00:00:00-08:00 2014-27700 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-24/pdf/2014-27700.pdf https://regulations.justia.com/regulations/fedreg/2014/11/24/2014-27699.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Provide a New Optional Functionality to Minimum Quantity Orders 2014-11-24T00:00:00-08:00 2014-11-24T00:00:00-08:00 2014-27699 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-24/pdf/2014-27699.pdf https://regulations.justia.com/regulations/fedreg/2014/11/24/2014-27698.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to the NYSE MKT LLC Equities Proprietary Market Data Fee Schedule (“Market Data Fee Schedule”) Regarding Non-Display Use Fees 2014-11-24T00:00:00-08:00 2014-11-24T00:00:00-08:00 2014-27698 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-24/pdf/2014-27698.pdf https://regulations.justia.com/regulations/fedreg/2014/11/24/2014-27697.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to the NYSE Proprietary Market Data Fee Schedule (“Market Data Fee Schedule”) Regarding Non-Display Use Fees 2014-11-24T00:00:00-08:00 2014-11-24T00:00:00-08:00 2014-27697 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-24/pdf/2014-27697.pdf https://regulations.justia.com/regulations/fedreg/2014/11/24/2014-27696.html Notice - TPG Specialty Lending, Inc., et al.; Notice of Application 2014-11-24T00:00:00-08:00 2014-11-24T00:00:00-08:00 2014-27696 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-24/pdf/2014-27696.pdf https://regulations.justia.com/regulations/fedreg/2014/11/24/2014-27695.html Notice - Proposed Collection; Comment Request 2014-11-24T00:00:00-08:00 2014-11-24T00:00:00-08:00 2014-27695 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-24/pdf/2014-27695.pdf https://regulations.justia.com/regulations/fedreg/2014/11/24/2014-27694.html Notice - Submission for OMB Review; Comment Request 2014-11-24T00:00:00-08:00 2014-11-24T00:00:00-08:00 2014-27694 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-24/pdf/2014-27694.pdf https://regulations.justia.com/regulations/fedreg/2014/11/21/2014-27800.html Notice - Sunshine Act Meeting 2014-11-21T00:00:00-08:00 2014-11-21T00:00:00-08:00 2014-27800 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-21/pdf/2014-27800.pdf https://regulations.justia.com/regulations/fedreg/2014/11/21/2014-27618.html Rule - Staff Accounting Bulletin No. 115 2014-11-21T00:00:00-08:00 2014-11-21T00:00:00-08:00 2014-27618 Rule http://www.gpo.gov/fdsys/pkg/FR-2014-11-21/pdf/2014-27618.pdf https://regulations.justia.com/regulations/fedreg/2014/11/21/2014-27572.html Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Decision Not To Clear Security-Based Swaps 2014-11-21T00:00:00-08:00 2014-11-21T00:00:00-08:00 2014-27572 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-21/pdf/2014-27572.pdf https://regulations.justia.com/regulations/fedreg/2014/11/21/2014-27571.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Amending Its Information Barrier Rules 2014-11-21T00:00:00-08:00 2014-11-21T00:00:00-08:00 2014-27571 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-21/pdf/2014-27571.pdf