Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/11/28?limit=200&registers=between&mode=atom 2024-04-23T18:36:29-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2014/11/28/2014-28084.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Amending Rules 311 and 313 To Add Limited Liability Companies as Eligible Member Organizations and Delineate the Information Limited Liability Companies Must Submit to the Exchange as Part of the Membership Process; Eliminate the Requirement That a Member Corporation Be Created or Organized, and Maintain Its Principal Place of Business, in the United States; and Make Additional Related Amendments To Update Its Membership Rules 2014-11-28T00:00:00-08:00 2014-11-28T00:00:00-08:00 2014-28084 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-28/pdf/2014-28084.pdf https://regulations.justia.com/regulations/fedreg/2014/11/28/2014-28083.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change Amending Rules 311-Equities and 313-Equities To Add Limited Liability Companies as Eligible Member Organizations and Delineate the Information Limited Liability Companies Must Submit to the Exchange as Part of the Membership Process; Eliminate the Requirement That a Member Corporation Be Created or Organized, and Maintain Its Principal Place of Business, in the United States; and Make Additional Related Amendments To Update Its Membership Rules 2014-11-28T00:00:00-08:00 2014-11-28T00:00:00-08:00 2014-28083 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-28/pdf/2014-28083.pdf https://regulations.justia.com/regulations/fedreg/2014/11/28/2014-28082.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Amending Rule 902.1NY To Authorize the Exchange To Share Any User-Designated Risk Settings in Exchange Systems With the Clearing Member That Clears Transactions on Behalf of the User 2014-11-28T00:00:00-08:00 2014-11-28T00:00:00-08:00 2014-28082 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-28/pdf/2014-28082.pdf https://regulations.justia.com/regulations/fedreg/2014/11/28/2014-28080.html Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing of Proposed Rule Change to Finance Procedures 2014-11-28T00:00:00-08:00 2014-11-28T00:00:00-08:00 2014-28080 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-28/pdf/2014-28080.pdf https://regulations.justia.com/regulations/fedreg/2014/11/28/2014-28079.html Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change Related to ICC's Use of House Initial Margin as an Internal Liquidity Resource 2014-11-28T00:00:00-08:00 2014-11-28T00:00:00-08:00 2014-28079 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-28/pdf/2014-28079.pdf https://regulations.justia.com/regulations/fedreg/2014/11/28/2014-28078.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 6.1A To Adopt a Definition of “Professional Customer” on the Exchange 2014-11-28T00:00:00-08:00 2014-11-28T00:00:00-08:00 2014-28078 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-28/pdf/2014-28078.pdf